Compass (COMP) director Sordello exercises RSUs and receives new stock unit grants
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Compass, Inc. director Steven J. Sordello reported equity compensation activity and an option-equivalent exercise. On May 14, 2026, he exercised derivative securities into 35,288 shares of Class A Common Stock, bringing his direct holdings to 247,357 shares. He also received new Restricted Stock Unit awards covering 9,677 and 27,702 shares, which will vest on schedules tied to future annual stockholder meetings and specified dates through May 2027.
Positive
- None.
Negative
- None.
Insights
Routine director equity awards and an RSU conversion, with no open-market trading.
Steven J. Sordello, a director of Compass, Inc., exercised derivative securities into 35,288 shares of Class A Common Stock and received two RSU grants for 9,677 and 27,702 underlying shares. These actions are compensation-related rather than market purchases or sales.
The filing shows 247,357 Class A shares held directly after the exercise, and new RSUs that vest based on future annual meetings and dates through May 2027. With no reported open-market buying or selling, this looks like standard board compensation and equity refresh activity.
Insider Trade Summary
35,288 shares exercised/converted
Mixed
4 txns
Insider
Sordello Steven J
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit (RSU) | 35,288 | $0.00 | -- |
| Grant/Award | Restricted Stock Unit (RSU) | 27,702 | $0.00 | -- |
| Grant/Award | Restricted Stock Unit (RSU) | 9,677 | $0.00 | -- |
| Exercise | Class A Common Stock | 35,288 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Unit (RSU) — 0 shares (Direct, null);
Class A Common Stock — 247,357 shares (Direct, null)
Footnotes (1)
- Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027. The RSUs shall vest as to 25% of the total shares on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.
Key Figures
Shares acquired via exercise: 35,288 shares
Shares held after exercise: 247,357 shares
New RSU grant 1: 9,677 RSUs
+3 more
6 metrics
Shares acquired via exercise
35,288 shares
Class A Common Stock from derivative exercise on May 14, 2026
Shares held after exercise
247,357 shares
Class A Common Stock directly owned after May 14, 2026
New RSU grant 1
9,677 RSUs
Each RSU equals one Class A share upon settlement
New RSU grant 2
27,702 RSUs
Each RSU equals one Class A share upon settlement
RSU vesting date 1
Earlier of next annual meeting or May 22, 2026
100% vesting condition for one RSU grant
RSU vesting date 2
Earlier of next annual meeting or May 14, 2027
100% vesting condition for another RSU grant
Key Terms
Restricted Stock Unit (RSU), derivative security, Class A Common Stock, annual meeting of the Company's stockholders
4 terms
Restricted Stock Unit (RSU) financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting..."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual meeting of the Company's stockholders financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders..."
FAQ
What did Compass (COMP) director Steven J. Sordello report in this Form 4?
Steven J. Sordello reported exercising derivative securities into 35,288 shares of Class A Common Stock and receiving two new RSU awards. The RSUs cover 9,677 and 27,702 underlying shares, all as part of equity-based compensation rather than open-market stock purchases or sales.
What Restricted Stock Unit grants did Compass (COMP) award to Steven J. Sordello?
Sordello received RSU awards for 9,677 and 27,702 units, each representing one share of Class A Common Stock upon settlement. These RSUs vest based on future annual stockholder meetings and specified dates, making them time-based equity incentives rather than immediately tradable shares.
When do Steven J. Sordello’s Compass (COMP) RSUs vest?
One RSU grant vests 100% on the earlier of the next annual stockholder meeting or May 22, 2026. Another vests 100% on the earlier of the next annual meeting or May 14, 2027, with an alternative quarterly vesting schedule through May 1, 2027 if notfully vested sooner.