Compass (NYSE: COMP) CEO’s family trust sells 23,456 shares under 10b5-1 plan

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Compass, Inc. Chairman and CEO Robert L. Reffkin reported automatic indirect sales of Class A Common Stock through The Ruth Reffkin Family Trust under a Rule 10b5-1 plan adopted on March 3, 2026. On June 3, 2026, the trust sold 23,456 shares in open-market transactions.

The filing shows 600 shares sold at a weighted average price of $8.2833 per share and 22,856 shares sold at a weighted average price of $7.6759 per share, with individual trades ranging from $7.27–$8.30. After these transactions, Reffkin holds 515,796 shares directly and 7,805,260 shares indirectly through various trusts and entities.

Insights

Pre-planned trust sales reduce Compass CEO’s indirect stake slightly.

The transactions disclose that entities associated with Robert L. Reffkin sold 23,456 Compass Class A shares on June 3, 2026. Sales were executed by The Ruth Reffkin Family Trust under a pre-arranged Rule 10b5-1 plan, indicating they were scheduled in advance.

Weighted average prices were $7.6759 and $8.2833 per share, across ranges of $7.27–$8.26 and $8.27–$8.30. Following the trades, Reffkin’s reported holdings remain large, at 515,796 shares directly and 7,805,260 indirectly, so the sale is small relative to his position.

Given the modest size versus total holdings and the 10b5-1 plan, these look like routine liquidity or diversification moves rather than a clear signal about Compass’s outlook. The filing shows no derivative exercises and an unchanged derivativeSummary, so there is no option-activity component here.

Insider Trade Summary 10b5-1

Net Seller: 23,456 shares ($180,410)

Net Sell 3 txns

Insider Reffkin Robert L.

Role Chairman and CEO

Sold 23,456 shs ($180K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	22,856	$7.6759	$175K
Sale	Class A Common Stock	600	$8.2833	$5K
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 7,805,260 shares (Indirect, See Footnotes); Class A Common Stock — 515,796 shares (Direct, null)

Footnotes (1)

Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.27 to $8.26 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 388,255 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.30 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 387,655 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Key Figures

Shares sold total: 23,456 shares Block 1 sale size: 600 shares Block 2 sale size: 22,856 shares +4 more

7 metrics

Shares sold total 23,456 shares Class A Common Stock sold on June 3, 2026

Block 1 sale size 600 shares Sold at weighted average $8.2833 per share

Block 2 sale size 22,856 shares Sold at weighted average $7.6759 per share

Sale price range (block 1) $7.27–$8.26 Multiple trades for one sale block

Sale price range (block 2) $8.27–$8.30 Multiple trades for second sale block

Direct shares after 515,796 shares Direct Class A holdings after June 3, 2026

Indirect shares after 7,805,260 shares Indirect Class A holdings via trusts/entities after sales

Key Terms

Rule 10b5-1 plan, weighted average price, Family Trust, indirect, +1 more

5 terms

Rule 10b5-1 plan regulatory

"Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

weighted average price financial

"The reported price in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Family Trust financial

"Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026."

indirect financial

"total_shares_following_transaction: 7804660.0000, direct_or_indirect: I"

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

06/05/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Reffkin Robert L.

(Last)

(First)

(Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chairman and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/03/2026		S⁽¹⁾		22,856	D	$7.6759⁽²⁾	7,805,260	I	See Footnotes⁽³⁾
Class A Common Stock	06/03/2026		S⁽¹⁾		600	D	$8.2833⁽⁴⁾	7,804,660	I	See Footnotes⁽⁵⁾
Class A Common Stock								515,796	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.27 to $8.26 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 388,255 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.30 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 387,655 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider sales did Compass (COMP) disclose for June 3, 2026?

Compass disclosed that entities associated with CEO Robert Reffkin sold 23,456 Class A shares on June 3, 2026. The Ruth Reffkin Family Trust executed these open-market sales under a Rule 10b5-1 plan, reducing his indirect holdings while leaving a large overall position.

At what prices were the Compass (COMP) shares sold in this Form 4?

The filing reports weighted average sale prices of $7.6759 and $8.2833 per share. Individual trades ranged between $7.27 and $8.30 per share, reflecting multiple executions throughout the day by The Ruth Reffkin Family Trust in open-market transactions.

How many Compass (COMP) shares does Robert Reffkin hold after these transactions?

After the reported sales, Robert Reffkin holds 515,796 Compass Class A shares directly. He also reports 7,805,260 shares held indirectly through several entities, including the 2021 Reffkin Remainder Interest Trust, Reffkin Investment II Corp, and related family trusts.

Were the Compass (COMP) insider sales made under a Rule 10b5-1 trading plan?

Yes. The Form 4 states that The Ruth Reffkin Family Trust sold shares pursuant to a Rule 10b5-1 plan adopted on March 3, 2026. Such pre-arranged plans automate trading, which generally makes the timing less indicative of the insider’s short-term market views.

Which entities associated with Robert Reffkin hold Compass (COMP) shares?

The filing lists several indirect holders: the 2021 Reffkin Remainder Interest Trust, Reffkin Investment II Corp, The Ruth Reffkin Family Trust, and the Reffkin 2022 Family Trust. Together, these entities hold 7,805,260 Compass Class A shares following the June 3, 2026 transactions.