STOCK TITAN

Compass, Inc. (NYSE: COMP) legal chief now holds 151,399 shares after RSU vesting

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. Chief Legal Officer Ethan Charles Glass reported RSU vesting activity on June 15, 2026. He converted 101,733 RSUs into an equal number of Class A shares, then had 50,970 shares withheld by the issuer to satisfy tax obligations from the vesting. Following these transactions he directly holds 559,534 RSUs and 151,399 Class A Common shares, subject to multi-year vesting schedules through 2029.

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Insider Glass Ethan Charles
Role Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 38,150 $0.00 $0.00
Exercise Restricted Stock Unit (RSU) 63,583 $0.00 $0.00
Exercise Class A Common Stock 101,733 $0.00 $0.00
Exercise Price or Tax Liability Class A Common Stock 50,970 $8.59 $438K
Holdings After Transaction: Restricted Stock Unit (RSU) — 559,534 shares (Direct); Class A Common Stock — 151,399 shares (Direct)
Footnotes (4)
  1. F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
  2. F2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
  3. F3. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  4. F4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
RSUs converted 101,733 shares RSUs converted into Class A Common Stock on June 15, 2026
RSU components 38,150 and 63,583 RSUs Two RSU lines exercised or converted as derivative securities
Shares withheld for taxes 50,970 shares Class A Common Stock withheld to satisfy tax obligations on RSU vesting
Tax withholding price $8.59 per share Per-share value used for tax-withholding disposition of 50,970 shares
Post-transaction RSU holding 559,534 RSUs Direct RSU holdings reported after the June 15, 2026 transactions
Post-transaction stock holding 151,399 shares Direct Class A Common Stock holdings after the reported transactions
Restricted Stock Unit (RSU) financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
tax withholding obligations financial
"Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs."
vest financial
"The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

What insider equity activity did Compass (COMP) report for Ethan Glass on June 15, 2026?

Compass Chief Legal Officer Ethan Glass reported RSU vesting on June 15, 2026, converting 101,733 RSUs into Class A Common Stock and having 50,970 shares withheld by the issuer to cover tax obligations arising from the vesting event.

How many Compass (COMP) shares did Ethan Glass receive from RSU vesting?

Ethan Glass received 101,733 Class A Common shares from the settlement of an equal number of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Compass Class A Common Stock upon settlement, as described in the footnotes.

How many Compass (COMP) shares were withheld for taxes in Ethan Glass’s transaction?

The issuer withheld 50,970 Class A Common shares from Ethan Glass to satisfy tax withholding obligations related to his RSU vesting. These shares were valued at $8.59 per share for the tax-withholding disposition reported in the non-derivative transaction.

What are Ethan Glass’s post-transaction holdings in Compass (COMP) stock and RSUs?

After the reported transactions, Ethan Glass directly holds 151,399 shares of Compass Class A Common Stock and 559,534 RSUs. These positions reflect his remaining equity stake, combining currently held stock with unvested RSU awards that will settle into shares over time.

What vesting schedules apply to Ethan Glass’s Compass (COMP) RSUs?

Footnotes state his RSUs vest 6.25% quarterly from December 15, 2025, reaching full vesting by September 15, 2029, and another grant vests 25% on each of four dates between December 15, 2025 and September 15, 2026, subject to continued service.

Does Ethan Glass’s Compass (COMP) Form 4 involve derivative security exercises?

Yes. The filing shows he exercised or converted 101,733 RSUs, a derivative security, into the same number of Class A Common shares. Two RSU lines totaling 38,150 and 63,583 units underpin this derivative exercise and subsequent share issuance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Glass Ethan Charles

(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NEW YORK 10011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026M101,733A$0(1)202,369D
Class A Common Stock06/15/2026F(2)50,970D$8.59151,399D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)06/15/2026M38,150 (3) (3)Class A Common Stock38,150$0495,950D
Restricted Stock Unit (RSU)(1)06/15/2026M63,583 (4) (4)Class A Common Stock63,583$063,584D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Ethan Glass06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)