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Compass (COMP) SEC Filings

COMP NYSE

Compass, Inc. filings document the company's real estate services business, capital structure, governance and material events. Recent Form 8-K reports cover operating and financial results, Regulation FD disclosures, material agreements, officer appointments, and transaction-related obligations tied to its brokerage and franchise operations, including records following the completed acquisition of Anywhere Real Estate.

Proxy materials describe board and shareholder voting matters, executive compensation, equity awards and governance practices. The filing record also includes exhibits and capital-structure disclosures relevant to Compass's owned-brokerage and franchise model, its brand portfolio, technology platform and integrated real estate services.

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Compass, Inc. director Sissie L. Hsiao reported no securities beneficially owned, with 0 shares held directly as of October 14, 2026.

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Compass, Inc. reported a Rule 506(b) exempt equity offering with $420,079 sold and $0 remaining to be sold. The securities were sold in connection with an acquisition, and the date of first sale was October 1, 2026.

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Compass, Inc. appointed Sissie L. Hsiao to its board effective October 14, 2026, filling the vacancy created by Charles E. Phillips, Jr.’s resignation, effective October 9. Hsiao will serve as a Class II director with a term expiring at the 2029 annual meeting, or until her successor is duly elected and qualified, and will join the Compensation Committee. The board appointed current director Frank Martell as Lead Independent Director and current director Steven Sordello as chair of the Nominating and Corporate Governance Committee, both effective October 9.

Hsiao is a former Google executive with more than two decades of experience in consumer technology. From 2021 to 2025, she served as Google vice president and general manager of Gemini app, Assistant, and Speech. Phillips said he resigned to devote more time to commitments outside the real estate industry; Compass stated his resignation was not due to a disagreement over its operations, policies, or practices.

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Compass, Inc. (COMP) reported an exempt equity offering in connection with an acquisition, with $4,465,597 sold and $0 remaining to be sold under Rule 506(b). The first sale was dated September 22, 2026. Compass selected an issuer-size revenue range of over $100 million and reported $0 in finders’ fees.

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Compass, Inc. reported a Rule 506(b) exempt equity offering with $14,933,580 sold and $0 remaining to be sold. The securities are being sold in connection with an acquisition. The first sale occurred September 9, 2026, and finders’ fees were $0.

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Compass, Inc. (COMP) reports that Chief Accounting Officer Timothy B. Gustavson had 2,299 Restricted Stock Units (RSUs) convert into an equal number of shares of Class A Common Stock on September 15, 2026. Of the resulting shares, 1,176 were withheld to satisfy tax withholding obligations, and the balance remained as directly held stock. Following this vesting event, Gustavson holds 32,189 RSUs directly. The RSU award is scheduled to vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter, with all shares vested by March 15, 2030, subject to continued service. No Rule 10b5-1 trading plan is indicated.

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Compass, Inc. (COMP) reported that Chief Legal Officer Ethan Charles Glass settled restricted stock units into Class A common shares on September 15, 2026. Two RSU grants covering 38,150 and 63,584 units were converted into an equal number of Class A shares, and 50,970 of those shares were withheld by Compass to satisfy tax withholding obligations at $10.65 per share. The RSUs related to 38,150 shares vest 6.25% on December 15, 2025 and 6.25% quarterly thereafter until September 15, 2029, while the RSUs related to 63,584 shares vest 25% on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, in each case subject to Mr. Glass’s continued service. No Rule 10b5-1 trading plan is reported for these transactions.

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Compass, Inc. (COMP) reported that its CFO, Scott R. Wahlers, had restricted stock units convert into Class A common stock on September 15, 2026. Two RSU tranches covering 27,671 and 19,795 units were exercised, resulting in 47,466 shares of Class A common stock being issued at no cash exercise price.

On the same date, 24,297 of those shares were withheld by the company at $10.65 per share to satisfy tax withholding obligations related to the RSU vesting. The filing does not state the CFO’s resulting share balance, and no transactions are reported as being made under a Rule 10b5‑1 trading plan.

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Compass, Inc. (COMP) filed a Form D for a new exempt offering of equity securities under Rule 506(b) of Regulation D, related to an acquisition in which shares are being sold in connection with that transaction. The company reports $10,188,382 of equity sold, with $0 remaining to be sold.

Compass states that it has over $100,000,000 in revenue and that the first sale in this offering occurred on September 1, 2026. The issuer reports $0 in finders’ fees for the offering. The notice is signed by Chief Legal Officer Ethan Glass on behalf of the company.

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Compass, Inc. reported strong growth for the quarter ended June 30, 2026 after completing its stock-for-stock acquisition of Anywhere Real Estate in January. Revenue for the quarter rose to $4.306 billion from $2.060 billion, driven mainly by brokerage commissions with added franchise and integrated services contributions.

Net income for the quarter increased to $92 million from $39 million, while the first half swung to profit of $114 million versus a $12 million loss a year earlier, aided by a $396 million income tax benefit. Total assets expanded to $8.332 billion, including $2.972 billion of intangible assets and $2.558 billion of goodwill from acquisitions.

To finance the Anywhere Merger and related activities, Compass took on significant leverage, ending June 30, 2026 with $3.140 billion of long-term debt and $191 million of securitization obligations, compared with no long-term debt at year-end 2025. Cash and cash equivalents increased to $694 million, supported by $977 million of proceeds from 0.25% Convertible Senior Notes and higher securitization borrowings.

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FAQ

How many Compass (COMP) SEC filings are available on StockTitan?

StockTitan tracks 122 SEC filings for Compass (COMP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Compass (COMP)?

The most recent SEC filing for Compass (COMP) was filed on October 23, 2026.