Compass, Inc. (NYSE: COMP) CEO family trust sells 23,456 shares under 10b5-1 plan
Rhea-AI Filing Summary
Compass, Inc. Chairman and CEO Robert L. Reffkin reported that The Ruth Reffkin Family Trust sold 23,456 shares of Class A Common Stock on August 3, 2026 at a weighted average price of $11.6999 per share, in automatic transactions under a Rule 10b5-1 plan adopted on March 3, 2026.
After this sale, entities associated with Reffkin indirectly held 7,757,748 shares of Class A Common Stock across several trusts and a corporation, while he directly held 515,796 shares.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 23,456 shares
Net Sell
2 txns
Insider
Reffkin Robert L.
Role
Chairman and CEO
Sold
23,456 shs ($274K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock F1, F2, F3 | 23,456 | $11.6999 | $274K |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 7,757,748 shares (Indirect, See Footnotes);
Class A Common Stock — 515,796 shares (Direct)
Footnotes (3)
- F1. Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.
- F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Key Figures
Shares sold: 23,456 shares
Weighted average sale price: $11.6999 per share
Sale price range: $11.53–$11.86 per share
+2 more
5 metrics
Shares sold
23,456 shares
Class A Common Stock sold by The Ruth Reffkin Family Trust on August 3, 2026
Weighted average sale price
$11.6999 per share
Average price for the 23,456 shares sold on August 3, 2026
Sale price range
$11.53–$11.86 per share
Range of prices for multiple transactions included in the reported sale
Indirect holdings after sale
7,757,748 shares
Total indirect Compass Class A Common Stock held across specified Reffkin-related entities
Direct holdings after sale
515,796 shares
Class A Common Stock directly owned by Robert L. Reffkin after the reported transaction
Key Terms
Rule 10b5-1 plan, weighted average price, indirect ownership, Class A Common Stock, +1 more
5 terms
Rule 10b5-1 plan regulatory
"Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
"Represents shares of Class A Common Stock owned by various trusts and a corporation"
Class A Common Stock financial
"shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
family trust financial
"Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Compass, Inc. (COMP) report for Robert L. Reffkin?
Compass, Inc. reported that a trust associated with Chairman and CEO Robert L. Reffkin sold 23,456 shares of Class A Common Stock on August 3, 2026. The sale was executed automatically under a pre-arranged Rule 10b5-1 trading plan.
What is Robert L. Reffkin’s direct ownership in COMP after the Form 4 trade?
Following the transaction, Robert L. Reffkin directly held 515,796 shares of Compass Class A Common Stock. This direct holding is reported separately from the larger indirect positions held through various trusts and a corporation associated with him.
Was the Compass (COMP) insider sale made under a Rule 10b5-1 plan?
Yes. The filing states that the sale was an automatic transaction by The Ruth Reffkin Family Trust under a Rule 10b5-1 plan adopted on March 3, 2026. The document-level checkbox also affirms Rule 10b5-1 status.