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Coinbase (COIN) CFO Alesia Haas converts, exercises options and sells shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Coinbase Global, Inc. Chief Financial Officer Alesia J. Haas reported multiple equity transactions dated February 6, 2026. She converted 617,668 shares of Class B Common Stock into 617,668 shares of Class A Common Stock, and exercised employee stock options for an additional 78,433 Class A shares at an exercise price of $18.13 per share.

To cover the option exercise price, commissions, fees and estimated tax withholding obligations under a Rule 10b5‑1 trading plan adopted September 3, 2025, she sold multiple blocks of Class A shares at weighted average prices ranging from $152.0995 to $156.7201. Following these transactions, Haas directly beneficially owned 402,165 shares of Class A Common Stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HAAS ALESIA J

(Last) (First) (Middle)
C/O COINBASE GLOBAL, INC.
ONE MADISON AVENUE, SUITE 2400

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Coinbase Global, Inc. [ COIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/06/2026 C(1)(2) 617,668 A $0(3) 688,332 D
Class A Common Stock 02/06/2026 M(2) 78,433 A $18.13 766,765 D
Class A Common Stock 02/06/2026 S(4) 14,062 D $152.0995(5) 752,703 D
Class A Common Stock 02/06/2026 S(4) 3,757 D $152.8565(6) 748,946 D
Class A Common Stock 02/06/2026 S(4) 128,182 D $154.0581(7) 620,764 D
Class A Common Stock 02/06/2026 S(4) 90,676 D $155.1526(8) 530,088 D
Class A Common Stock 02/06/2026 S(4) 116,709 D $156.0261(9) 413,379 D
Class A Common Stock 02/06/2026 S(4) 11,214 D $156.7201(10) 402,165 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $6.9733 02/06/2026 M(2) 617,668 (11) 04/30/2028 Class B Common Stock 617,668 $0 0 D
Class B Common Stock (3) 02/06/2026 M(2) 617,668 (3) (3) Class A Common Stock 617,668 $0 617,668 D
Class B Common Stock (3) 02/06/2026 C(1)(2) 617,668 (3) (3) Class A Common Stock 617,668 $0 0 D
Employee Stock Option (right to buy) $18.13 02/06/2026 M(2) 78,433 (12) 04/28/2030 Class A Common Stock 78,433 $0 0 D
Explanation of Responses:
1. Represents the conversion of Class B Common Stock held of record by the Reporting Person into Class A Common Stock.
2. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 3, 2025, during an open trading window.
3. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
4. These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 3, 2025, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.
5. Represents the weighted average sale price. The lowest price at which shares were sold was $151.5703 and the highest price at which shares were sold was $152.555. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (5) through (10) to this Form 4.
6. Represents the weighted average sale price. The lowest price at which shares were sold was $152.5818 and the highest price at which shares were sold was $153.58.
7. Represents the weighted average sale price. The lowest price at which shares were sold was $153.5872 and the highest price at which shares were sold was $154.58.
8. Represents the weighted average sale price. The lowest price at which shares were sold was $154.59 and the highest price at which shares were sold was $155.585.
9. Represents the weighted average sale price. The lowest price at which shares were sold was $155.59 and the highest price at which shares were sold was $156.5822.
10. Represents the weighted average sale price. The lowest price at which shares were sold was $156.59 and the highest price at which shares were sold was $157.04.
11. The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining 3/4th of the options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.
12. The options vest in equal monthly increments over four years, with the first 1/48 of the options vesting on February 1, 2020, until the options are fully vested on January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.
Remarks:
/s/ Alesia J. Haas, by Lailey Rezai, Attorney-in-Fact 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Coinbase (COIN) CFO Alesia Haas report in this Form 4?

Alesia Haas reported option exercises, share conversions, and related sales. She converted 617,668 Class B shares into Class A, exercised options for 78,433 Class A shares, then sold several Class A blocks under a Rule 10b5‑1 plan and ended with 402,165 Class A shares.

How many Coinbase Class A shares does CFO Alesia Haas own after these transactions?

After the reported transactions, Alesia Haas directly beneficially owned 402,165 shares of Coinbase Class A Common Stock. This figure reflects the combination of her option exercises, conversion of Class B shares, and multiple open‑market sales executed on February 6, 2026.

What stock option activity did Coinbase CFO Alesia Haas report?

Haas exercised employee stock options covering 617,668 shares at a $6.9733 exercise price and 78,433 shares at an $18.13 exercise price. The exercises converted into Class A Common Stock and were linked to long‑term vesting schedules described in the Form 4’s footnotes.

At what prices did Coinbase CFO Alesia Haas sell Class A shares?

Haas reported selling Class A shares at weighted average prices between $152.0995 and $156.7201. Footnotes state the lowest individual trade prices ranged from $151.5703 to $156.59, and the highest from $152.555 to $157.04 across the separate sale transactions.

Were Coinbase CFO Alesia Haas’s share sales under a Rule 10b5-1 trading plan?

Yes. The Form 4 states the transactions were effected pursuant to a Rule 10b5‑1 trading plan adopted on September 3, 2025, during an open trading window. The plan covered option exercises and related sales to pay exercise prices, commissions, fees and estimated tax obligations.

Why did Coinbase CFO Alesia Haas sell shares after exercising options?

According to the footnotes, Haas sold shares solely to cover the option exercise price, commissions, fees and estimated tax withholding obligations. The disclosure specifies she did not sell or dispose of shares for any reason other than satisfying these exercise‑related and tax‑related requirements.
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