STOCK TITAN

[Form 4] Compass, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Insider transaction summary: The Chief Financial Officer and Chief Accounting Officer, Scott R. Wahlers, reported equity changes on 10/03/2025. 49,936 restricted stock units (RSUs) were reported as vested (transaction code M) and converted into 49,936 shares of Class A common stock at a $0 conversion price, increasing his direct holdings to 439,118 shares. Separately, 25,493 shares were reported as withheld by the issuer to satisfy tax withholding at a reported price of $7.83, leaving beneficial ownership at 413,625 shares. The RSU schedule notes 25% tranche vesting on each of 03/31/2025, 06/30/2025, 09/30/2025, and 12/31/2025, subject to continued service. The Form 4 was signed by an attorney-in-fact on 10/06/2025.

Riassunto delle operazioni con insider: Il Direttore Finanziario e Direttore Contabile, Scott R. Wahlers, ha riportato variazioni azionarie il 10/03/2025. 49.936 unità azionarie vietate (RSU) sono state segnalate come vestite (codice di transazione M) e convertite in 49.936 azioni ordinarie di Classe A a un prezzo di conversione di $0, aumentando le sue partecipazioni dirette a 439.118 azioni. Separatamente, 25.493 azioni sono state segnalate come trattenute dall'emittente per soddisfare la ritenuta fiscale a un prezzo riportato di $7.83, lasciando la proprietà beneficiaria a 413.625 azioni. Il programma RSU prevede una vesting tranche 25% in ciascuna delle date 03/31/2025, 06/30/2025, 09/30/2025, e 12/31/2025, soggetta a ulteriore servizio. Il modulo 4 è stato firmato da un procuratore-in-fatto il 10/06/2025.

Resumen de transacciones de insiders: El Director Financiero y Director de Contabilidad, Scott R. Wahlers, reportó cambios de patrimonio el 10/03/2025. Se reportaron 49,936 unidades de acciones restringidas (RSU) como vested (código de transacción M) y convertidas en 49,936 acciones ordinarias de Clase A a un precio de conversión de $0, aumentando sus participaciones directas a 439,118 acciones. Por separado, 25,493 acciones fueron reportadas como retenidas por el emisor para satisfacer la retención de impuestos a un precio reportado de $7.83, dejando la propiedad beneficiosa en 413,625 acciones. El programa RSU indica una adjudicación de 25% que vestirá en cada una de las fechas 03/31/2025, 06/30/2025, 09/30/2025 y 12/31/2025, sujeta a continuidad de servicio. El Formulario 4 fue firmado por un apoderado en el 10/06/2025.

내부자 거래 요약: 최고재무책임자 겸 최고회계책임자인 Scott R. Wahlers2025-10-03에 지분 변동을 보고했습니다. 49,936주의 제한 주식 단위(RSU)가 취득(거래 코드 M)으로 보고되어 49,936주를 Class A 보통주로 전환하여 변환가 $0로 그의 직접 보유 주식 수를 439,118주로 증가시켰습니다. 별도로 25,493주는 발행사가 세금 원천징수를 충당하기 위해 보류한 주식으로 보고되었으며 보고된 가격은 $7.83이고, 유익한 소유권은 413,625주로 남았습니다. RSU 일정은 25%의 트랜치가 계속 근무 조건에 따라 각 날짜 2025/03/31, 2025/06/30, 2025/09/30, 2025/12/31에 vesting 될 것을 notes에 명시하고 있습니다. Form 4는 2025-10-06에 대리인에 의해 서명되었습니다.

Résumé des transactions d'initiés : Le directeur financier et directeur de la comptabilité, Scott R. Wahlers, a signalé des changements de participation le 10/03/2025. 49 936 unités d'actions restreintes (RSU) ont été signalées comme acquises (code de transaction M) et converties en 49 936 actions ordinaires de Classe A à un prix de conversion de $0, augmentant ses participations directes à 439 118 actions. Par ailleurs, 25 493 actions ont été retenues par l'émetteur pour satisfaire à la retenue d'impôt à un prix déclaré de $7,83, laissant la propriété bénéficiaire à 413 625 actions. Le programme RSU indique une tranche de vesting 25% sur chacune des dates 03/31/2025, 06/30/2025, 09/30/2025, et 12/31/2025, sous réserve de la poursuite du service. Le Formulaire 4 a été signé par un mandataire le 10/06/2025.

Insider-Trades Zusammenfassung: Der Chief Financial Officer und Chief Accounting Officer Scott R. Wahlers meldete am 03.10.2025 Veränderungen im Eigenkapital. 49.936 restrictierte Aktieneinheiten (RSUs) wurden als vestet gemeldet (Transaktionscode M) und in 49.936 Class-A-Stammaktien zu einem Umwandlungspreis von $0 umgewandelt, was seine direkten Bestände auf 439.118 Aktien erhöhte. Separat wurden 25.493 Aktien vom Emittenten einbehalten, um die Steuerabzugspflicht zu erfüllen, zu einem gemeldeten Preis von $7.83, wodurch die wirtschaftliche Eigentümerschaft auf 413.625 Aktien sinkt. Der RSU-Plan sieht eine Vesting-Tranche von 25% vor, die an jedem der Daten 2025-03-31, 2025-06-30, 2025-09-30 und 2025-12-31 vestet, vorbehaltlich der weiteren Diensterbringung. Das Formblatt 4 wurde am 2025-10-06 von einem Bevollmächtigten unterzeichnet.

ملخص تعاملات insiders: أبلغ المدير المالي والمدير المحاسب، Scott R. Wahlers، عن تغييرات حقوق الملكية في تاريخ 10/03/2025. تم الإبلاغ عن 49,936 وحدة أسهم مقيدة (RSUs) كملتحقة بالاستحقاق (رمز المعاملة M) وتم تحويلها إلى 49,936 سهماً من فئة Class A بسعر تحويل قدره $0، مما زاد من حصته المباشرة إلى 439,118 سهماً. وبشكل منفصل، تم الإبلاغ عن 25,493 سهماً كُنت بتمويل من قبل المصدر لتلبية احتياطي الضريبة بسعر مُبلغ عنه قدره $7.83، مما ترك الملكية المفيدة عند 413,625 سهماً. تشير جداول RSU إلى استحقاق شرائح 25% في كل من التواريخ 03/31/2025، 06/30/2025، 09/30/2025 و 12/31/2025، رهناً باستمرار الخدمة. تم توقيع النموذج 4 من قبل وكيل قانوني في تاريخ 10/06/2025.

内幕交易摘要: 首席财务官兼首席会计官 Scott R. Wahlers2025/10/03 报告了股权变动。49,936 股受限股票单位(RSU)被作为已归属(交易代码 M)报告并转化为 49,936 股甲类普通股,转换价格为 $0,直接持股增加到 439,118 股。另有 25,493 股被发行人扣留以满足税扣缴,公布价格为 $7.83,受益所有权降至 413,625 股。RSU 时程说明在每个 25% 的档位于以下日期完成归属:2025/03/312025/06/302025/09/302025/12/31,需持续任职。 Form 4 由代理人于 2025/10/06 签署。

Positive
  • Significant vested RSUs: 49,936 RSUs vested and converted to Class A shares, increasing direct holdings to 439,118
  • Standard tax treatment: 25,493 shares were withheld to satisfy tax obligations, indicating routine settlement procedures
Negative
  • None.

Insights

TL;DR: Insider reported RSU vesting and tax-withheld share disposition on 10/03/2025.

The filing documents the vesting of 49,936 RSUs that converted into the same number of Class A shares at no purchase price, a routine equity-compensation settlement for an executive officer. The issuer withheld 25,493 shares to satisfy tax obligations, reducing the reporting person's net increase in beneficial ownership.

This transaction is contingent on service-based vesting with 25% tranches noted across four quarter-end dates in 2025. Near-term items to watch are any further tax-withholding settlements or additional option/RSU exercises within the current vesting schedule.

Riassunto delle operazioni con insider: Il Direttore Finanziario e Direttore Contabile, Scott R. Wahlers, ha riportato variazioni azionarie il 10/03/2025. 49.936 unità azionarie vietate (RSU) sono state segnalate come vestite (codice di transazione M) e convertite in 49.936 azioni ordinarie di Classe A a un prezzo di conversione di $0, aumentando le sue partecipazioni dirette a 439.118 azioni. Separatamente, 25.493 azioni sono state segnalate come trattenute dall'emittente per soddisfare la ritenuta fiscale a un prezzo riportato di $7.83, lasciando la proprietà beneficiaria a 413.625 azioni. Il programma RSU prevede una vesting tranche 25% in ciascuna delle date 03/31/2025, 06/30/2025, 09/30/2025, e 12/31/2025, soggetta a ulteriore servizio. Il modulo 4 è stato firmato da un procuratore-in-fatto il 10/06/2025.

Resumen de transacciones de insiders: El Director Financiero y Director de Contabilidad, Scott R. Wahlers, reportó cambios de patrimonio el 10/03/2025. Se reportaron 49,936 unidades de acciones restringidas (RSU) como vested (código de transacción M) y convertidas en 49,936 acciones ordinarias de Clase A a un precio de conversión de $0, aumentando sus participaciones directas a 439,118 acciones. Por separado, 25,493 acciones fueron reportadas como retenidas por el emisor para satisfacer la retención de impuestos a un precio reportado de $7.83, dejando la propiedad beneficiosa en 413,625 acciones. El programa RSU indica una adjudicación de 25% que vestirá en cada una de las fechas 03/31/2025, 06/30/2025, 09/30/2025 y 12/31/2025, sujeta a continuidad de servicio. El Formulario 4 fue firmado por un apoderado en el 10/06/2025.

내부자 거래 요약: 최고재무책임자 겸 최고회계책임자인 Scott R. Wahlers2025-10-03에 지분 변동을 보고했습니다. 49,936주의 제한 주식 단위(RSU)가 취득(거래 코드 M)으로 보고되어 49,936주를 Class A 보통주로 전환하여 변환가 $0로 그의 직접 보유 주식 수를 439,118주로 증가시켰습니다. 별도로 25,493주는 발행사가 세금 원천징수를 충당하기 위해 보류한 주식으로 보고되었으며 보고된 가격은 $7.83이고, 유익한 소유권은 413,625주로 남았습니다. RSU 일정은 25%의 트랜치가 계속 근무 조건에 따라 각 날짜 2025/03/31, 2025/06/30, 2025/09/30, 2025/12/31에 vesting 될 것을 notes에 명시하고 있습니다. Form 4는 2025-10-06에 대리인에 의해 서명되었습니다.

Résumé des transactions d'initiés : Le directeur financier et directeur de la comptabilité, Scott R. Wahlers, a signalé des changements de participation le 10/03/2025. 49 936 unités d'actions restreintes (RSU) ont été signalées comme acquises (code de transaction M) et converties en 49 936 actions ordinaires de Classe A à un prix de conversion de $0, augmentant ses participations directes à 439 118 actions. Par ailleurs, 25 493 actions ont été retenues par l'émetteur pour satisfaire à la retenue d'impôt à un prix déclaré de $7,83, laissant la propriété bénéficiaire à 413 625 actions. Le programme RSU indique une tranche de vesting 25% sur chacune des dates 03/31/2025, 06/30/2025, 09/30/2025, et 12/31/2025, sous réserve de la poursuite du service. Le Formulaire 4 a été signé par un mandataire le 10/06/2025.

Insider-Trades Zusammenfassung: Der Chief Financial Officer und Chief Accounting Officer Scott R. Wahlers meldete am 03.10.2025 Veränderungen im Eigenkapital. 49.936 restrictierte Aktieneinheiten (RSUs) wurden als vestet gemeldet (Transaktionscode M) und in 49.936 Class-A-Stammaktien zu einem Umwandlungspreis von $0 umgewandelt, was seine direkten Bestände auf 439.118 Aktien erhöhte. Separat wurden 25.493 Aktien vom Emittenten einbehalten, um die Steuerabzugspflicht zu erfüllen, zu einem gemeldeten Preis von $7.83, wodurch die wirtschaftliche Eigentümerschaft auf 413.625 Aktien sinkt. Der RSU-Plan sieht eine Vesting-Tranche von 25% vor, die an jedem der Daten 2025-03-31, 2025-06-30, 2025-09-30 und 2025-12-31 vestet, vorbehaltlich der weiteren Diensterbringung. Das Formblatt 4 wurde am 2025-10-06 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wahlers Scott R.

(Last) (First) (Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO & CAO
3. Date of Earliest Transaction (Month/Day/Year)
10/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/03/2025 M 49,936 A $0(1) 439,118 D
Class A Common Stock 10/03/2025 F(2) 25,493 D $7.83 413,625 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) (1) 10/03/2025 M 49,936 (3) (3) Class A Common Stock 49,936 $0 49,936 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSU award vests as to 25% of the total shares on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Bradley K. Serwin, as attorney-in-fact 10/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Compass (COMP) insider Scott R. Wahlers report on 10/03/2025?

He reported the vesting and conversion of 49,936 RSUs into Class A common stock and the withholding of 25,493 shares for taxes, leaving beneficial ownership of 413,625 shares.

Why were 25,493 shares disposed of in the Form 4?

Those shares were withheld by the issuer to satisfy the reporting person's tax withholding obligations on RSU vesting.

What price was associated with the shares withheld for taxes?

The Form 4 lists a withholding price of $7.83 per share for the 25,493 shares.

How does the RSU vesting schedule work for this award?

The award vests in four equal 25% tranches on 03/31/2025, 06/30/2025, 09/30/2025, and 12/31/2025, subject to continued service.

Who signed the Form 4 and when?

The filing was signed by Bradley K. Serwin as attorney-in-fact on 10/06/2025.
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