Compass CAO Gustavson converts 2,299 RSUs
Compass, Inc.’s chief accounting officer reports RSU vesting into Class A shares, with part of the award withheld to cover taxes and the remainder held directly.
Rhea-AI Filing Summary
Compass, Inc. (COMP) reports that Chief Accounting Officer Timothy B. Gustavson had 2,299 Restricted Stock Units (RSUs) convert into an equal number of shares of Class A Common Stock on September 15, 2026. Of the resulting shares, 1,176 were withheld to satisfy tax withholding obligations, and the balance remained as directly held stock. Following this vesting event, Gustavson holds 32,189 RSUs directly. The RSU award is scheduled to vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter, with all shares vested by March 15, 2030, subject to continued service. No Rule 10b5-1 trading plan is indicated.
Positive
- None.
Negative
- None.
Insider Trade Summary
2,299 shares exercised/converted
Exercise
3 txns
Insider
Gustavson Timothy B.
Role
Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit (RSU) F1, F3 | 2,299 | $0.00 | $0.00 |
| Exercise | Class A Common Stock F1 | 2,299 | $0.00 | $0.00 |
| Tax Withholding | Class A Common Stock F2 | 1,176 | $10.65 | $13K |
Holdings After Transaction:
Restricted Stock Unit (RSU) — 32,189 contracts (Direct);
Class A Common Stock — 29,580 shares (Direct)
Footnotes (3)
- F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- F2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- F3. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Key Figures
RSUs converted: 2,299 RSUs
Shares issued: 2,299 shares
Shares withheld for taxes: 1,176 shares
+4 more
7 metrics
RSUs converted
2,299 RSUs
RSUs converted into Class A Common Stock on September 15, 2026
Shares issued
2,299 shares
Class A Common Stock received upon RSU settlement on September 15, 2026
Shares withheld for taxes
1,176 shares
Withheld by issuer to satisfy tax withholding obligations on RSU vesting
Tax withholding reference price
$10.65 per share
Value used for shares withheld to cover tax liabilities
RSUs held after transaction
32,189 RSUs
Direct RSU holdings reported following the September 15, 2026 conversion
Initial vesting tranche
6.25% of total RSUs
Vests on June 15, 2026, then 6.25% quarterly thereafter
Full vesting date
March 15, 2030
Date by which 100% of the RSU award will have vested, subject to service
Key Terms
Restricted Stock Unit (RSU), Class A Common Stock, tax withholding obligations, vesting
4 terms
Restricted Stock Unit (RSU) financial
"Each RSU represents a contingent right to receive one (1) share"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A Common Stock financial
"one (1) share of the Issuer's Class A Common Stock upon settlement"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
tax withholding obligations financial
"shares withheld by Issuer to satisfy tax withholding obligations"
vesting financial
"The RSUs vest as to 6.25% of the total shares on June 15, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did COMP executive Timothy B. Gustavson report on this Form 4?
He reported the conversion of 2,299 RSUs into Class A Common Stock on September 15, 2026, with a portion of the resulting shares withheld for taxes and the remaining shares held directly.
How many Compass RSUs does Gustavson hold after this transaction?
After this RSU conversion, Gustavson directly holds 32,189 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Compass Class A Common Stock upon settlement, subject to vesting conditions.
What is the vesting schedule for Gustavson’s Compass (COMP) RSUs?
The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% vested by March 15, 2030, subject to Gustavson’s continued service to Compass on each vesting date.
Was Gustavson’s COMP Form 4 transaction under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the footnotes do not state that the transactions were made pursuant to a Rule 10b5-1 or similar pre-arranged plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
