Compass CLO exercises RSUs, covers tax with shares

Compass, Inc. Chief Legal Officer Ethan Charles Glass reported routine equity compensation activity.

Rhea-AI Filing Summary

Compass, Inc. Chief Legal Officer Ethan Charles Glass reported routine equity compensation activity. On March 16, 2026, RSUs were exercised or converted into 101,733 shares of Class A Common Stock. Of these, 50,970 shares were withheld by Compass to cover tax obligations on the RSU vesting.

Following these transactions, Glass directly held 100,636 shares of Class A Common Stock. He also continued to hold substantial RSU awards, including positions with 534,100 and 127,167 RSUs that vest over time, subject to continued service and the schedules described in the award terms.

Insider Trade Summary

101,733 shares exercised/converted

Exercise 4 txns

Insider Glass Ethan Charles

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit (RSU)	38,150	$0.00	$0.00
Exercise	Restricted Stock Unit (RSU)	63,583	$0.00	$0.00
Exercise	Class A Common Stock	101,733	$0.00	$0.00
Exercise Price or Tax Liability	Class A Common Stock	50,970	$8.28	$422K

Holdings After Transaction: Restricted Stock Unit (RSU) — 661,267 contracts (Direct); Class A Common Stock — 100,636 shares (Direct)

Footnotes (4)

1. F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. F2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. F3. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
4. F4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

FAQ

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What insider transactions did Compass (COMP) report for Ethan Charles Glass?

Compass reported that Chief Legal Officer Ethan Charles Glass exercised or converted RSUs into 101,733 Class A shares, with 50,970 shares withheld to satisfy tax obligations. After these equity transactions, he directly held 100,636 Compass Class A Common shares.

How many Compass (COMP) shares were withheld for taxes in Ethan Glass’s Form 4?

The filing shows 50,970 Compass Class A Common shares were withheld at $8.28 per share to satisfy tax withholding obligations arising from RSU vesting. This tax-withholding disposition is coded “F” and is not an open-market sale transaction.

How many Compass (COMP) shares does Ethan Glass hold after these transactions?

After the reported transactions, Ethan Charles Glass directly held 100,636 shares of Compass Class A Common Stock. This figure reflects the net position after RSU conversion and the tax-withholding share disposition reported in the Form 4 filing.

What RSU awards does Ethan Glass still hold at Compass (COMP)?

The Form 4 shows remaining RSU positions of 534,100 and 127,167 units for Ethan Charles Glass. Each RSU represents a contingent right to receive one Compass Class A share, vesting over future dates subject to continued service with the company.

How do Ethan Glass’s RSUs at Compass (COMP) vest over time?

One RSU grant vests 6.25% on December 15, 2025 and 6.25% quarterly until fully vested on September 15, 2029. Another grant vests 25% on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, contingent on continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 04:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Glass Ethan Charles

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NEW YORK 10011

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/16/2026		M		101,733	A	$0(1)	151,606	D
Class A Common Stock	03/16/2026		F(2)		50,970	D	$8.28	100,636	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit (RSU)	(1)	03/16/2026		M			38,150	(3)	(3)	Class A Common Stock	38,150	$0	534,100	D
Restricted Stock Unit (RSU)	(1)	03/16/2026		M			63,583	(4)	(4)	Class A Common Stock	63,583	$0	127,167	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

3. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Remarks:

	/s/ Ethan Glass	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)