STOCK TITAN

Compass, Inc. (NYSE: COMP) CAO nets stock from RSU vesting and tax withholding

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

Compass, Inc. reports that Chief Accounting Officer Timothy B. Gustavson had 2,299 RSUs settle into Class A Common Stock on June 15, 2026, with 1,176 shares withheld to satisfy tax obligations at $8.59 per share. He now directly holds 28,457 shares of Class A Common Stock and 34,488 RSUs, which vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter until fully vested on March 15, 2030, subject to his continued service.

Positive

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Insider Gustavson Timothy B.
Role Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 2,299 $0.00 $0.00
Exercise Class A Common Stock 2,299 $0.00 $0.00
Exercise Price or Tax Liability Class A Common Stock 1,176 $8.59 $10K
Holdings After Transaction: Restricted Stock Unit (RSU) — 34,488 shares (Direct); Class A Common Stock — 28,457 shares (Direct)
Footnotes (3)
  1. F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
  2. F2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
  3. F3. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
RSUs settled 2,299 RSUs RSUs converted into Class A Common Stock on June 15, 2026
Shares withheld for taxes 1,176 shares Class A Common Stock withheld at $8.59 per share for tax obligations
Tax withholding price $8.59 per share Price used for tax-withholding disposition of 1,176 shares
Post-transaction common shares 28,457 shares Class A Common Stock directly held by Gustavson after transactions
Post-transaction RSUs 34,488 RSUs RSUs outstanding following the June 15, 2026 vesting event
RSU vesting rate 6.25% Portion of RSUs vesting initially and at each subsequent quarterly date
RSU final vesting date March 15, 2030 Date by which 100% of the RSUs are scheduled to vest
Restricted Stock Unit (RSU) financial
"Each RSU represents a contingent right to receive one (1) share"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
tax withholding obligations financial
"Represents shares withheld by Issuer to satisfy tax withholding obligations"
Class A Common Stock financial
"one (1) share of the Issuer's Class A Common Stock upon settlement"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vesting financial
"The RSUs vest as to 6.25% of the total shares on June 15, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What RSU transaction did Compass (COMP) report for Timothy Gustavson?

Timothy Gustavson had 2,299 Restricted Stock Units (RSUs) settle into Class A Common Stock on June 15, 2026. Each RSU represents a contingent right to receive one share upon settlement, increasing his direct stock position before tax withholding transactions.

How many Compass (COMP) shares were withheld for taxes in this Form 4?

Compass withheld 1,176 shares of Class A Common Stock from Gustavson to satisfy tax withholding obligations, at a price of $8.59 per share. These shares were not sold in the market but retained by the issuer for tax payment.

What are Timothy Gustavson’s Compass (COMP) holdings after this filing?

Following the reported transactions, Gustavson directly holds 28,457 shares of Compass Class A Common Stock and 34,488 RSUs. The RSUs remain subject to the stated vesting schedule and his continued service with Compass on each vesting date.

How do Gustavson’s Compass (COMP) RSUs vest over time?

Gustavson’s RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter. All shares are scheduled to be fully vested by March 15, 2030, contingent on his ongoing service with Compass.

Were Gustavson’s Compass (COMP) transactions under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox was not affirmed, meaning these transactions were not made pursuant to a pre-arranged Rule 10b5-1 trading plan. They reflect equity settlement and tax withholding activity on the vesting date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gustavson Timothy B.

(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVE, 4TH FLOOR

(Street)
NEW YORK NEW YORK 10011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026M2,299A$0(1)29,633D
Class A Common Stock06/15/2026F(2)1,176D$8.5928,457D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)06/15/2026M2,299 (3) (3)Class A Common Stock2,299$034,488D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Ethan Glass, as attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)