STOCK TITAN
  1. Home
  2. Sec-filings
  3. comp
  4. [Form 4] Compass, Inc. Insider Trading Activity

Compass (NYSE: COMP) legal chief vests RSUs, pays taxes in shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. Chief Legal Officer Ethan Charles Glass reported routine equity compensation activity involving Class A common stock and restricted stock units (RSUs).

On June 15, 2026, RSUs converted into 101,733 shares of Class A common stock at a stated price of $0.00 per share, reflecting vesting rather than an open-market purchase or sale. To cover tax withholding obligations tied to this vesting, the issuer withheld 50,970 shares at a value of $8.59 per share, a non-market disposition.

Following these transactions, Glass directly held 202,369 shares of Class A common stock. Footnotes indicate each RSU represents one share upon settlement and describe additional vesting schedules running through September 15, 2029, contingent on continued service.

Positive

  • None.

Negative

  • None.
Insider Glass Ethan Charles
Role Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 38,150 $0.00 --
Exercise Restricted Stock Unit (RSU) 63,583 $0.00 --
Exercise Class A Common Stock 101,733 $0.00 --
Tax Withholding Class A Common Stock 50,970 $8.59 $438K
Holdings After Transaction: Restricted Stock Unit (RSU) — 495,950 shares (Direct, null); Class A Common Stock — 202,369 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Tax-withheld shares 50,970 shares at $8.59 Shares withheld to satisfy tax obligations on RSU vesting
RSU conversion shares 101,733 shares at $0.00 Class A common stock received via RSU exercise/conversion
Post-transaction holdings 202,369 shares Class A common stock directly owned after June 15, 2026 transactions
RSU grant 1 size 63,583 RSUs Restricted Stock Units convertible into Class A common stock
RSU grant 2 size 38,150 RSUs Restricted Stock Units convertible into Class A common stock
Restricted Stock Unit (RSU) financial
"security_title: "Restricted Stock Unit (RSU)" with underlying Class A Common Stock"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
tax withholding obligations financial
"Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs."
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description: "Payment of exercise price or tax liability by delivering securities""
vesting financial
"The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Glass Ethan Charles
(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR
(Street)
NEW YORK NEW YORK 10011
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026M101,733A$0(1)202,369D
Class A Common Stock06/15/2026F(2)50,970D$8.59151,399D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)06/15/2026M38,150 (3) (3)Class A Common Stock38,150$0495,950D
Restricted Stock Unit (RSU)(1)06/15/2026M63,583 (4) (4)Class A Common Stock63,583$063,584D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Ethan Glass06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

How many Compass (COMP) shares did Ethan Glass receive from RSU vesting?

Glass received 101,733 shares of Compass Class A common stock through RSU conversion at a stated price of $0.00 per share, indicating settlement of equity awards instead of a cash purchase in the market.

How many Compass (COMP) shares were withheld for taxes in this filing?

The issuer withheld 50,970 Compass Class A shares to satisfy tax withholding obligations related to the RSU vesting. This is recorded at $8.59 per share and is a tax-payment mechanism, not an open-market share sale.

What are Ethan Glass’s Compass (COMP) holdings after these Form 4 transactions?

After the reported RSU conversions and tax withholding, Ethan Glass directly held 202,369 shares of Compass Class A common stock. This figure reflects his updated ownership position following the June 15, 2026 transactions.

Does this Compass (COMP) Form 4 show open-market buying or selling by Ethan Glass?

The filing shows RSU conversions into common shares and issuer share withholding for taxes, not open-market purchases or sales. The disposition code F specifically reflects payment of tax liabilities using shares, rather than a discretionary sale.