STOCK TITAN

Compass (COMP) director Steven J. Sordello settles 2,773 RSUs into Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. director Steven J. Sordello acquired 2,773 shares of Class A Common Stock through the settlement of restricted stock units (RSUs) at a price of $0 per share. After this transaction, he directly owned 209,296 Class A shares.

The corresponding RSU position shows 2,773 RSUs remaining beneficially owned. Each RSU represents the right to receive one Class A share upon settlement. The RSUs are scheduled to vest in four installments of 25% each on August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026, or earlier in full on the date of the next annual stockholder meeting if still unvested.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sordello Steven J

(Last) (First) (Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/02/2026 M 2,773 A $0(1) 209,296 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) (1) 02/02/2026 M 2,773 (2) (2) Class A Common Stock 2,773 $0 2,773 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.
Remarks:
/s/ Ethan Glass, as attorney-in-fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Compass (COMP) director Steven J. Sordello report?

Steven J. Sordello reported acquiring 2,773 shares of Compass Class A Common Stock via settlement of RSUs at $0 per share. Following this transaction, he directly held 209,296 Class A shares, according to the Form 4 filing details.

How many Compass (COMP) shares does Steven J. Sordello own after this Form 4?

After the reported transaction, Steven J. Sordello directly owns 209,296 shares of Compass Class A Common Stock. This figure reflects his beneficial ownership following the settlement of 2,773 RSUs into Class A shares at no cash exercise price.

What does the 2,773-unit RSU transaction mean for Compass (COMP)?

The filing shows 2,773 restricted stock units converting into the same number of Compass Class A shares at $0 per share. Each RSU equals one share upon settlement, representing equity compensation rather than an open-market purchase or sale transaction.

What is the vesting schedule for Steven J. Sordello’s Compass (COMP) RSUs?

The RSUs vest 25% on each of August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026. Any units still unvested at that time will vest in full on the date of Compass’s next annual stockholder meeting.

Are the Compass (COMP) RSUs a right to receive Class A shares?

Yes. Each restricted stock unit represents a contingent right to receive one share of Compass Class A Common Stock upon settlement. As they vest on scheduled dates, they convert into Class A shares without a cash exercise price, according to the disclosure.

Is Steven J. Sordello’s Compass (COMP) transaction a purchase or an RSU settlement?

The Form 4 reflects an RSU settlement, not an open-market purchase. Transaction code “M” shows 2,773 RSUs converting into an equal number of Compass Class A shares at $0, consistent with equity compensation mechanics.
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