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Automatic trust sale of 23,456 Compass, Inc. (COMP) shares under 10b5-1

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. Chairman and CEO Robert L. Reffkin reported an automatic sale of Class A Common Stock by The Ruth Reffkin Family Trust under a pre-arranged Rule 10b5-1 trading plan adopted on March 3, 2026. The trust sold 23,456 shares at a weighted average price of $12.5056 per share in multiple transactions between $12.22 and $12.68. After these sales, indirect holdings associated with Reffkin total 7,781,204 Class A shares, while he also directly holds 515,796 Class A shares.

Positive

  • None.

Negative

  • None.
Insider Reffkin Robert L.
Role Chairman and CEO
Sold 23,456 shs ($293K)
Type Security Shares Price Value
Sale Class A Common Stock 23,456 $12.5056 $293K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 7,781,204 shares (Indirect, See Footnotes); Class A Common Stock — 515,796 shares (Direct, null)
Footnotes (1)
  1. Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.68 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 364,199 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Shares sold 23,456 shares Class A Common Stock sold by The Ruth Reffkin Family Trust
Weighted average sale price $12.5056 per share Average price for 23,456 Class A shares sold
Sale price range $12.22–$12.68 per share Range of prices across multiple sale transactions
Indirect shares after transaction 7,781,204 shares Total indirect Class A holdings associated with Reffkin following sale
Direct shares after transaction 515,796 shares Direct Class A Common Stock held by Robert Reffkin
2021 Reffkin Remainder Interest Trust holdings 4,148,000 shares Class A Common Stock owned by 2021 Reffkin Remainder Interest Trust
Reffkin Investment II Corp holdings 3,190,870 shares Class A Common Stock owned by Reffkin Investment II Corp
Rule 10b5-1 plan regulatory
"Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Class A Common Stock financial
"Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
indirect financial
"total_shares_following_transaction": "7781204.0000", "direct_or_indirect": "I""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Reffkin Robert L.
(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR
(Street)
NEW YORK NEW YORK 10011
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026S(1)23,456D$12.5056(2)7,781,204ISee Footnotes(3)
Class A Common Stock515,796D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.68 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 364,199 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Remarks:
/s/ Ethan Glass, as attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Compass, Inc. (COMP) report for Robert Reffkin?

Compass, Inc. disclosed that an entity associated with Chairman and CEO Robert L. Reffkin sold 23,456 shares of Class A Common Stock. The transaction was executed by The Ruth Reffkin Family Trust under an automatic Rule 10b5-1 trading plan adopted on March 3, 2026.

At what price were Compass, Inc. (COMP) shares sold in the latest Form 4?

The reported weighted average sale price was $12.5056 per share for 23,456 Compass Class A shares. Footnotes state the shares were sold in multiple trades at prices ranging from $12.22 to $12.68 per share, inclusive, during the reported transaction.

Who actually sold Compass, Inc. (COMP) shares in this Form 4 filing?

The sale was made by The Ruth Reffkin Family Trust, an entity associated with Chairman and CEO Robert L. Reffkin. The filing notes that the transaction was automatic and carried out pursuant to a Rule 10b5-1 trading plan adopted on March 3, 2026.

How many Compass, Inc. (COMP) shares does Robert Reffkin still hold after the reported sale?

Following the reported transactions, Robert Reffkin directly owns 515,796 shares of Compass Class A Common Stock. Indirectly held shares through related entities total 7,781,204 Class A shares, according to the ownership details included in the Form 4 footnotes.

What indirect holdings of Compass, Inc. (COMP) are reported for Robert Reffkin?

Indirect holdings total 7,781,204 Class A shares, including 4,148,000 shares in the 2021 Reffkin Remainder Interest Trust, 3,190,870 in Reffkin Investment II Corp, 364,199 in The Ruth Reffkin Family Trust, and 78,135 in the Reffkin 2022 Family Trust.

Was the Compass, Inc. (COMP) insider sale under a Rule 10b5-1 plan?

Yes. The Form 4 footnotes state the sale by The Ruth Reffkin Family Trust was an automatic transaction under a Rule 10b5-1 plan. That plan was adopted on March 3, 2026, indicating the trades were pre-arranged rather than discretionary market-timing decisions.