Compass CFO converts 47,466 RSUs, withholds shares
Compass CFO Scott R. Wahlers reported RSU vesting into 47,466 shares, with 24,297 shares withheld at $10.65 to cover taxes.
Rhea-AI Filing Summary
Compass, Inc. (COMP) reported that its CFO, Scott R. Wahlers, had restricted stock units convert into Class A common stock on September 15, 2026. Two RSU tranches covering 27,671 and 19,795 units were exercised, resulting in 47,466 shares of Class A common stock being issued at no cash exercise price.
On the same date, 24,297 of those shares were withheld by the company at $10.65 per share to satisfy tax withholding obligations related to the RSU vesting. The filing does not state the CFO’s resulting share balance, and no transactions are reported as being made under a Rule 10b5‑1 trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
47,466 shares exercised/converted
Exercise
4 txns
Insider
Wahlers Scott R.
Role
CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit (RSU) F1, F3 | 27,671 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit (RSU) F1, F4 | 19,795 | $0.00 | $0.00 |
| Exercise | Class A Common Stock F1 | 47,466 | $0.00 | $0.00 |
| Tax Withholding | Class A Common Stock F2 | 24,297 | $10.65 | $259K |
Holdings After Transaction:
Restricted Stock Unit (RSU) — 443,092 contracts (Direct);
Class A Common Stock — 341,581 shares (Direct)
Footnotes (4)
- F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- F2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- F3. The RSUs vest as to 36,895 shares on March 15, 2026; 27,671 shares on each of June 15, 2026 and September 15, 2026; 27,672 shares on December 15, 2026; 23,243 shares on March 15, 2027; 23,244 shares on each of June 15, 2027, September 15, 2027, and December 15, 2027; 15,864 shares on March 15, 2028; and 15,865 shares on each of June 15, 2028, September 15, 2028, and December 15, 2028; and 7,010 shares on each of March 15, 2029, June 15, 2029, September 15, 2029, and December 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- F4. The RSU award vests as to 8.33% on December 15, 2025, 6.25% quarterly thereafter through June 15, 2029, and 4.17% on August 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Key Figures
RSUs converted (tranche 1): 27,671 units
RSUs converted (tranche 2): 19,795 units
Total shares issued from RSU conversion: 47,466 shares
+4 more
7 metrics
RSUs converted (tranche 1)
27,671 units
RSUs converting into Class A common stock on September 15, 2026
RSUs converted (tranche 2)
19,795 units
RSUs converting into Class A common stock on September 15, 2026
Total shares issued from RSU conversion
47,466 shares
Class A common stock received upon RSU settlement on September 15, 2026
Shares withheld for taxes
24,297 shares
Shares withheld to satisfy tax withholding obligations on RSU vesting
Tax withholding price
$10.65 per share
Price used for shares withheld to cover tax liability on September 15, 2026
Future vesting example (March 15, 2026)
36,895 RSUs
Portion of an RSU award scheduled to vest on March 15, 2026, subject to service
Quarterly vesting rate (second RSU award)
6.25% per quarter
Vesting rate from March 15, 2026 through June 15, 2029 for one RSU grant
Key Terms
Restricted Stock Unit (RSU), Class A Common Stock, tax withholding obligations, vesting
4 terms
Restricted Stock Unit (RSU) financial
"Each RSU represents a contingent right to receive one (1) share"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A Common Stock financial
"one (1) share of the Issuer's Class A Common Stock upon settlement"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
tax withholding obligations financial
"Represents shares withheld by Issuer to satisfy tax withholding obligations"
vesting financial
"The RSUs vest as to 36,895 shares on March 15, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Compass (COMP) CFO Scott R. Wahlers report in this Form 4?
He reported RSU conversions on September 15, 2026, where tranches of 27,671 and 19,795 restricted stock units converted into a total of 47,466 shares of Compass Class A common stock, associated with previously granted equity awards.
Were the Compass (COMP) Form 4 transactions under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5‑1 checkbox is not marked, and the footnotes do not state that these transactions were made pursuant to a Rule 10b5‑1 or other pre‑arranged trading plan.
What RSU vesting schedule is disclosed for Compass (COMP) CFO Wahlers?
One award vests in specific share amounts from March 15, 2026 through December 15, 2029, while another vests 8.33% on December 15, 2025, then 6.25% quarterly through June 15, 2029, and 4.17% on August 15, 2029, subject to continued service.
Does the Compass (COMP) Form 4 show Scott R. Wahlers’ total holdings after these transactions?
No. For the reported transactions, the post‑transaction share balance fields are blank, so the filing does not state Scott R. Wahlers’ total direct or indirect holdings following the September 15, 2026 events.
What is an RSU as described in the Compass (COMP) Form 4?
The footnotes state that each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Compass’s Class A common stock upon settlement, meaning shares are delivered only when the vesting and service conditions are met.
AI-generated analysis. How Rhea-AI works. Not financial advice.
