Compass (COMP) CEO awarded 1,101,954 RSUs in multi-year vesting grant

Rhea-AI Filing Summary

Compass, Inc. disclosed that its Chairman and CEO, who is also a director, received a new equity award in the form of 1,101,954 restricted stock units (RSUs) effective January 1, 2026. Each RSU represents the right to receive one share of Compass Class A common stock upon settlement.

The RSUs vest over four years, with 25% of the total shares vesting on each of January 1, 2027, 2028, 2029 and 2030, contingent on the executive continuing to provide services to Compass on each vesting date. The Form 4 indicates these RSUs are held directly by the reporting person and have a stated price of $0 per unit as a compensatory grant rather than a market purchase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Reffkin Robert L.

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NY 10011

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman and CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit (RSU)	(1)	01/01/2026		A		1,101,954		(2)	(2)	Class A Common Stock	1,101,954	$0	1,101,954	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. The RSUs vest as to 25% of the total shares on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	01/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Compass, Inc. (COMP) report in this Form 4?

Compass, Inc. reported that its Chairman and CEO, who is also a director, was granted 1,101,954 restricted stock units (RSUs) effective January 1, 2026.

How do the new RSUs for the Compass (COMP) CEO vest?

The RSUs vest as to 25% of the total shares on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030, subject to continued service.

What does each RSU granted by Compass, Inc. (COMP) represent?

Each RSU represents a contingent right to receive one share of Compass Class A common stock upon settlement, as stated in the filing.

What is the reported price of the RSUs granted by Compass (COMP)?

The Form 4 lists the price of the derivative security as $0, reflecting that this is a compensatory grant rather than an open-market purchase.

Does the Compass (COMP) Form 4 indicate direct or indirect ownership of the RSUs?

The filing indicates that the 1,101,954 RSUs are held with direct (D) ownership by the reporting person.

What role does the reporting person hold at Compass, Inc. (COMP)?

The reporting person is identified as a Director and an Officer, serving as Chairman and CEO of Compass, Inc.