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Compass (NYSE: COMP) director reports RSU exercise and new 27,702-unit grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. director Dawanna Williams reported routine equity compensation activity. She exercised Restricted Stock Units into 35,288 shares of Class A Common Stock and now directly holds 203,017 shares. She also received a new award of 27,702 RSUs, each representing one share upon settlement, which will vest 100% on the earlier of the next annual stockholder meeting and May 14, 2027.

Positive

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Negative

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Insider Williams Dawanna
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 35,288 $0.00 --
Grant/Award Restricted Stock Unit (RSU) 27,702 $0.00 --
Exercise Class A Common Stock 35,288 $0.00 --
Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct, null); Class A Common Stock — 203,017 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
RSUs exercised 35,288 shares RSU exercise into Class A Common Stock on May 14, 2026
New RSU grant 27,702 units Restricted Stock Unit award on May 14, 2026
Shares owned after 203,017 shares Direct Class A Common Stock holdings following transactions
Underlying shares for new RSUs 27,702 shares Each RSU represents one Class A share upon settlement
Vesting dates May 22, 2026 and May 14, 2027 RSUs vest on earlier of next annual meeting or stated dates
Restricted Stock Unit (RSU) financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting..."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each RSU represents a contingent right to receive one (1) share..."
vest financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Dawanna
(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR
(Street)
NEW YORK NEW YORK 10011
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/14/2026M35,288A$0(1)203,017D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)05/14/2026M35,288 (2) (2)Class A Common Stock35,288$00D
Restricted Stock Unit (RSU)(1)05/14/2026A27,702 (3) (3)Class A Common Stock27,702$027,702D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.
3. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
Remarks:
/s/ Ethan Glass, as attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Compass (COMP) director Dawanna Williams report?

Dawanna Williams reported exercising 35,288 Restricted Stock Units into Class A Common Stock and receiving a new grant of 27,702 RSUs. These transactions reflect equity compensation events rather than open-market stock purchases or sales.

Did Dawanna Williams buy or sell Compass (COMP) shares on the open market?

No open-market buys or sells were reported. The Form 4 shows equity compensation activity: an RSU exercise converting 35,288 units into shares and a new grant of 27,702 RSUs, all at a stated price of $0.00 per unit.

How many Compass (COMP) shares does Dawanna Williams own after these transactions?

After the transactions, Dawanna Williams directly owns 203,017 shares of Compass Class A Common Stock. She also holds 27,702 Restricted Stock Units, each convertible into one share upon settlement, providing additional potential future share ownership.

What are the key details of the new RSU grant reported for Compass (COMP)?

The new grant consists of 27,702 Restricted Stock Units, each representing a right to one Compass Class A share. These RSUs vest 100% on the earlier of the next annual stockholder meeting and May 14, 2027, aligning with standard director compensation practices.

When do the Compass (COMP) RSUs reported by Dawanna Williams vest?

Footnotes state RSUs vest 100% on the earlier of the company’s next annual stockholder meeting and specific dates. One set references May 22, 2026, and another May 14, 2027, tying vesting to future corporate meeting timing.