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CommScope (COMM) SVP awarded performance shares after criteria met

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CommScope Holding Company, Inc. reported equity awards to senior executive Charles A. Gilstrap, SVP, Treasury, Tax & CAO. On 01/08/2026, he acquired 19,546 shares of common stock, 10,237 shares of common stock, and 22,132 shares of common stock at a price of $0 per share, all reported as direct ownership. These share deliveries relate to prior grants of performance share units where company performance criteria were either met or exceeded during the relevant performance periods.

The filing explains that an initial grant of 15,750 performance share units from 06/01/2023 resulted in 19,546 units earned, another 06/01/2023 grant resulted in 10,237 units earned, and a 06/01/2025 grant tied to performance through 12/31/2025 resulted in 22,132 units earned. These performance share units are scheduled to vest on 06/01/2026, along with previously granted restricted stock units that also vest in 2026–2028, contingent on Mr. Gilstrap’s continued employment.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gilstrap Charles A

(Last) (First) (Middle)
C/O COMMSCOPE HOLDING COMPANY, INC.
2601 TELECOM PARKWAY

(Street)
RICHARDSON TX 75082

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CommScope Holding Company, Inc. [ COMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Treasury, Tax & CAO
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2026 A 19,546 A(1) $0 243,071(2) D
Common Stock 01/08/2026 A 10,237 A(3) $0 253,308(2) D
Common Stock 01/08/2026 A 22,132 A(4) $0 275,440(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On 06/01/2023, the reporting person was granted 15,750 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was exceeded, resulting in a total of 19,546 performance share units earned. The performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
2. As previously reported, includes (a) 12,250 restricted stock units that were granted on 06/01/2023 and will vest on 06/01/2026; (b) 73,500 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (c) 33,200 restricted stock units that were granted on 06/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer.
3. On 06/01/2023, the reporting person was granted 10,237 performance share units, which number could earned based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was met, resulting in a total of 10,237 performance share units earned. The performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
4. On 06/01/2025, the reporting person was granted and award of performance share units, 11,066 of which related to performance over a performance period ending on 12/31/2025, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria for such performance period was exceeded, resulting in a total of 22,132 performance share units earned. These performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer.
/s/ Michael D. Coppin, Under a Power of Attorney 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did COMM report for Charles A. Gilstrap?

The company reported that Charles A. Gilstrap, SVP, Treasury, Tax & CAO, acquired three blocks of common stock on 01/08/2026, all as direct ownership.

How many CommScope (COMM) shares did the executive acquire in this Form 4?

On 01/08/2026, he acquired 19,546, 10,237, and 22,132 shares of common stock, all at a reported price of $0 per share, tied to performance share unit awards.

Why did Charles A. Gilstrap receive these COMM common shares at $0?

The transactions reflect the settlement of performance share units that were previously granted and earned based on the Company’s satisfaction of specified performance criteria, rather than open-market purchases.

What performance awards are described for the CommScope executive?

Footnotes describe grants of 15,750 and 10,237 performance share units on 06/01/2023 and an award including 11,066 units from 06/01/2025, with performance criteria either met or exceeded, resulting in 19,546, 10,237, and 22,132 units earned.

When will the performance share units and RSUs for COMM vest?

The performance share units earned are scheduled to vest on 06/01/2026. Footnotes also note restricted stock units granted in 2023, 2024, and 2025 that will vest on or across 06/01/2026, 06/01/2027, and 06/01/2028, all subject to continued employment.

How many COMM shares does the executive own after these transactions?

After the reported 01/08/2026 transactions, the filing shows total directly owned common stock increasing through the sequence to 275,440 shares following the last reported acquisition.
Commscope Hldg Co Inc

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4.34B
213.37M
2.08%
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6.56%
Communication Equipment
Radio & Tv Broadcasting & Communications Equipment
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United States
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