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COMP Form 4: 49,936 RSUs converted; 25,493 shares withheld at $7.83

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Insider transaction summary: The Chief Financial Officer and Chief Accounting Officer, Scott R. Wahlers, reported equity changes on 10/03/2025. 49,936 restricted stock units (RSUs) were reported as vested (transaction code M) and converted into 49,936 shares of Class A common stock at a $0 conversion price, increasing his direct holdings to 439,118 shares. Separately, 25,493 shares were reported as withheld by the issuer to satisfy tax withholding at a reported price of $7.83, leaving beneficial ownership at 413,625 shares. The RSU schedule notes 25% tranche vesting on each of 03/31/2025, 06/30/2025, 09/30/2025, and 12/31/2025, subject to continued service. The Form 4 was signed by an attorney-in-fact on 10/06/2025.

Positive

  • Significant vested RSUs: 49,936 RSUs vested and converted to Class A shares, increasing direct holdings to 439,118
  • Standard tax treatment: 25,493 shares were withheld to satisfy tax obligations, indicating routine settlement procedures

Negative

  • None.

Insights

TL;DR: Insider reported RSU vesting and tax-withheld share disposition on 10/03/2025.

The filing documents the vesting of 49,936 RSUs that converted into the same number of Class A shares at no purchase price, a routine equity-compensation settlement for an executive officer. The issuer withheld 25,493 shares to satisfy tax obligations, reducing the reporting person's net increase in beneficial ownership.

This transaction is contingent on service-based vesting with 25% tranches noted across four quarter-end dates in 2025. Near-term items to watch are any further tax-withholding settlements or additional option/RSU exercises within the current vesting schedule.

Insider Wahlers Scott R.
Role CFO & CAO
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 49,936 $0.00 --
Exercise Class A Common Stock 49,936 $0.00 --
Tax Withholding Class A Common Stock 25,493 $7.83 $200K
Holdings After Transaction: Restricted Stock Unit (RSU) — 49,936 shares (Direct); Class A Common Stock — 439,118 shares (Direct)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSU award vests as to 25% of the total shares on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wahlers Scott R.
(Last) (First) (Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR
(Street)
NEW YORK NY 10011
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO & CAO
3. Date of Earliest Transaction (Month/Day/Year)
10/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/03/2025 M 49,936 A $0(1) 439,118 D
Class A Common Stock 10/03/2025 F(2) 25,493 D $7.83 413,625 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) (1) 10/03/2025 M 49,936 (3) (3) Class A Common Stock 49,936 $0 49,936 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSU award vests as to 25% of the total shares on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Bradley K. Serwin, as attorney-in-fact 10/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Compass (COMP) insider Scott R. Wahlers report on 10/03/2025?

He reported the vesting and conversion of 49,936 RSUs into Class A common stock and the withholding of 25,493 shares for taxes, leaving beneficial ownership of 413,625 shares.

Why were 25,493 shares disposed of in the Form 4?

Those shares were withheld by the issuer to satisfy the reporting person's tax withholding obligations on RSU vesting.

What price was associated with the shares withheld for taxes?

The Form 4 lists a withholding price of $7.83 per share for the 25,493 shares.

How does the RSU vesting schedule work for this award?

The award vests in four equal 25% tranches on 03/31/2025, 06/30/2025, 09/30/2025, and 12/31/2025, subject to continued service.

Who signed the Form 4 and when?

The filing was signed by Bradley K. Serwin as attorney-in-fact on 10/06/2025.