Coinbase (NASDAQ: COIN) says Brock Lawrence J ends SEC officer status

Rhea-AI Filing Summary

Coinbase Global, Inc. insider Brock Lawrence J, identified as Chief People Officer, reports that following August 17, 2026 he is no longer an "officer" of the company within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934. This voluntary Form 4 reports only the change in reporting status and lists no securities transactions.

Key Figures

Officer status change effective: following August 17, 2026 Reported buy transactions: 0 Reported sell transactions: 0

3 metrics

Officer status change effective following August 17, 2026 Date after which the reporting person is no longer an officer under Rule 16a-1

Reported buy transactions 0 BuyCount from transaction summary indicating no purchases reported

Reported sell transactions 0 SellCount from transaction summary indicating no sales reported

Key Terms

Rule 16a-1, Securities Exchange Act of 1934, Section 16

3 terms

Rule 16a-1 regulatory

"no longer an officer of the Issuer within the meaning of Rule 16a-1"

Securities Exchange Act of 1934 regulatory

"within the meaning of Rule 16a-1 of the Securities Exchange Act of 1934"

Section 16 regulatory

"no longer an officer of the Issuer within the meaning of Rule 16a-1"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

FAQ

What did Coinbase (COIN) disclose about Brock Lawrence J in this Form 4?

Coinbase disclosed that Brock Lawrence J is, following August 17, 2026, no longer an "officer" of the company for purposes of Rule 16a-1, which affects his status as a Section 16 reporting person, and that this Form 4 is filed voluntarily.

Were any Coinbase (COIN) share transactions reported for Brock Lawrence J?

No transactions were reported. The Form 4 contains no entries in the transactions table and a summary indicating zero buys, sells, or other reportable trades, meaning it serves only to document the change in reporting status.

Why is this Coinbase (COIN) Form 4 described as voluntarily filed?

It is described as voluntarily filed because it is submitted solely to report that, following August 17, 2026, Brock Lawrence J is no longer an officer under Rule 16a-1, rather than to report any mandatory, reportable security transaction.

What role did Brock Lawrence J hold at Coinbase (COIN) before this status change?

The reporting person is identified as an officer with the title Chief People Officer. The Form 4 explains that following August 17, 2026, he no longer qualifies as an "officer" under Rule 16a-1 for Section 16 purposes.

How does this Form 4 affect future Section 16 reporting for Coinbase (COIN)?

By stating that after August 17, 2026 Brock Lawrence J is no longer an "officer" under Rule 16a-1, the filing indicates his ongoing Section 16 reporting obligations may change, since that status determines who must file ownership and transaction reports.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 05:38 PM Accepted by SEC EDGAR 08/17/2026 - 05:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brock Lawrence J

(Last) (First) (Middle)

C/O COINBASE GLOBAL, INC.

ONE MADISON AVENUE, SUITE 2400

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Coinbase Global, Inc. [ COIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief People Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

This Form 4 is being voluntarily filed solely to report that following August 17, 2026, the Reporting Person is no longer an officer of the Issuer within the meaning of Rule 16a-1 of the Securities Exchange Act of 1934, as amended.

	/s/ Lawrence J. Brock, by Lailey Rezai, Attorney-in-Fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)