COMP insider transactions: GC executes 10b5-1 stock sales

Rhea-AI Filing Summary

Compass, Inc. (COMP) reported insider transactions by its General Counsel. Bradley K. Serwin sold Class A common stock in two trades under a Rule 10b5-1 plan. On 11/11/2025, he sold 903 shares at $9, leaving 315,490 shares beneficially owned. On 11/12/2025, he sold 904 shares at $9.5, leaving 314,586 shares beneficially owned. The sales were executed pursuant to a pre-established plan adopted on May 12, 2025.

Insider Trade Summary

Net Seller: 1,807 shares ($16,715)

Net Sell 2 txns

Insider Serwin Bradley K

Role General Counsel

Sold 1,807 shs ($17K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	904	$9.50	$9K
Sale	Class A Common Stock	903	$9.00	$8K

Holdings After Transaction: Class A Common Stock — 314,586 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Serwin Bradley K

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NY 10011

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
11/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/11/2025		S(1)		903	D	$9	315,490	D
Class A Common Stock	11/12/2025		S(1)		904	D	$9.5	314,586	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.

Remarks:

	/s/ Bradley K. Serwin	11/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Compass (COMP) disclose in this Form 4?

The General Counsel, Bradley K. Serwin, reported two open-market sales of Class A common stock executed under a Rule 10b5-1 plan.

How many COMP shares were sold and at what prices?

On 11/11/2025, 903 shares at $9; on 11/12/2025, 904 shares at $9.5.

How many COMP shares does the reporting person hold after the trades?

Following the 11/11 trade, holdings were 315,490 shares; after the 11/12 trade, holdings were 314,586 shares.

Was a trading plan used for these sales?

Yes. The filing states the sales were made under a Rule 10b5-1 plan adopted on May 12, 2025.

What is the reporting person’s role at Compass (COMP)?

He is an Officer, serving as General Counsel.

Were these direct or indirect holdings?

The holdings are listed as Direct (D) ownership.