Captivision CEO granted 22.9M shares at $0

Captivision Inc. (CPTAF) reported that its chairman, CEO and more-than-10% shareholder, Gary R. Garrabrant, received a large equity award in the form of ordinary shares.

Rhea-AI Filing Summary

Captivision Inc. (CPTAF) reported that its chairman, CEO and more-than-10% shareholder, Gary R. Garrabrant, received a large equity award in the form of ordinary shares. On August 19, 2026, he was granted 22,906,887 shares of restricted stock under Captivision Inc.'s 2023 Incentive Award Plan, as amended; the award vested in full on the grant date and the shares were issued for no consideration. Following this grant, Garrabrant directly held 24,748,771 ordinary shares of Captivision Inc. The acquisition was reported as a grant/award transaction and was not made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Grant/Award: 22,906,887 shares

Grant/Award 1 txn

Insider GARRABRANT GARY R

Role CHAIRMAN AND CEO

Type	Security	Shares	Price	Value
Grant/Award	ORDINARY SHARES F1	22,906,887	$0.00	$0.00

Holdings After Transaction: ORDINARY SHARES — 24,748,771 shares (Direct)

Footnotes (1)

1. F1. Includes 22,906,887 shares of restricted stock granted to the Reporting Person on August 19, 2026, under the Issuer's 2023 Incentive Award Plan, as amended, which vested in full on the grant date of August 19, 2026. The shares of restricted stock were issued for no consideration.

Key Figures

Restricted stock granted: 22,906,887 ordinary shares Per-share transaction price: $0.0000 per share Shares held after transaction: 24,748,771 ordinary shares

3 metrics

Restricted stock granted 22,906,887 ordinary shares Restricted stock grant to Gary R. Garrabrant on August 19, 2026 under the 2023 Incentive Award Plan, as amended

Per-share transaction price $0.0000 per share Form 4 transaction price for the 22,906,887-share restricted stock grant, issued for no consideration

Shares held after transaction 24,748,771 ordinary shares Total direct holdings of Gary R. Garrabrant following the August 19, 2026 grant

Key Terms

restricted stock, 2023 Incentive Award Plan, Rule 10b5-1

3 terms

restricted stock financial

"Includes 22,906,887 shares of restricted stock granted to the Reporting Person"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

2023 Incentive Award Plan financial

"granted to the Reporting Person on August 19, 2026, under the Issuer's 2023 Incentive Award Plan"

Rule 10b5-1 regulatory

"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did Captivision Inc. (CPTAF) report for Gary R. Garrabrant?

Captivision Inc. reported that Gary R. Garrabrant received a grant of 22,906,887 restricted ordinary shares on August 19, 2026, under the company’s 2023 Incentive Award Plan, as amended. The grant vested in full on the grant date and was issued for no consideration.

How many Captivision Inc. (CPTAF) shares does Gary R. Garrabrant hold after this grant?

After the reported grant, Gary R. Garrabrant directly holds 24,748,771 ordinary shares of Captivision Inc. This figure includes 22,906,887 shares of restricted stock that vested in full on August 19, 2026.

What was the price paid for the restricted stock granted to the Captivision Inc. (CPTAF) CEO?

The 22,906,887 shares of restricted stock granted to Gary R. Garrabrant were issued for no consideration. The Form 4 lists a per-share transaction price of $0.0000 and the footnote states that the restricted shares were issued for no consideration.

Under which plan was the Captivision Inc. (CPTAF) restricted stock grant made?

The restricted stock grant of 22,906,887 ordinary shares to Gary R. Garrabrant was made under Captivision Inc.’s 2023 Incentive Award Plan, as amended. The footnote specifies that this plan governed the award and that the shares vested in full on the grant date.

Did the Captivision Inc. (CPTAF) insider equity grant vest immediately?

Yes. The filing states that the 22,906,887 shares of restricted stock granted to Gary R. Garrabrant on August 19, 2026, vested in full on the grant date. There is no vesting schedule beyond that date described in the disclosure.

Was the Captivision Inc. (CPTAF) insider transaction under a Rule 10b5-1 plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not marked for this transaction. The acquisition of 22,906,887 restricted ordinary shares by Gary R. Garrabrant was reported as a grant/award and not pursuant to a Rule 10b5-1 trading plan.

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Available on EDGAR 08/20/2026 - 04:01 PM Accepted by SEC EDGAR 08/20/2026 - 04:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GARRABRANT GARY R

(Last) (First) (Middle)

C/O CAPTIVISION INC. 298-42 CHUNG-BUK

CHUNGANG-RO CHUNG-BUK

(Street)

PYEONG-TAEK, GYOUNGGI REPUBLIC OF KOREA 17800

(City) (State) (Zip)

KOREA, REPUBLIC OF

(Country)

2. Issuer Name and Ticker or Trading Symbol
Captivision Inc. [ CAPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN AND CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
ORDINARY SHARES	08/19/2026		A		22,906,887	A	$0.00	24,748,771(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 22,906,887 shares of restricted stock granted to the Reporting Person on August 19, 2026, under the Issuer's 2023 Incentive Award Plan, as amended, which vested in full on the grant date of August 19, 2026. The shares of restricted stock were issued for no consideration.

	/s/ Gary R. Garrabrant	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)