Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Compass, Inc. filings document the company's real estate services business, capital structure, governance and material events. Recent Form 8-K reports cover operating and financial results, Regulation FD disclosures, material agreements, officer appointments, and transaction-related obligations tied to its brokerage and franchise operations, including records following the completed acquisition of Anywhere Real Estate.
Proxy materials describe board and shareholder voting matters, executive compensation, equity awards and governance practices. The filing record also includes exhibits and capital-structure disclosures relevant to Compass's owned-brokerage and franchise model, its brand portfolio, technology platform and integrated real estate services.
BlackRock, Inc. has filed an amended ownership report disclosing a significant position in Compass Inc. Class A stock. As of June 30, 2026, BlackRock reports beneficial ownership of 52,546,320 shares of Class A stock, representing 7.0% of the class.
BlackRock reports sole voting power over 51,411,613 shares and sole dispositive power over 52,546,320 shares, with no shared voting or dispositive power. The filing notes that various clients have rights to dividends or sale proceeds, but no individual client holds more than five percent of Compass’s outstanding common shares.
Compass, Inc., a Delaware corporation with annual revenue over $100,000,000, filed a Form D for a new exempt equity offering under Rule 506(b) of Regulation D. The offering relates to an acquisition, with $26,947,269 of equity securities sold and $0 remaining to be sold. The first sale occurred on July 2, 2026. No finders' fees were paid, with reported finders' fees of $0. The company identifies itself in the banking and financial services/business services space and confirms it is not registered as an investment company under the Investment Company Act of 1940.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported an automatic sale of Class A Common Stock by The Ruth Reffkin Family Trust under a pre-arranged Rule 10b5-1 trading plan adopted on March 3, 2026. The trust sold 23,456 shares at a weighted average price of $12.5056 per share in multiple transactions between $12.22 and $12.68. After these sales, indirect holdings associated with Reffkin total 7,781,204 Class A shares, while he also directly holds 515,796 Class A shares.
Compass, Inc. reports that Chief Accounting Officer Timothy B. Gustavson had 2,299 RSUs settle into Class A Common Stock on June 15, 2026, with 1,176 shares withheld to satisfy tax obligations at $8.59 per share. He now directly holds 28,457 shares of Class A Common Stock and 34,488 RSUs, which vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter until fully vested on March 15, 2030, subject to his continued service.
Compass, Inc. Chief Legal Officer Ethan Charles Glass reported RSU vesting activity on June 15, 2026. He converted 101,733 RSUs into an equal number of Class A shares, then had 50,970 shares withheld by the issuer to satisfy tax obligations from the vesting. Following these transactions he directly holds 559,534 RSUs and 151,399 Class A Common shares, subject to multi-year vesting schedules through 2029.
Compass, Inc. CFO Scott R. Wahlers reported compensation-related equity activity involving the company’s Class A common stock. He exercised restricted stock units to acquire 47,466 shares, reflecting RSUs settling into common stock. To cover associated tax obligations on the RSU vesting, 24,233 shares were withheld by Compass at a price of $8.59 per share, a non-market, tax-withholding disposition rather than an open-market sale. Following these transactions, Wahlers directly holds 318,412 shares of Class A common stock. Footnotes show a multi-year RSU vesting schedule through 2029, contingent on his continued service with the company.
COMP filed a Form 144 reporting proposed sales of Common stock to be sold under a 10b5-1 plan. The filing lists 902 Restricted Stock Units with an applicable date of 06/15/2025 and references a 10b5-1 sale by Bradley Serwin on 05/06/2026 involving 1,804 shares. Timing and cash‑flow treatment are tied to the sale mechanics disclosed in the filing.
Compass, Inc. director Josh N. McCarter reported bona fide gifts of Class A Common Stock. On June 11, 2026, he gifted a total of 70,576 shares, including 35,288 shares previously held indirectly and 35,288 shares held directly.
Following the transactions, his direct holdings fell to 0 shares, while 217,447 shares are now reported as held indirectly through McCarter Living Trust, where he and his spouse are both trustees and beneficiaries. These are non-cash gift transfers, not market sales.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported automatic indirect sales of Class A Common Stock through The Ruth Reffkin Family Trust under a Rule 10b5-1 plan adopted on March 3, 2026. On June 3, 2026, the trust sold 23,456 shares in open-market transactions.
The filing shows 600 shares sold at a weighted average price of $8.2833 per share and 22,856 shares sold at a weighted average price of $7.6759 per share, with individual trades ranging from $7.27–$8.30. After these transactions, Reffkin holds 515,796 shares directly and 7,804,660 shares indirectly through various trusts and entities.