Compass (NYSE: COMP) director Josh McCarter reports RSU grant, exercise and trust holdings

Rhea-AI Filing Summary

Compass, Inc. director Josh N. McCarter reported equity compensation activity rather than open‑market trading. He exercised previously granted restricted stock units into 35,288 shares of Class A Common Stock at a price of $0.00 per share, which he now holds directly.

He also received a new award of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. According to the terms, these RSUs vest 100% on the earlier of the next annual stockholder meeting or May 22, 2026, and another RSU grant vests 100% on the earlier of the next annual stockholder meeting or May 14, 2027.

Separately, an indirect holding entry shows 182,159 Class A shares held through the McCarter Living Trust, where McCarter and his spouse serve as trustees and beneficiaries. No sales or tax‑withholding dispositions are reported in this filing.

Insider Trade Summary

35,288 shares exercised/converted

Mixed 4 txns

Insider McCarter Josh N.

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit (RSU)	35,288	$0.00	--
Grant/Award	Restricted Stock Unit (RSU)	27,702	$0.00	--
Exercise	Class A Common Stock	35,288	$0.00	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct, null); Class A Common Stock — 35,288 shares (Direct, null); Class A Common Stock — 182,159 shares (Indirect, By McCarter Living Trust)

Footnotes (1)

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The Reporting Person and his spouse are both trustees and beneficiaries of McCarter Living Trust. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

Key Figures

RSUs exercised into shares: 35,288 shares New RSU grant: 27,702 RSUs Indirect trust holdings: 182,159 shares +3 more

6 metrics

RSUs exercised into shares 35,288 shares Class A Common Stock acquired via RSU exercise at $0.00 per share

New RSU grant 27,702 RSUs Each RSU represents one share of Class A Common Stock

Indirect trust holdings 182,159 shares Class A Common Stock held by McCarter Living Trust

RSU vesting date 1 May 22, 2026 Vests 100% on earlier of this date or next annual meeting

RSU vesting date 2 May 14, 2027 Separate RSU grant vests 100% on earlier of this date or next annual meeting

RSU to share ratio 1:1 Each RSU converts into one share of Class A Common Stock

Key Terms

Restricted Stock Unit (RSU), Class A Common Stock, McCarter Living Trust, grant, award, or other acquisition

4 terms

Restricted Stock Unit (RSU) financial

"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting..."

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

Class A Common Stock financial

"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock..."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

McCarter Living Trust financial

"The Reporting Person and his spouse are both trustees and beneficiaries of McCarter Living Trust."

grant, award, or other acquisition financial

"Grant, award, or other acquisition"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McCarter Josh N.

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NEW YORK 10011

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/14/2026		M		35,288	A	$0(1)	35,288	D
Class A Common Stock								182,159	I	By McCarter Living Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit (RSU)	(1)	05/14/2026		M			35,288	(3)	(3)	Class A Common Stock	35,288	$0	0	D
Restricted Stock Unit (RSU)	(1)	05/14/2026		A		27,702		(4)	(4)	Class A Common Stock	27,702	$0	27,702	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. The Reporting Person and his spouse are both trustees and beneficiaries of McCarter Living Trust.

3. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.

4. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Josh N. McCarter report at Compass (COMP)?

Josh N. McCarter reported exercising previously granted RSUs into 35,288 shares of Compass Class A Common Stock and receiving a new grant of 27,702 RSUs. These are equity compensation events, with no open‑market stock purchases or sales disclosed.

Were any Compass (COMP) shares sold in Josh McCarter’s latest Form 4?

No sales were reported. The Form 4 shows RSU exercises into 35,288 shares and a new grant of 27,702 RSUs, all at a stated price of $0.00 per share. The filing does not include any dispositions or tax‑withholding transactions.

How many Compass (COMP) shares does Josh McCarter now hold directly and indirectly?

After these transactions, Josh McCarter directly holds 35,288 shares of Class A Common Stock. An additional 182,159 shares are reported as indirectly held through the McCarter Living Trust, where he and his spouse are trustees and beneficiaries.

What are the vesting terms of Josh McCarter’s new Compass RSU award?

The new award of 27,702 RSUs vests 100% on the earlier of the next Compass annual stockholder meeting or May 22, 2026. A separate RSU grant noted in the filing vests on the earlier of the next annual meeting or May 14, 2027.

What does each Compass (COMP) RSU reported by Josh McCarter represent?

Each RSU reported represents a contingent right to receive one share of Compass Class A Common Stock upon settlement. The Form 4 states that each RSU converts into one (1) share when it vests, with vesting tied to specified future dates or the next annual meeting.

How is the McCarter Living Trust related to the Compass (COMP) holdings?

The Form 4 reports 182,159 Compass Class A shares held by the McCarter Living Trust. A footnote explains that Josh McCarter and his spouse are both trustees and beneficiaries of this trust, and these shares are categorized as indirect ownership.