Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Compass, Inc. filings document the company's real estate services business, capital structure, governance and material events. Recent Form 8-K reports cover operating and financial results, Regulation FD disclosures, material agreements, officer appointments, and transaction-related obligations tied to its brokerage and franchise operations, including records following the completed acquisition of Anywhere Real Estate.
Proxy materials describe board and shareholder voting matters, executive compensation, equity awards and governance practices. The filing record also includes exhibits and capital-structure disclosures relevant to Compass's owned-brokerage and franchise model, its brand portfolio, technology platform and integrated real estate services.
Compass, Inc. director Josh N. McCarter reported bona fide gifts of Class A Common Stock. On June 11, 2026, he gifted a total of 70,576 shares, including 35,288 shares previously held indirectly and 35,288 shares held directly.
Following the transactions, his direct holdings fell to 0 shares, while 217,447 shares are now reported as held indirectly through McCarter Living Trust, where he and his spouse are both trustees and beneficiaries. These are non-cash gift transfers, not market sales.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported automatic indirect sales of Class A Common Stock through The Ruth Reffkin Family Trust under a Rule 10b5-1 plan adopted on March 3, 2026. On June 3, 2026, the trust sold 23,456 shares in open-market transactions.
The filing shows 600 shares sold at a weighted average price of $8.2833 per share and 22,856 shares sold at a weighted average price of $7.6759 per share, with individual trades ranging from $7.27–$8.30. After these transactions, Reffkin holds 515,796 shares directly and 7,805,260 shares indirectly through various trusts and entities.
Compass, Inc. director Frank Martell reported routine equity compensation activity. He exercised derivative securities to acquire 35,288 shares of Class A common stock at a stated price of $0.0000 per share, bringing his direct holdings to 218,233 shares.
Martell also received a grant of 27,702 restricted stock units, each representing one share of Class A common stock upon settlement. These RSUs vest 100% on the earlier of the next annual stockholder meeting or May 14, 2027, and he has elected to defer receipt of 100% of this award under Compass’s deferred compensation plan. In addition, 30,000 shares are held indirectly through the Frank D. and Donna M. Martell Family Trust, over which he has voting and investment power as trustee.
Compass, Inc. director Allan Leinwand reported equity compensation activity involving Class A Common Stock and restricted stock units (RSUs). He exercised RSUs covering 35,288 shares of Class A Common Stock at a price of $0.00 per share, resulting in 35,288 shares of direct ownership.
He also received a new grant of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. The filing shows 146,352 shares of Class A Common Stock held indirectly through the Leinwand Family Living Trust, where he and his spouse serve as trustees and beneficiaries. The RSUs are scheduled to vest 100% on the earlier of specified future annual stockholder meetings or stated May 2026 and May 2027 dates.
Compass, Inc. director Charles E. Phillips Jr. reported equity compensation activity involving the company’s Class A Common Stock. He exercised 35,288 Restricted Stock Units (RSUs), which converted into the same number of Class A shares, bringing his direct holding to 236,642 shares after the transaction.
Phillips also received a new award of 27,702 RSUs, each representing a right to one Class A share upon settlement. The RSUs disclosed in the footnotes vest 100% on the earlier of the next annual meeting of stockholders or May 22, 2026 for one grant and May 14, 2027 for another, highlighting time-based service vesting rather than open-market trading.
Compass, Inc. director Steven J. Sordello reported equity compensation activity and an option-equivalent exercise. On May 14, 2026, he exercised derivative securities into 35,288 shares of Class A Common Stock, bringing his direct holdings to 247,357 shares. He also received new Restricted Stock Unit awards covering 9,677 and 27,702 shares, which will vest on schedules tied to future annual stockholder meetings and specified dates through May 2027.
Compass, Inc. director Pamela Thomas-Graham reported equity compensation-related transactions in the company’s Class A common stock. She exercised previously granted restricted stock units (RSUs) into 35,288 shares of Class A common stock, bringing her direct holdings in the stock to 186,588 shares after the transaction.
She also received a new award of 27,702 RSUs, each representing a contingent right to one share of Class A common stock upon settlement. These RSUs vest 100% on the earlier of the company’s next annual stockholder meeting or May 22, 2026 and May 14, 2027, respectively, reflecting standard board compensation rather than open-market trading.
Compass, Inc. director Dawanna Williams reported routine equity compensation activity. She exercised Restricted Stock Units into 35,288 shares of Class A Common Stock and now directly holds 203,017 shares. She also received a new award of 27,702 RSUs, each representing one share upon settlement, which will vest 100% on the earlier of the next annual stockholder meeting and May 14, 2027.
Compass, Inc. director Josh N. McCarter reported equity compensation activity rather than open‑market trading. He exercised previously granted restricted stock units into 35,288 shares of Class A Common Stock at a price of $0.00 per share, which he now holds directly.
He also received a new award of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. According to the terms, these RSUs vest 100% on the earlier of the next annual stockholder meeting or May 22, 2026, and another RSU grant vests 100% on the earlier of the next annual stockholder meeting or May 14, 2027.
Separately, an indirect holding entry shows 182,159 Class A shares held through the McCarter Living Trust, where McCarter and his spouse serve as trustees and beneficiaries. No sales or tax‑withholding dispositions are reported in this filing.