STOCK TITAN

Compass, Inc. (COMP) CFO reports 26,600-share Rule 10b5-1 stock sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc.'s Chief Financial Officer reported a sale of company stock. On 12/17/2025, the CFO sold 26,600 shares of Class A common stock at a price of $11 per share in a transaction coded as a sale. After this trade, the officer beneficially owned 313,625 shares of Compass Class A common stock. The transaction was described as an automatic sale made under a pre-arranged Rule 10b5-1 trading plan that was adopted on May 17, 2024.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wahlers Scott R.

(Last) (First) (Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/17/2025 S(1) 26,600 D $11 313,625 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 17, 2024.
Remarks:
/s/ Bradley K. Serwin, as attorney-in-fact 12/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Compass, Inc. (COMP) report for its CFO?

The Chief Financial Officer of Compass, Inc. reported selling 26,600 shares of Class A common stock on 12/17/2025 in an open market sale.

At what price did the Compass, Inc. (COMP) CFO sell shares?

The CFO sold the Class A common stock at a price of $11 per share in the reported transaction.

How many Compass, Inc. (COMP) shares does the CFO own after the sale?

Following the reported sale, the CFO beneficially owned 313,625 shares of Compass, Inc. Class A common stock.

Was the Compass, Inc. (COMP) CFO trade under a Rule 10b5-1 plan?

Yes. The filing states the sale was an automatic transaction made under a Rule 10b5-1 plan adopted by the reporting person on May 17, 2024.

What role does the reporting person hold at Compass, Inc. (COMP)?

The reporting person is an officer of Compass, Inc., serving as the company’s Chief Financial Officer (CFO).

Is this Compass, Inc. (COMP) Form 4 filed by one or multiple insiders?

The Form 4 is indicated as being filed by one reporting person, not a group filing.

Compass Inc

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