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  4. [Form 4] CommScope Holding Company, Inc. Insider Trading Activity

CommScope Holding Company, Inc. (COMM) officer reports new vested stock awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CommScope Holding Company, Inc. executive Michael D. Coppin, SVP & President, NICS, reported the vesting of performance-based equity awards. On 12/16/2025, the Compensation Committee approved vesting of a portion of two performance share unit grants, each at a price of $0 per share.

The first grant, awarded on 03/01/2023, resulted in vesting of 50,800 shares, increasing his beneficial ownership of common stock to 477,600 shares. A second performance grant from 03/01/2023 led to vesting of 59,325 shares, bringing beneficial ownership to 536,925 shares. Both vestings are effective on 12/18/2025 and are based on estimated performance.

The explanations note that additional performance share units may be earned depending on the Company’s actual performance through 12/31/2025 and 02/28/2026, and they also describe previously granted restricted stock units with scheduled vesting dates, all subject to continued employment.

Positive

  • None.

Negative

  • None.
Insider Giordano Bartolomeo
Role SVP & President, NICS
Type Security Shares Price Value
Grant/Award Common Stock 50,800 $0.00 --
Grant/Award Common Stock 59,325 $0.00 --
Holdings After Transaction: Common Stock — 477,600 shares (Direct)
Footnotes (1)
  1. On 03/01/2023, the reporting person was granted 50,800 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 50,800 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee may determine that additional performance share units are earned based upon actual performance, which performance period ends on 12/31/2025, and any such additional performance share units would be eligible to vest pursuant to their terms. As previously reported, includes (a) 16,934 restricted stock units that were granted on 03/01/2023 and will vest on 12/18/2025; (b) 19,067 restricted stock units that were granted on 06/01/2023 and will vest on 12/18/2025; (c) 52,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (d) 107,200 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (e) 94,500 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. On 03/01/2023, the reporting person was granted 33,900 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 59,325 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee may determine that additional performance share units are earned based upon actual performance, which performance period ends on 02/28/2026, and any such additional performance share units would be eligible to vest pursuant to their terms.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Giordano Bartolomeo
(Last) (First) (Middle)
C/O COMMSCOPE HOLDING COMPANY, INC.
260 TELECOM PARKWAY
(Street)
RICHARDSON TX 75082
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CommScope Holding Company, Inc. [ COMM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & President, NICS
3. Date of Earliest Transaction (Month/Day/Year)
12/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/16/2025 A 50,800 A(1) $0 477,600(2) D
Common Stock 12/16/2025 A 59,325 A(3) $0 536,925(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On 03/01/2023, the reporting person was granted 50,800 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 50,800 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee may determine that additional performance share units are earned based upon actual performance, which performance period ends on 12/31/2025, and any such additional performance share units would be eligible to vest pursuant to their terms.
2. As previously reported, includes (a) 16,934 restricted stock units that were granted on 03/01/2023 and will vest on 12/18/2025; (b) 19,067 restricted stock units that were granted on 06/01/2023 and will vest on 12/18/2025; (c) 52,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (d) 107,200 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (e) 94,500 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer.
3. On 03/01/2023, the reporting person was granted 33,900 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 12/16/2025, the Compensation Committee of the issuer approved the vesting of a portion of the performance share units representing 59,325 shares, effective on 12/18/2025, based upon estimated performance. The Compensation Committee may determine that additional performance share units are earned based upon actual performance, which performance period ends on 02/28/2026, and any such additional performance share units would be eligible to vest pursuant to their terms.
/s/ Michael D. Coppin, Under a Power of Attorney 12/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did COMM report in this Form 4?

The filing reports that an officer of CommScope Holding Company, Inc. had portions of two performance share unit awards vest into common stock, with no cash price per share.

How many CommScope (COMM) shares vested for the reporting person?

Two tranches vested: 50,800 shares from one performance share unit grant and 59,325 shares from another, both approved on 12/16/2025 and effective 12/18/2025.

What is the reporting person’s role at CommScope (COMM)?

The reporting person is an officer of CommScope Holding Company, Inc., serving as SVP & President, NICS.

What was the resulting beneficial ownership after the reported CommScope transactions?

After the first vesting, beneficial ownership of common stock was 477,600 shares, and after the second vesting it was 536,925 shares, held directly.

Were these CommScope performance share units tied to company performance?

Yes. Both performance share unit grants could be increased or decreased based on the Company’s satisfaction of specified performance criteria over defined performance periods.

Can additional CommScope performance share units still be earned from these grants?

The explanations state that the Compensation Committee may determine that additional performance share units are earned based on actual performance through 12/31/2025 and 02/28/2026, respectively.

What other equity awards are outstanding for the reporting person at CommScope?

The filing notes several restricted stock unit grants from 2023–2025, with vesting scheduled on 12/18/2025 and ratably on 06/01/2026, 06/01/2027, and 06/01/2028, subject to continued employment.