[144] Compass, Inc. SEC Filing
Rhea-AI Filing Summary
An affiliate of the issuer has filed a Rule 144 notice to sell 182,452 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $2,236,861.52. The issuer has 561,061,452 shares of this class outstanding.
The shares to be sold come from a stock option exercise for 138,133 shares paid in cash on 01/09/2026 and from 44,319 restricted stock units acquired on 04/04/2023. The form also lists recent Rule 10b5-1 sales for Bradley Serwin, including 197,568 shares of common stock sold on 01/07/2026 for $2,413,522.78, plus several smaller sales in November 2025. The signer represents they are not aware of undisclosed material adverse information about the issuer’s operations.
Positive
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Negative
- None.
FAQ
What does the COMP Rule 144 filing disclose?
The filing discloses an intent to sell 182,452 shares of common stock under Rule 144, with an aggregate market value of $2,236,861.52, to be executed through Morgan Stanley Smith Barney LLC on the NYSE.
How many COMP shares are outstanding in this class?
The filing reports that there are 561,061,452 shares of the relevant class of common stock outstanding.
Where do the COMP shares being sold under Rule 144 come from?
The shares to be sold include 138,133 shares obtained via a stock option exercise paid in cash on 01/09/2026 and 44,319 shares acquired through restricted stock units on 04/04/2023.
Which broker will handle the planned COMP stock sale?
The planned sale of 182,452 common shares is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.
What recent Rule 10b5-1 sales for Bradley Serwin are reported?
The notice lists several Rule 10b5-1 sales for Bradley Serwin, including 197,568 shares of common stock sold on 01/07/2026 for $2,413,522.78, and multiple smaller sales in November 2025 with gross proceeds ranging from $8,127.00 to $230,483.00.
What representation does the seller make about COMP’s non-public information?
By signing the notice, the person for whose account the securities are to be sold represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.