Form 144: Insider sale reported for COMP common stock

COMP filed a Form 144 reporting proposed sales of Common stock to be sold under a 10b5-1 plan.

Rhea-AI Filing Summary

COMP filed a Form 144 reporting proposed sales of Common stock to be sold under a 10b5-1 plan. The filing lists 902 Restricted Stock Units with an applicable date of 06/15/2025 and references a 10b5-1 sale by Bradley Serwin on 05/06/2026 involving 1,804 shares. Timing and cash‑flow treatment are tied to the sale mechanics disclosed in the filing.

Insights

Corporate Governance Specialist

Form 144 shows planned insider resale under a 10b5-1 arrangement.

The filing lists Restricted Stock Units of 902 with an award/vesting date of 06/15/2025 and a reported 10b5-1 sale by Bradley Serwin on 05/06/2026 for 1,804 shares. These are routine disclosure items required when officers or affiliates plan to sell under Rule 144 or prearranged plans.

Cash proceeds recipients and pricing mechanics are described by the sale method; the filing text ties the transaction to a 10b5-1 sale. Subsequent filings would show settlement details and any changes to the plan.

Key Figures

Restricted Stock Units: 902 10b5-1 sale shares: 1,804 shares Numeric value adjacent to sale row: 17083.88 +1 more

4 metrics

Restricted Stock Units 902 applicable date 06/15/2025

10b5-1 sale shares 1,804 shares reported sale date 05/06/2026 for Bradley Serwin

Numeric value adjacent to sale row 17083.88 appears alongside the 10b5-1 sale entry in the excerpt

Form record date 06/17/2026 date on form cover/issuer line

Key Terms

10b5-1 Sales, Restricted Stock Units, Form 144

3 terms

10b5-1 Sales regulatory

"10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 902 | 06/15/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does COMP's Form 144 report?

The Form 144 reports planned sales of Common stock under Rule 144 and a 10b5-1 plan. It lists 902 Restricted Stock Units dated 06/15/2025 and a 10b5-1 sale by Bradley Serwin on 05/06/2026 for 1,804 shares.

Who is the selling party named in the COMP filing?

The filing names Bradley Serwin as a participant in a 10b5-1 sale. The excerpt specifically references 10b5-1 Sales for BRADLEY SERWIN and lists a transaction dated 05/06/2026 involving 1,804 shares.

What securities are covered by the Form 144 for COMP?

The Form 144 covers Common stock and Restricted Stock Units. The record shows Common securities and 902 Restricted Stock Units with an applicable date of 06/15/2025 as listed in the filing excerpt.

Does the filing show proceeds or pricing for the sale?

The excerpt lists numeric values such as 17083.88 adjacent to the 10b5-1 sale row, but it does not label a sale price per share. The filing ties the transaction to a 10b5-1 sale; price details may appear in settlement records.

When were the reported transactions dated in the COMP excerpt?

Key dates in the excerpt include 06/15/2025 for the Restricted Stock Units, a reported 10b5-1 sale date of 05/06/2026, and a filer record date of 06/17/2026 on the form cover line.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/17/2026 - 04:33 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001314040
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	COMPASS INC
SEC File Number	001-40291
Address of Issuer	110 Fifth Avenue, 4th Floor New York NEW YORK 10011
Phone	6469820353
Name of Person for Whose Account the Securities are To Be Sold	BRADLEY SERWIN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	902	8496.84	747153045	06/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2025	Restricted Stock Units	Issuer			902	06/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	05/06/2026	1804	17083.88

144: Remarks and Signature

Remarks
Date of Notice	06/17/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Bradley Serwin
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)