STOCK TITAN

Compass (COMP) director Allan Leinwand exercises RSUs and receives new 27,702-unit grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. director Allan Leinwand reported equity compensation activity involving Class A Common Stock and restricted stock units (RSUs). He exercised RSUs covering 35,288 shares of Class A Common Stock at a price of $0.00 per share, resulting in 35,288 shares of direct ownership.

He also received a new grant of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. The filing shows 146,352 shares of Class A Common Stock held indirectly through the Leinwand Family Living Trust, where he and his spouse serve as trustees and beneficiaries. The RSUs are scheduled to vest 100% on the earlier of specified future annual stockholder meetings or stated May 2026 and May 2027 dates.

Positive

  • None.

Negative

  • None.
Insider Leinwand Allan
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 35,288 $0.00 --
Grant/Award Restricted Stock Unit (RSU) 27,702 $0.00 --
Exercise Class A Common Stock 35,288 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct, null); Class A Common Stock — 35,288 shares (Direct, null); Class A Common Stock — 146,352 shares (Indirect, By Leinwand Family Living Trust)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The Reporting Person and his spouse are both trustees and beneficiaries of Leinwand Family Living Trust. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
RSUs exercised 35,288 shares Converted to Class A Common Stock at $0.00 per share
New RSU grant 27,702 units Each RSU represents one Class A Common share
Indirect trust holdings 146,352 shares Class A Common Stock held by Leinwand Family Living Trust
Direct holdings after exercise 35,288 shares Class A Common Stock directly owned following RSU exercise
RSU vesting date example May 22, 2026 RSUs vest 100% on earlier of next annual meeting or this date
RSU vesting date example May 14, 2027 Another RSU tranche vests on earlier of annual meeting or this date
Restricted Stock Unit (RSU) financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting..."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Leinwand Family Living Trust financial
"The Reporting Person and his spouse are both trustees and beneficiaries of Leinwand Family Living Trust."
annual meeting of the Company's stockholders financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders..."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Leinwand Allan

(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NEW YORK 10011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/14/2026M35,288A$0(1)35,288D
Class A Common Stock146,352IBy Leinwand Family Living Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)05/14/2026M35,288 (3) (3)Class A Common Stock35,288$00D
Restricted Stock Unit (RSU)(1)05/14/2026A27,702 (4) (4)Class A Common Stock27,702$027,702D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. The Reporting Person and his spouse are both trustees and beneficiaries of Leinwand Family Living Trust.
3. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.
4. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
Remarks:
/s/ Ethan Glass, as attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Allan Leinwand report for Compass (COMP)?

Allan Leinwand reported exercising RSUs into 35,288 shares of Class A Common Stock and receiving a new grant of 27,702 RSUs. These transactions are equity compensation-related and do not reflect open-market buying or selling of Compass shares.

How many Compass (COMP) shares does Allan Leinwand hold after these transactions?

After these transactions, Allan Leinwand holds 35,288 shares of Class A Common Stock directly and 146,352 shares indirectly through the Leinwand Family Living Trust. He also holds 27,702 RSUs, each convertible into one share of Class A Common Stock upon settlement.

What are the terms of Allan Leinwand’s new RSU grant at Compass (COMP)?

The new RSU grant covers 27,702 units, each representing one share of Class A Common Stock. The RSUs are scheduled to vest 100% on the earlier of a future annual meeting of Compass stockholders or a specified date in May 2027, according to the filing footnotes.

Were any Compass (COMP) shares bought or sold on the open market in this Form 4?

No open-market purchases or sales are reported. The Form 4 shows an RSU exercise into 35,288 shares at a price of $0.00 and a grant of 27,702 RSUs. These are compensation and conversion events, not market trades in Compass stock.

How is the Leinwand Family Living Trust involved with Compass (COMP) shares?

The Leinwand Family Living Trust holds 146,352 Compass Class A Common Stock shares indirectly for Allan Leinwand. He and his spouse are both trustees and beneficiaries of the trust, which means trust-held shares are reported as indirect ownership on the Form 4.

When do Allan Leinwand’s Compass (COMP) RSUs vest?

The filing states that the RSUs vest 100% on the earlier of two events: the date of the next annual meeting of Compass stockholders or specific dates in May 2026 and May 2027. This creates time-based vesting tied to corporate governance milestones.