Compass (NYSE: COMP) director exercises 35,288 RSUs, gets new grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Compass, Inc. director Charles E. Phillips Jr. reported equity compensation activity involving the company’s Class A Common Stock. He exercised 35,288 Restricted Stock Units (RSUs), which converted into the same number of Class A shares, bringing his direct holding to 236,642 shares after the transaction.

Phillips also received a new award of 27,702 RSUs, each representing a right to one Class A share upon settlement. The RSUs disclosed in the footnotes vest 100% on the earlier of the next annual meeting of stockholders or May 22, 2026 for one grant and May 14, 2027 for another, highlighting time-based service vesting rather than open-market trading.

Insider Trade Summary

35,288 shares exercised/converted

Mixed 3 txns

Insider PHILLIPS JR CHARLES E

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit (RSU)	35,288	$0.00	--
Grant/Award	Restricted Stock Unit (RSU)	27,702	$0.00	--
Exercise	Class A Common Stock	35,288	$0.00	--

Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct, null); Class A Common Stock — 236,642 shares (Direct, null)

Footnotes (1)

Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

Key Figures

RSUs exercised: 35,288 shares Shares held after exercise: 236,642 shares New RSU grant: 27,702 RSUs +3 more

6 metrics

RSUs exercised 35,288 shares RSUs converted into Class A Common Stock on May 14, 2026

Shares held after exercise 236,642 shares Class A Common Stock directly owned post-transaction

New RSU grant 27,702 RSUs Award reported as grant/acquisition on May 14, 2026

RSU-to-share ratio 1 RSU : 1 share Each RSU converts into one Class A Common Stock share

RSU vesting date 1 May 22, 2026 Vests 100% on earlier of next annual meeting or this date

RSU vesting date 2 May 14, 2027 Vests 100% on earlier of next annual meeting or this date

Key Terms

Restricted Stock Unit (RSU), Class A Common Stock, annual meeting of the Company's stockholders

3 terms

Restricted Stock Unit (RSU) financial

"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting..."

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

Class A Common Stock financial

"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock..."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual meeting of the Company's stockholders financial

"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders..."

Form 4 Insider Transactions: What Each Field Means →

05/15/2026 - 04:13 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PHILLIPS JR CHARLES E

(Last)

(First)

(Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	05/14/2026		M		35,288	A	$0⁽¹⁾	236,642	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit (RSU)	⁽¹⁾	05/14/2026		M			35,288	⁽²⁾	⁽²⁾	Class A Common Stock	35,288	$0	0	D
Restricted Stock Unit (RSU)	⁽¹⁾	05/14/2026		A		27,702		⁽³⁾	⁽³⁾	Class A Common Stock	27,702	$0	27,702	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.

3. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Compass (COMP) director Charles E. Phillips Jr. report?

Charles E. Phillips Jr. reported exercising 35,288 RSUs into Class A Common Stock and receiving a new grant of 27,702 RSUs. These are equity compensation-related transactions, not open-market purchases or sales, and increase his exposure to Compass shares through time-vested awards.

How many Compass (COMP) shares does Charles E. Phillips Jr. hold after these transactions?

After exercising 35,288 RSUs, Phillips directly holds 236,642 shares of Compass Class A Common Stock. This figure reflects his post-transaction ownership as reported in the filing and shows his continuing equity stake in the company through common shares.

What are the key terms of the new 27,702 RSU grant at Compass (COMP)?

The new 27,702 RSU grant represents rights to receive one Compass Class A share per unit upon settlement. Related RSU awards vest 100% on the earlier of the next annual stockholder meeting or specific dates in May 2026 and May 2027, indicating time-based vesting conditions.

Do the reported Compass (COMP) insider transactions involve open-market buying or selling?

The reported transactions involve an RSU exercise and an RSU grant, not open-market buying or selling. The Form 4 characterizes them as an exercise or conversion of derivative securities and a grant or award acquisition, both typical components of director equity compensation programs.

How do the RSU vesting conditions work for Compass (COMP) director awards?

Each RSU converts into one Compass Class A share upon settlement. The footnotes state certain RSU awards vest 100% on the earlier of the next annual stockholder meeting or dates such as May 22, 2026, and May 14, 2027, tying vesting to service and meeting timing.