Compass director reports 2,419 RSUs tied to new shares

Compass, Inc. director Steven J. Sordello reported a derivative exercise/conversion involving 2,419 Restricted Stock Units (RSUs), corresponding to 2,419 shares of Class A Common Stock on August 3, 2026.

Rhea-AI Filing Summary

Compass, Inc. director Steven J. Sordello reported a derivative exercise/conversion involving 2,419 Restricted Stock Units (RSUs), corresponding to 2,419 shares of Class A Common Stock on August 3, 2026. After the transaction he holds 249,776 Class A shares directly and 7,258 RSUs. The RSUs referenced in the filing are scheduled to vest 25% on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027, or fully on the date of the next annual stockholders’ meeting if earlier.

Insider Trade Summary

2,419 shares exercised/converted

Exercise 2 txns

Insider Sordello Steven J

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit (RSU) F1, F2	2,419	$0.00	$0.00
Exercise	Class A Common Stock F1	2,419	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit (RSU) — 7,258 contracts (Direct); Class A Common Stock — 249,776 shares (Direct)

Footnotes (2)

1. F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. F2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

Key Figures

RSUs exercised or converted: 2,419 shares Class A shares held after transaction: 249,776 shares RSUs held after transaction: 7,258 RSUs +1 more

4 metrics

RSUs exercised or converted 2,419 shares Restricted Stock Units exercised or converted on August 3, 2026

Class A shares held after transaction 249,776 shares Direct Compass Class A Common Stock holdings following August 3, 2026 transaction

RSUs held after transaction 7,258 RSUs Remaining Restricted Stock Units after the reported derivative transaction

RSU vesting tranche 25% of total shares Portion of RSUs scheduled to vest on each of four dates from August 1, 2026 to May 1, 2027

Key Terms

Restricted Stock Unit (RSU), Class A Common Stock, Exercise or conversion of derivative security

3 terms

Restricted Stock Unit (RSU) financial

"Security title is "Restricted Stock Unit (RSU)" with settlement in Class A shares"

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

Class A Common Stock financial

"Underlying security title and acquired shares are Compass Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Exercise or conversion of derivative security financial

"Transaction code description states "Exercise or conversion of derivative security""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Compass, Inc. (COMP) director Steven J. Sordello report?

Steven J. Sordello reported a derivative exercise/conversion of 2,419 RSUs into 2,419 shares of Compass Class A Common Stock on August 3, 2026, with updated post-transaction share and RSU holdings disclosed.

How many Compass (COMP) Class A shares does Steven J. Sordello hold after this Form 4 filing?

After the reported transaction, Steven J. Sordello holds 249,776 shares of Compass Class A Common Stock directly. He also holds 7,258 RSUs, which represent contingent rights to receive additional Class A shares upon settlement and vesting.

What Restricted Stock Units (RSUs) are disclosed for Compass (COMP) director Steven J. Sordello?

The filing discloses 2,419 RSUs, each representing a contingent right to receive one Class A share upon settlement. These RSUs are tied to a specified vesting schedule extending through 2027 or the next annual stockholders’ meeting, whichever occurs earlier.

What is the vesting schedule for Steven J. Sordello’s Compass (COMP) RSUs?

The RSUs are scheduled to vest as to 25% of the total shares on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027, or, if not fully vested, in full on the date of the next annual stockholders’ meeting.

Was Steven J. Sordello’s Compass (COMP) insider transaction under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not selected, meaning the reported transactions were not affirmed as being executed under a Rule 10b5-1 trading plan, based on the filing’s plan-status field.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/05/2026 - 04:43 PM Accepted by SEC EDGAR 08/05/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sordello Steven J

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NEW YORK 10011

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/03/2026		M		2,419	A	$0(1)	249,776	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit (RSU)	(1)	08/03/2026		M			2,419	(2)	(2)	Class A Common Stock	2,419	$0	7,258	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)