Every Form 4 that Compass, Inc. (COMP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow COMP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full COMP filings page.
Compass, Inc. director Steven J. Sordello reported a derivative exercise/conversion involving 2,419 Restricted Stock Units (RSUs), corresponding to 2,419 shares of Class A Common Stock on August 3, 2026. After the transaction he holds 249,776 Class A shares directly and 7,258 RSUs. The RSUs referenced in the filing are scheduled to vest 25% on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027, or fully on the date of the next annual stockholders’ meeting if earlier.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported that The Ruth Reffkin Family Trust sold 23,456 shares of Class A Common Stock on August 3, 2026 at a weighted average price of $11.6999 per share, in automatic transactions under a Rule 10b5-1 plan adopted on March 3, 2026.
After this sale, entities associated with Reffkin indirectly held 7,757,748 shares of Class A Common Stock across several trusts and a corporation, while he directly held 515,796 shares.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported an automatic sale of Class A Common Stock by The Ruth Reffkin Family Trust under a pre-arranged Rule 10b5-1 trading plan adopted on March 3, 2026. The trust sold 23,456 shares at a weighted average price of $12.5056 per share in multiple transactions between $12.22 and $12.68. After these sales, indirect holdings associated with Reffkin total 7,781,204 Class A shares, while he also directly holds 515,796 Class A shares.
Compass, Inc. reports that Chief Accounting Officer Timothy B. Gustavson had 2,299 RSUs settle into Class A Common Stock on June 15, 2026, with 1,176 shares withheld to satisfy tax obligations at $8.59 per share. He now directly holds 28,457 shares of Class A Common Stock and 34,488 RSUs, which vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter until fully vested on March 15, 2030, subject to his continued service.
Compass, Inc. Chief Legal Officer Ethan Charles Glass reported RSU vesting activity on June 15, 2026. He converted 101,733 RSUs into an equal number of Class A shares, then had 50,970 shares withheld by the issuer to satisfy tax obligations from the vesting. Following these transactions he directly holds 559,534 RSUs and 151,399 Class A Common shares, subject to multi-year vesting schedules through 2029.
Compass, Inc. CFO Scott R. Wahlers reported compensation-related equity activity involving the company’s Class A common stock. He exercised restricted stock units to acquire 47,466 shares, reflecting RSUs settling into common stock. To cover associated tax obligations on the RSU vesting, 24,233 shares were withheld by Compass at a price of $8.59 per share, a non-market, tax-withholding disposition rather than an open-market sale. Following these transactions, Wahlers directly holds 318,412 shares of Class A common stock. Footnotes show a multi-year RSU vesting schedule through 2029, contingent on his continued service with the company.
Compass, Inc. director Josh N. McCarter reported bona fide gifts of Class A Common Stock. On June 11, 2026, he gifted a total of 70,576 shares, including 35,288 shares previously held indirectly and 35,288 shares held directly.
Following the transactions, his direct holdings fell to 0 shares, while 217,447 shares are now reported as held indirectly through McCarter Living Trust, where he and his spouse are both trustees and beneficiaries. These are non-cash gift transfers, not market sales.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported automatic indirect sales of Class A Common Stock through The Ruth Reffkin Family Trust under a Rule 10b5-1 plan adopted on March 3, 2026. On June 3, 2026, the trust sold 23,456 shares in open-market transactions.
The filing shows 600 shares sold at a weighted average price of $8.2833 per share and 22,856 shares sold at a weighted average price of $7.6759 per share, with individual trades ranging from $7.27–$8.30. After these transactions, Reffkin holds 515,796 shares directly and 7,804,660 shares indirectly through various trusts and entities.
Compass, Inc. director Frank Martell reported routine equity compensation activity. He exercised derivative securities to acquire 35,288 shares of Class A common stock at a stated price of $0.0000 per share, bringing his direct holdings to 218,233 shares.
Martell also received a grant of 27,702 restricted stock units, each representing one share of Class A common stock upon settlement. These RSUs vest 100% on the earlier of the next annual stockholder meeting or May 14, 2027, and he has elected to defer receipt of 100% of this award under Compass’s deferred compensation plan. In addition, 30,000 shares are held indirectly through the Frank D. and Donna M. Martell Family Trust, over which he has voting and investment power as trustee.
Compass, Inc. director Allan Leinwand reported equity compensation activity involving Class A Common Stock and restricted stock units (RSUs). He exercised RSUs covering 35,288 shares of Class A Common Stock at a price of $0.00 per share, resulting in 35,288 shares of direct ownership.
He also received a new grant of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. The filing shows 146,352 shares of Class A Common Stock held indirectly through the Leinwand Family Living Trust, where he and his spouse serve as trustees and beneficiaries. The RSUs are scheduled to vest 100% on the earlier of specified future annual stockholder meetings or stated May 2026 and May 2027 dates.
Compass, Inc. director Charles E. Phillips Jr. reported equity compensation activity involving the company’s Class A Common Stock. He exercised 35,288 Restricted Stock Units (RSUs), which converted into the same number of Class A shares, bringing his direct holding to 236,642 shares after the transaction.
Phillips also received a new award of 27,702 RSUs, each representing a right to one Class A share upon settlement. The RSUs disclosed in the footnotes vest 100% on the earlier of the next annual meeting of stockholders or May 22, 2026 for one grant and May 14, 2027 for another, highlighting time-based service vesting rather than open-market trading.
Compass, Inc. director Steven J. Sordello reported equity compensation activity and an option-equivalent exercise. On May 14, 2026, he exercised derivative securities into 35,288 shares of Class A Common Stock, bringing his direct holdings to 247,357 shares. He also received new Restricted Stock Unit awards covering 9,677 and 27,702 shares, which will vest on schedules tied to future annual stockholder meetings and specified dates through May 2027.
Compass, Inc. director Pamela Thomas-Graham reported equity compensation-related transactions in the company’s Class A common stock. She exercised previously granted restricted stock units (RSUs) into 35,288 shares of Class A common stock, bringing her direct holdings in the stock to 186,588 shares after the transaction.
She also received a new award of 27,702 RSUs, each representing a contingent right to one share of Class A common stock upon settlement. These RSUs vest 100% on the earlier of the company’s next annual stockholder meeting or May 22, 2026 and May 14, 2027, respectively, reflecting standard board compensation rather than open-market trading.
Compass, Inc. director Dawanna Williams reported routine equity compensation activity. She exercised Restricted Stock Units into 35,288 shares of Class A Common Stock and now directly holds 203,017 shares. She also received a new award of 27,702 RSUs, each representing one share upon settlement, which will vest 100% on the earlier of the next annual stockholder meeting and May 14, 2027.
Compass, Inc. director Josh N. McCarter reported equity compensation activity rather than open‑market trading. He exercised previously granted restricted stock units into 35,288 shares of Class A Common Stock at a price of $0.00 per share, which he now holds directly.
He also received a new award of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. According to the terms, these RSUs vest 100% on the earlier of the next annual stockholder meeting or May 22, 2026, and another RSU grant vests 100% on the earlier of the next annual stockholder meeting or May 14, 2027.
Separately, an indirect holding entry shows 182,159 Class A shares held through the McCarter Living Trust, where McCarter and his spouse serve as trustees and beneficiaries. No sales or tax‑withholding dispositions are reported in this filing.
Compass, Inc. director Steven J. Sordello exercised restricted stock units that delivered 2,773 shares of Class A Common Stock. These shares came from RSUs where each unit converts into one share at settlement. Following this equity award settlement, he holds 212,069 Class A shares directly.
Compass, Inc. CFO Scott R. Wahlers reported compensation-related equity activity involving performance stock units (PSUs), restricted stock units (RSUs), and Class A common shares. He received a grant of 70,921 PSUs and 196,199 RSUs, each representing a contingent right to one share of Class A common stock.
On the same date, 35,460 PSUs were exercised into 35,460 shares of Class A common stock. Of the common shares, 18,103 were withheld by the company at a price of $7.77 per share to satisfy tax withholding obligations on PSU vesting, rather than being sold in the open market. After these transactions, Wahlers directly held 295,179 shares of Class A common stock, along with unvested PSU and RSU awards that vest over time, subject to continued service.
Gustavson Timothy B. reported acquisition or exercise transactions in this Form 4 filing.
Compass, Inc. Chief Accounting Officer Timothy B. Gustavson reported multiple grants of Restricted Stock Units (RSUs) tied to the company’s Class A common stock. The awards include 36,787, 15,750, 11,898, 64,696 and 18,431 RSUs, each representing a right to receive one share upon settlement.
The RSUs vest over several years, mostly based on continued service. One grant vests 6.25% quarterly starting on June 15, 2026 and is fully vested by March 15, 2030. Other grants vest 100% on December 31, 2026, December 31, 2027, and February 22, 2027, or 50% on each of February 28, 2027 and February 28, 2028, reinforcing long-term retention incentives.
Glass Ethan Charles reported acquisition or exercise transactions in this Form 4 filing.
Compass, Inc. reported that Chief Legal Officer Ethan Charles Glass received a grant of 156,959 restricted stock units (RSUs) tied to Class A common stock. Each RSU represents one share. The RSUs vest in four equal 25% installments on March 15 of 2027, 2028, 2029 and 2030, as long as he continues providing services to the company. After this grant, his reported RSU holdings from this award total 156,959 units, with no sales or disposals disclosed in this filing.
Compass, Inc. CFO Scott R. Wahlers reported the vesting and settlement of restricted stock units into Class A common shares. On March 16, 2026, RSU awards converted into 56,690 shares of Class A common stock at a stated price of $0.00 per share. To cover tax obligations on the vesting, 28,941 shares were withheld by Compass at a price of $8.28 per share, leaving a net increase in his directly held shares. Following these transactions, Wahlers directly owned 277,822 shares of Class A common stock. The filing reflects compensation-related equity vesting and associated tax withholding rather than open-market buying or selling.
Compass, Inc. Chief Legal Officer Ethan Charles Glass reported routine equity compensation activity. On March 16, 2026, RSUs were exercised or converted into 101,733 shares of Class A Common Stock. Of these, 50,970 shares were withheld by Compass to cover tax obligations on the RSU vesting.
Following these transactions, Glass directly held 100,636 shares of Class A Common Stock. He also continued to hold substantial RSU awards, including positions with 534,100 and 127,167 RSUs that vest over time, subject to continued service and the schedules described in the award terms.
Compass, Inc. director Allan Leinwand reported two bona fide gifts of Class A common stock on 2026-03-03, each for 30,296 shares, totaling 60,592 shares. One transaction left him with 0 directly held shares, while 146,352 shares are held indirectly through the Leinwand Family Living Trust, where he and his spouse are trustees and beneficiaries.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported RSU vesting and related share activity on February 4, 2026. He acquired 1,154,593 shares of Class A common stock at $0 upon settlement of RSUs, then had 638,797 shares withheld by Compass at $11.98 to cover taxes, leaving 515,796 shares held directly.
After these transactions, he also held derivative awards of 1,629,254 and 1,019,899 RSUs, each convertible into Class A shares. Indirectly, entities and trusts associated with him held 7,828,116 shares of Class A common stock, as detailed across several family trusts and an investment corporation.
Compass, Inc. director Steven J. Sordello acquired 2,773 shares of Class A Common Stock through the settlement of restricted stock units (RSUs) at a price of $0 per share. After this transaction, he directly owned 209,296 Class A shares.
The corresponding RSU position shows 2,773 RSUs remaining beneficially owned. Each RSU represents the right to receive one Class A share upon settlement. The RSUs are scheduled to vest in four installments of 25% each on August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026, or earlier in full on the date of the next annual stockholder meeting if still unvested.
Compass, Inc. CFO Scott R. Wahlers reported multiple equity transactions in Class A common stock tied to restricted stock unit (RSU) vesting and a pre-established trading plan.
On January 6, 2026, RSU settlements delivered 76,329 shares of Class A common stock at $0 exercise price, increasing his holdings to 389,954 shares. On the same date, 39,895 shares were withheld by Compass at $10.83 per share to cover tax obligations, leaving 350,059 shares owned.
On January 7, 2026, Wahlers sold 99,986 shares at a weighted average price of $12.0277 per share under a Rule 10b5-1 trading plan, resulting in 250,073 shares of Class A common stock beneficially owned. RSU awards underlying 49,936 and 26,393 shares convert one-for-one into Class A common stock, with vesting schedules running through December 31, 2025 and August 15, 2029.
Compass, Inc. Chief Legal Officer Ethan Charles Glass reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On January 6, 2026, RSUs converted into 101,732 shares of Class A common stock at an exercise price of $0, increasing his directly held shares to that amount. On the same date, 51,859 shares of Class A common stock were withheld by Compass at $10.83 per share to cover tax obligations tied to the RSU vesting, leaving 49,873 shares of Class A common stock held directly after these transactions.
Following the RSU-related transactions, Glass continued to hold derivative awards in the form of RSUs. One RSU grant covers 38,149 shares of Class A common stock, with vesting scheduled at 6.25% on December 15, 2025 and 6.25% quarterly thereafter until fully vested on September 15, 2029, subject to continued service. A second RSU grant for 63,583 shares vests in four equal 25% installments on December 15, 2025, March 15, 2026, June 15, 2026, and September 15, 2026, also conditioned on continued service.
Compass, Inc. disclosed that its Chairman and CEO, who is also a director, received a new equity award in the form of 1,101,954 restricted stock units (RSUs) effective January 1, 2026. Each RSU represents the right to receive one share of Compass Class A common stock upon settlement.
The RSUs vest over four years, with 25% of the total shares vesting on each of January 1, 2027, 2028, 2029 and 2030, contingent on the executive continuing to provide services to Compass on each vesting date. The Form 4 indicates these RSUs are held directly by the reporting person and have a stated price of $0 per unit as a compensatory grant rather than a market purchase.
Compass, Inc.'s Chief Financial Officer reported a sale of company stock. On 12/17/2025, the CFO sold 26,600 shares of Class A common stock at a price of $11 per share in a transaction coded as a sale. After this trade, the officer beneficially owned 313,625 shares of Compass Class A common stock. The transaction was described as an automatic sale made under a pre-arranged Rule 10b5-1 trading plan that was adopted on May 17, 2024.
Compass, Inc.'s Chief Financial Officer reported selling 23,500 shares of Class A Common Stock on 12/12/2025 at a weighted average price of $11.0036 per share. The sales were executed automatically under a Rule 10b5-1 trading plan adopted on May 17, 2024.
After this transaction, the CFO beneficially owns 340,225 shares of Compass Class A Common Stock directly.
Compass, Inc. reported a Form 4 insider transaction by a director. On December 3, 2025, the director acquired 2,773 shares of Class A common stock at a reported price of $0, following the exercise of a derivative award. After this transaction, the director beneficially owned 206,523 shares of Compass Class A common stock directly.
The filing also shows a related restricted stock unit (RSU) award covering 2,773 underlying shares, with 5,546 RSUs remaining beneficially owned after the reported transaction. According to the vesting schedule, these RSUs vest as to 25% of the total shares on August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026, or will vest in full on the date of the next annual meeting of stockholders if not already fully vested.
Compass, Inc. reported that its Chief Financial Officer filed a Form 4 disclosing an automatic stock sale under a pre-arranged trading plan. On 11/25/2025, the CFO sold 49,900 shares of Class A common stock at a weighted average price of $11.0029 per share, with individual trade prices ranging from $11.00 to $11.02. These transactions were made pursuant to a Rule 10b5-1 plan adopted on May 17, 2024, which allows scheduled trades without day-to-day discretion. Following this sale, the CFO beneficially owned 363,725 shares of Compass Class A common stock, held directly.
Compass, Inc. (COMP) reported insider share sales by its General Counsel on a Form 4. The officer sold Class A common stock in three transactions on 11/21/2025, 11/24/2025, and 11/25/2025 at prices of $10, $10.5, and $11 per share, respectively. The reported sales were coded as "S" for open-market or similar dispositions.
After these transactions, the reporting person beneficially owned 258,712 shares of Compass Class A common stock in direct ownership. The filing notes that the sales were automatic and made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025, indicating they were pre-arranged under that plan.
Compass, Inc. (COMP) reported insider transactions by its General Counsel. Bradley K. Serwin sold Class A common stock in two trades under a Rule 10b5-1 plan. On 11/11/2025, he sold 903 shares at $9, leaving 315,490 shares beneficially owned. On 11/12/2025, he sold 904 shares at $9.5, leaving 314,586 shares beneficially owned. The sales were executed pursuant to a pre-established plan adopted on May 12, 2025.
Bradley K. Serwin, General Counsel of Compass, Inc. (COMP), reported changes in beneficial ownership on 10/03/2025. The filing shows acquisition of 87,832 Class A common shares (code M) at no cash price—reflecting RSU settlement—and a disposition of 44,604 shares (code F) at $7.83 per share to satisfy tax withholding. After these transactions, Serwin beneficially owns 316,393 Class A shares.
The filing also lists multiple RSU-based derivative holdings that settled or vested, with post-transaction derivative share counts of 29,516, 54,965, 67,574, and 165,290 shares respectively; vesting schedules are disclosed, including quarterly vesting through 03/15/2029.
Insider transaction summary: The Chief Financial Officer and Chief Accounting Officer, Scott R. Wahlers, reported equity changes on 10/03/2025. 49,936 restricted stock units (RSUs) were reported as vested (transaction code M) and converted into 49,936 shares of Class A common stock at a $0 conversion price, increasing his direct holdings to 439,118 shares. Separately, 25,493 shares were reported as withheld by the issuer to satisfy tax withholding at a reported price of $7.83, leaving beneficial ownership at 413,625 shares. The RSU schedule notes 25% tranche vesting on each of 03/31/2025, 06/30/2025, 09/30/2025, and 12/31/2025, subject to continued service. The Form 4 was signed by an attorney-in-fact on 10/06/2025.