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  4. [Form 4] Compass, Inc. Insider Trading Activity

Compass (COMP) CLO reports RSU vesting and share withholding

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. Chief Legal Officer Ethan Charles Glass reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On January 6, 2026, RSUs converted into 101,732 shares of Class A common stock at an exercise price of $0, increasing his directly held shares to that amount. On the same date, 51,859 shares of Class A common stock were withheld by Compass at $10.83 per share to cover tax obligations tied to the RSU vesting, leaving 49,873 shares of Class A common stock held directly after these transactions.

Following the RSU-related transactions, Glass continued to hold derivative awards in the form of RSUs. One RSU grant covers 38,149 shares of Class A common stock, with vesting scheduled at 6.25% on December 15, 2025 and 6.25% quarterly thereafter until fully vested on September 15, 2029, subject to continued service. A second RSU grant for 63,583 shares vests in four equal 25% installments on December 15, 2025, March 15, 2026, June 15, 2026, and September 15, 2026, also conditioned on continued service.

Positive

  • None.

Negative

  • None.
Insider Glass Ethan Charles
Role Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 38,149 $0.00 --
Exercise Restricted Stock Unit (RSU) 63,583 $0.00 --
Exercise Class A Common Stock 101,732 $0.00 --
Tax Withholding Class A Common Stock 51,859 $10.83 $562K
Holdings After Transaction: Restricted Stock Unit (RSU) — 572,250 shares (Direct); Class A Common Stock — 101,732 shares (Direct)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Glass Ethan Charles
(Last) (First) (Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR
(Street)
NEW YORK NY 10011
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/06/2026 M 101,732 A $0(1) 101,732 D
Class A Common Stock 01/06/2026 F(2) 51,859 D $10.83 49,873 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) (1) 01/06/2026 M 38,149 (3) (3) Class A Common Stock 38,149 $0 572,250 D
Restricted Stock Unit (RSU) (1) 01/06/2026 M 63,583 (4) (4) Class A Common Stock 63,583 $0 190,750 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
3. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Ethan Glass 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Compass (COMP) report for Ethan Charles Glass?

Compass reported that Chief Legal Officer Ethan Charles Glass had RSUs convert into 101,732 shares of Class A common stock on January 6, 2026, and that some of those shares were withheld to cover tax obligations.

How many Compass (COMP) shares were withheld for taxes in this Form 4?

The Form 4 states that 51,859 shares of Compass Class A common stock were withheld by the company at $10.83 per share to satisfy tax withholding obligations related to RSU vesting.

How many Compass (COMP) Class A shares does Ethan Glass hold after the reported transactions?

After the January 6, 2026 transactions, Ethan Charles Glass beneficially owned 49,873 shares of Compass Class A common stock directly.

What RSU grants for Compass (COMP) does Ethan Glass still hold and how do they vest?

Glass holds RSUs linked to 38,149 shares that vest 6.25% on December 15, 2025 and 6.25% quarterly until September 15, 2029, and RSUs linked to 63,583 shares that vest 25% on each of December 15, 2025, March 15, 2026, June 15, 2026, and September 15, 2026, in each case subject to continued service.

Are Ethan Glass’s Compass (COMP) transactions direct or through another entity?

The Form 4 shows the reported Class A common stock and RSU holdings as direct (coded "D") ownership by Ethan Charles Glass, with no separate entity listed for indirect ownership.

What does the RSU footnote in the Compass (COMP) Form 4 explain?

The footnote explains that each RSU represents a contingent right to receive one share of Compass Class A common stock upon settlement and that some shares were withheld to satisfy tax withholding obligations.