Compass General Counsel reports planned sales of COMP Class A stock

Q: How many COMP shares did the insider sell in each transaction?

The reporting person sold 13,969 shares on 11/21/2025 at $10 per share, 20,952 shares on 11/24/2025 at $10.5 per share, and 20,953 shares on 11/25/2025 at $11 per share.

Q: Who is the reporting person and what is their role at Compass, Inc. (COMP)?

The reporting person is identified as an officer of Compass, Inc., serving in the role of General Counsel , rather than as a director or 10% owner.

Q: Were the COMP insider sales made under a Rule 10b5-1 trading plan?

Yes. The explanation states that the sales were automatic and made pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2025.

Q: Does this Compass (COMP) Form 4 involve any derivative securities?

The filing includes a section for Table II - Derivative Securities , but no derivative security transactions are listed in the provided excerpt.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Compass, Inc. (COMP) reported insider share sales by its General Counsel on a Form 4. The officer sold Class A common stock in three transactions on 11/21/2025, 11/24/2025, and 11/25/2025 at prices of $10, $10.5, and $11 per share, respectively. The reported sales were coded as "S" for open-market or similar dispositions.

After these transactions, the reporting person beneficially owned 258,712 shares of Compass Class A common stock in direct ownership. The filing notes that the sales were automatic and made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025, indicating they were pre-arranged under that plan.

Insider Trade Summary

Net Seller: 55,874 shares ($590,169)

Net Sell 3 txns

Insider Serwin Bradley K

Role General Counsel

Sold 55,874 shs ($590K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	20,953	$11.00	$230K
Sale	Class A Common Stock	20,952	$10.50	$220K
Sale	Class A Common Stock	13,969	$10.00	$140K

Holdings After Transaction: Class A Common Stock — 258,712 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

11/25/2025 - 04:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Serwin Bradley K

(Last)

(First)

(Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/21/2025		S⁽¹⁾		13,969	D	$10	300,617	D
Class A Common Stock	11/24/2025		S⁽¹⁾		20,952	D	$10.5	279,665	D
Class A Common Stock	11/25/2025		S⁽¹⁾		20,953	D	$11	258,712	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.

Remarks:

	/s/ Bradley K. Serwin	11/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Compass, Inc. (COMP) report in this Form 4?

The Form 4 reports that Compass, Inc.'s General Counsel sold shares of Class A common stock in three separate transactions on 11/21/2025, 11/24/2025, and 11/25/2025.

How many COMP shares did the insider sell in each transaction?

The reporting person sold 13,969 shares on 11/21/2025 at $10 per share, 20,952 shares on 11/24/2025 at $10.5 per share, and 20,953 shares on 11/25/2025 at $11 per share.

How many Compass (COMP) shares does the insider own after these sales?

Following the reported transactions, the reporting person beneficially owned 258,712 shares of Compass Class A common stock, held in direct ownership.

Who is the reporting person and what is their role at Compass, Inc. (COMP)?

The reporting person is identified as an officer of Compass, Inc., serving in the role of General Counsel, rather than as a director or 10% owner.

Were the COMP insider sales made under a Rule 10b5-1 trading plan?

Yes. The explanation states that the sales were automatic and made pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2025.

Does this Compass (COMP) Form 4 involve any derivative securities?

The filing includes a section for Table II - Derivative Securities, but no derivative security transactions are listed in the provided excerpt.