STOCK TITAN

Compass (NYSE: COMP) director converts 2,773 RSUs into Class A stock holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. director Steven J. Sordello exercised restricted stock units that delivered 2,773 shares of Class A Common Stock. These shares came from RSUs where each unit converts into one share at settlement. Following this equity award settlement, he holds 212,069 Class A shares directly.

Positive

  • None.

Negative

  • None.
Insider Sordello Steven J
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 2,773 $0.00 --
Exercise Class A Common Stock 2,773 $0.00 --
Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct, null); Class A Common Stock — 212,069 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The RSUs shall vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.
RSUs converted 2,773 units Restricted Stock Units converting into Class A Common Stock
Shares received 2,773 shares Class A Common Stock acquired via RSU settlement
Post-transaction holdings 212,069 shares Class A Common Stock held directly after transaction
Transaction code M Exercise or conversion of derivative security
Exercise transactions 1 event, 2,773 shares Aggregate derivative exercise activity in transaction summary
Transaction price per share $0.0000 Reported value per share on RSU-related lines
Restricted Stock Unit (RSU) financial
"security_title: "Restricted Stock Unit (RSU)""
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
contingent right to receive one (1) share financial
"Each RSU represents a contingent right to receive one (1) share"
total shares following transaction financial
"total_shares_following_transaction: "212069.0000""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sordello Steven J

(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NEW YORK 10011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/01/2026M2,773A$0(1)212,069D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)05/01/2026M2,773 (2) (2)Class A Common Stock2,773$00D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.
Remarks:
/s/ Ethan Glass, as attorney-in-fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Compass (COMP) director Steven J. Sordello report on this Form 4?

Steven J. Sordello reported the settlement of equity awards into 2,773 shares of Compass Class A Common Stock. The transaction reflects an exercise or conversion of restricted stock units, increasing his directly held share position rather than an open-market purchase or sale.

How many Compass (COMP) shares does Steven J. Sordello own after this transaction?

After the reported RSU conversion, Steven J. Sordello directly holds 212,069 shares of Compass Class A Common Stock. This figure comes from the Form 4 line showing total shares following the transaction for the non-derivative common stock position.

Was the Compass (COMP) Form 4 a buy or sell transaction?

The Form 4 shows no open-market buys or sells. Instead, it records an exercise or conversion of derivative securities, where restricted stock units converted into 2,773 Compass Class A shares as part of an equity compensation award.

What are the restricted stock units (RSUs) referenced in the Compass (COMP) filing?

The RSUs are equity awards where each unit represents a contingent right to receive one Compass Class A share. Upon settlement, 2,773 RSUs converted into 2,773 shares, as described in the footnote explaining how these units deliver stock.

How many RSUs were exercised in this Compass (COMP) Form 4 filing?

The filing shows an exercise of 2,773 restricted stock units, each convertible into one Compass Class A share. After this transaction, the RSU derivative line shows zero units remaining for this specific award entry on the Form 4.