STOCK TITAN

Coya Therapeutics (COYA) launches $30,000,000 at-the-market stock offering

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Coya Therapeutics, Inc. entered into a Sales Agreement with Leerink Partners LLC that allows the company to sell shares of its common stock from time to time in "at the market" offerings for aggregate gross proceeds of up to $30,000,000.

The shares will be issued under an effective Form S-3 shelf registration statement and a prospectus supplement dated May 12, 2026. Leerink Partners will act as sales agent or, if separately agreed, as principal, and will receive a 3.0% commission on gross proceeds from any shares it sells.

Coya may suspend or terminate the program at any time, and the Sales Agreement will also end once all authorized shares are sold or if either party terminates it under the agreement’s terms.

Positive

  • None.

Negative

  • None.
Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
ATM capacity $30,000,000 Maximum aggregate gross proceeds for Placement Shares
Sales agent commission 3.0% of gross proceeds Commission payable to Leerink Partners on shares sold
Shelf registration form Form S-3, File No. 333-289511 Registration statement used for Placement Shares
Prospectus supplement date May 12, 2026 Date of prospectus supplement governing ATM sales
Sales Agreement financial
"entered into a Sales Agreement (the “Sales Agreement”) with Leerink Partners LLC"
A sales agreement is a written contract that sets out the terms for selling goods, services, or assets, specifying price, delivery, payment schedule and responsibilities of each side. For investors it matters because it creates a predictable stream of revenue or cash obligations, clarifies timing and risk, and can change a company’s value or forecasts much like a signed order turns a customer’s verbal intent into a firm commitment.
at the market financial
"sales deemed to be “at the market” equity offerings as defined in Rule 415"
“At the market” describes a method companies use to sell newly issued shares directly into the open market at whatever the current trading price is, usually through a broker who places shares in small amounts over time. Investors care because it can reduce each existing shareholder’s ownership percentage and increase the number of shares outstanding, while giving the company a flexible, quick way to raise cash — like adding single seats to a train instead of buying a whole new carriage.
shelf registration statement regulatory
"pursuant to a shelf registration statement on Form S-3 (File No. 333-289511)"
A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.
prospectus supplement regulatory
"as supplemented by a prospectus supplement dated May 12, 2026"
A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.
Rule 415 regulatory
"equity offerings as defined in Rule 415 promulgated under the Securities Act"
Rule 415 is a U.S. Securities and Exchange Commission regulation that lets a company register securities ahead of time and then offer them for sale in pieces over an extended period under a “shelf” registration, so offerings can be launched quickly when market conditions suit the issuer. For investors, it signals that management has a ready way to raise capital fast—useful for seizing opportunities but potentially dilutive to existing shareholders, like a company pre-loading a credit line it can tap as needed.
indemnification and contribution financial
"to provide Leerink Partners with customary indemnification and contribution rights"
false 0001835022 0001835022 2026-05-12 2026-05-12
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 12, 2026

 

 

Coya Therapeutics, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Delaware   001-41583   85-4017781
(State or Other Jurisdiction
of Incorporation)
 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

5850 San Felipe St., Suite 500  
Houston, Texas   77057
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, Including Area Code: 800 587-8170

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 


Title of each class

 

Trading
Symbol(s)

 

Name of each exchange
on which registered

Common Stock, par value $0.0001 per share   COYA   The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 
 


Item 1.01.

Entry Into a Material Definitive Agreement.

On May 12, 2026, Coya Therapeutics, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Leerink Partners LLC, as sales agent (“Leerink Partners”), pursuant to which the Company may offer and sell, from time to time through or to Leerink Partners, shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), for aggregate gross proceeds of up to $30,000,000 (the “Placement Shares”). The offer and sale of the Placement Shares will be made pursuant to a shelf registration statement on Form S-3 (File No. 333-289511) and the related prospectus, as supplemented by a prospectus supplement dated May 12, 2026 (the “Registration Statement”) and filed with the Securities and Exchange Commission on such date pursuant to Rule 424(b) under the Securities Act of 1933, as amended (the “Securities Act”).

Pursuant to the Sales Agreement, Leerink Partners will use commercially reasonable efforts consistent with their normal trading and sales practices, applicable state and federal law, rules and regulations and rules of the Nasdaq Capital Market to sell the Placement Shares in sales deemed to be “at the market” equity offerings as defined in Rule 415 promulgated under the Securities Act, including sales made directly on or through the Nasdaq Capital Market. If agreed to in a separate terms agreement, the Company may sell Placement Shares to Leerink Partners as principal, at a purchase price agreed upon by Leerink Partners and the Company. Leerink Partners may also sell Placement Shares in negotiated transactions with the Company’s prior approval. The offer and sale of the Placement Shares pursuant to the Sales Agreement will terminate upon the earlier of (a) the issuance and sale of all of the Placement Shares subject to the Sales Agreement or (b) the termination of the Sales Agreement by Leerink Partners or the Company pursuant to the terms thereof. The Company has no obligation to sell any of the Placement Shares, and may at any time suspend offers under the Sales Agreement or terminate the Sales Agreement.

The Company has agreed to pay Leerink Partners a commission of 3.0% of the aggregate gross proceeds from any Placement Shares sold by Leerink Partners and to provide Leerink Partners with customary indemnification and contribution rights, including for liabilities under the Securities Act. The Company also will reimburse Leerink Partners for certain specified expenses in connection with entering into the Sales Agreement. The Sales Agreement contains customary representations and warranties and conditions to the placements of the Placement Shares pursuant thereto. Leerink Partners’ obligations to sell the Placement Shares under the Sales Agreement is subject to satisfaction of certain conditions, and other customary closing conditions.

The foregoing summary of the Sales Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Sales Agreement, which is attached as an exhibit hereto and incorporated by reference into this Item 1.01.

This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the Placement Shares, nor shall there be any offer, solicitation, or sale of the Placement Shares in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

 

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit
No.

  

Description

 1.1    Sales Agreement by and between Coya Therapeutics, Inc. and Leerink Partners LLC dated May 12, 2026
 5.1    Opinion of Lowenstein Sandler LLP
99.1    Consent of Lowenstein Sandler LLP (included in Exhibit 5.1)
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      COYA THERAPEUTICS, INC.
Date: May 12, 2026     By:  

/s/ Arun Swaminathan Ph.D.

     

Arun Swaminathan Ph.D.

Chief Executive Officer

FAQ

What did Coya Therapeutics (COYA) announce in this 8-K filing?

Coya Therapeutics entered into a Sales Agreement with Leerink Partners LLC. The agreement allows Coya to sell common stock in at-the-market offerings for up to $30,000,000 in gross proceeds under an existing Form S-3 shelf registration statement.

How much stock can Coya Therapeutics (COYA) sell under the new Sales Agreement?

The Sales Agreement permits Coya Therapeutics to sell common stock for aggregate gross proceeds of up to $30,000,000. These shares, called Placement Shares, will be issued pursuant to a Form S-3 shelf registration and a May 12, 2026 prospectus supplement.

Who is acting as sales agent in Coya Therapeutics’ (COYA) at-the-market program?

Leerink Partners LLC will act as sales agent for Coya Therapeutics. Leerink Partners will use commercially reasonable efforts to sell Placement Shares in at-the-market offerings, primarily through the Nasdaq Capital Market, and may also buy shares as principal if separately agreed.

What commission will Leerink Partners earn under the Coya Therapeutics (COYA) Sales Agreement?

Leerink Partners will receive a commission of 3.0% of the aggregate gross proceeds from any Placement Shares it sells. Coya also agreed to reimburse certain expenses and provide customary indemnification and contribution rights under the Securities Act of 1933.

When does Coya Therapeutics’ (COYA) Sales Agreement with Leerink Partners terminate?

The Sales Agreement will end when all authorized Placement Shares have been issued and sold, or earlier if Coya or Leerink Partners terminates it under the agreement’s terms. Coya may also suspend offers under the program at any time at its discretion.

Under what registration does Coya Therapeutics (COYA) sell the Placement Shares?

The Placement Shares are offered under a shelf registration statement on Form S-3, File No. 333-289511. Sales are further governed by a prospectus and a prospectus supplement dated May 12, 2026 filed pursuant to Rule 424(b) under the Securities Act.

Filing Exhibits & Attachments

5 documents