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Compass (COMP) CAO reports RSU conversion and tax withholding on Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. Chief Accounting Officer Timothy B. Gustavson reported routine equity compensation activity involving Class A common stock and restricted stock units (RSUs). On June 15, 2026, 2,299 RSUs were converted into an equal number of Class A shares, and 1,176 of those shares were withheld by the company to cover tax obligations on the RSU vesting. Following these transactions, Gustavson directly held 29,633 shares of Class A common stock. The RSUs vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter, with full vesting expected by March 15, 2030, subject to continued service.

Positive

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Insider Gustavson Timothy B.
Role Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 2,299 $0.00 --
Exercise Class A Common Stock 2,299 $0.00 --
Tax Withholding Class A Common Stock 1,176 $8.59 $10K
Holdings After Transaction: Restricted Stock Unit (RSU) — 34,488 shares (Direct, null); Class A Common Stock — 29,633 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Shares withheld for taxes 1,176 shares Class A common stock withheld to satisfy tax obligations on RSU vesting, June 15, 2026
RSUs converted 2,299 units/shares Restricted Stock Units converted into Class A common stock on June 15, 2026
Post-transaction holdings 29,633 shares Class A common stock directly held by Timothy B. Gustavson after transactions
Tax withholding price $8.59 per share Price used for shares withheld to cover tax obligations
Initial F-transaction holdings 28,457 shares Class A common shares reported following the tax-withholding disposition entry
RSU vesting schedule start 6.25% on June 15, 2026 First vesting tranche of RSUs subject to continued service
RSU full vest date March 15, 2030 Date when 100% of the RSUs are scheduled to be vested
Restricted Stock Unit (RSU) financial
"Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class A Common Stock."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
tax withholding obligations financial
"Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs."
vest financial
"The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
derivative exercise/conversion financial
"Transaction code M is described as Exercise or conversion of derivative security."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gustavson Timothy B.
(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVE, 4TH FLOOR
(Street)
NEW YORK NEW YORK 10011
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026M2,299A$0(1)29,633D
Class A Common Stock06/15/2026F(2)1,176D$8.5928,457D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)06/15/2026M2,299 (3) (3)Class A Common Stock2,299$034,488D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Ethan Glass, as attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Compass (COMP) report for Timothy B. Gustavson?

Compass reported that Chief Accounting Officer Timothy B. Gustavson had RSUs convert into Class A common stock and a portion of the resulting shares withheld for taxes. These are compensation-related transactions, not open-market purchases or sales.

How many Compass (COMP) shares were withheld for taxes in this Form 4?

The Form 4 shows 1,176 shares of Compass Class A common stock were withheld by the company to satisfy tax withholding obligations arising from the vesting of restricted stock units on June 15, 2026.

How many Compass (COMP) shares were acquired through RSU conversion?

On June 15, 2026, 2,299 restricted stock units were converted into 2,299 shares of Compass Class A common stock. This reflects the settlement of equity awards granted as part of compensation, rather than an open-market stock purchase.

What is Timothy B. Gustavson’s Compass (COMP) shareholding after these transactions?

After the reported transactions, Timothy B. Gustavson directly holds 29,633 shares of Compass Class A common stock. This figure reflects his updated ownership position following RSU conversion and tax withholding on June 15, 2026.

How do Gustavson’s Compass (COMP) RSUs vest over time?

The RSUs vest 6.25% of the total shares on June 15, 2026, and 6.25% quarterly thereafter until March 15, 2030. Full vesting depends on Gustavson continuing to provide service to Compass on each scheduled vesting date.