Captivision director granted 2.27M restricted shares

Captivision Inc. (CPTAF) reported that director Giwa Hafeez acquired 2,266,668 ordinary shares on August 19, 2026 through a grant of restricted stock under the company’s 2023 Incentive Award Plan.

Rhea-AI Filing Summary

Captivision Inc. (CPTAF) reported that director Giwa Hafeez acquired 2,266,668 ordinary shares on August 19, 2026 through a grant of restricted stock under the company’s 2023 Incentive Award Plan. The restricted shares vested in full on the grant date and were issued for no consideration, bringing Hafeez’s direct holdings to 2,390,260 shares.

Insider Trade Summary

Grant/Award: 2,266,668 shares

Grant/Award 1 txn

Insider Giwa Hafeez

Role Director

Type	Security	Shares	Price	Value
Grant/Award	ORDINARY SHARES F1	2,266,668	$0.00	$0.00

Holdings After Transaction: ORDINARY SHARES — 2,390,260 shares (Direct)

Footnotes (1)

1. F1. Includes 2,266,668 shares of restricted stock granted to the Reporting Person on August 19, 2026, under the Issuer's 2023 Incentive Award Plan, as amended, which vested in full on the grant date of August 19, 2026. The shares of restricted stock were issued for no consideration.

Key Figures

Restricted stock granted: 2,266,668 shares Grant price per share: $0.0000 per share Shares owned after transaction: 2,390,260 shares

3 metrics

Restricted stock granted 2,266,668 shares Grant of ordinary shares on August 19, 2026 under 2023 Incentive Award Plan

Grant price per share $0.0000 per share Restricted stock issued for no consideration

Shares owned after transaction 2,390,260 shares Direct holdings of Giwa Hafeez following the August 19, 2026 grant

Key Terms

restricted stock, 2023 Incentive Award Plan, Form 4

3 terms

restricted stock financial

"Includes 2,266,668 shares of restricted stock granted to the Reporting Person"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

2023 Incentive Award Plan financial

"under the Issuer's 2023 Incentive Award Plan, as amended"

Form 4 regulatory

"The Form 4 reports a grant of restricted stock, not a market purchase"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Captivision Inc. (CPTAF) disclose for Giwa Hafeez?

Captivision Inc. disclosed that director Giwa Hafeez received a grant of 2,266,668 ordinary shares of restricted stock on August 19, 2026 under the 2023 Incentive Award Plan. The grant vested in full on the grant date and was issued for no consideration.

How many Captivision Inc. (CPTAF) shares does Giwa Hafeez hold after this Form 4 transaction?

After the August 19, 2026 restricted stock grant, Giwa Hafeez directly holds 2,390,260 ordinary shares of Captivision Inc., according to the Form 4 disclosure.

Was the Captivision Inc. (CPTAF) Form 4 transaction a market purchase or a grant?

The Form 4 reports a grant of restricted stock, not a market purchase. 2,266,668 ordinary shares were granted under Captivision Inc.’s 2023 Incentive Award Plan and issued for no consideration to director Giwa Hafeez.

Did the restricted stock granted by Captivision Inc. (CPTAF) vest immediately?

Yes. The filing states that the 2,266,668 shares of restricted stock granted to Giwa Hafeez on August 19, 2026 under the 2023 Incentive Award Plan vested in full on the grant date.

Was any cash paid for the Captivision Inc. (CPTAF) restricted stock granted to Giwa Hafeez?

No. The Form 4 footnote explains that the 2,266,668 shares of restricted stock granted to Giwa Hafeez were issued for no consideration under Captivision Inc.’s 2023 Incentive Award Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/20/2026 - 04:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Giwa Hafeez

(Last) (First) (Middle)

C/O CAPTIVISION INC. 298-42 CHUNG-BUK

CHUNGANG-RO CHUNG-BUK

(Street)

PYEONG-TAEK, GYOUNGGI REPUBLIC OF KOREA 17800

(City) (State) (Zip)

KOREA, REPUBLIC OF

(Country)

2. Issuer Name and Ticker or Trading Symbol
Captivision Inc. [ CAPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
ORDINARY SHARES	08/19/2026		A		2,266,668	A	$0.00	2,390,260(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 2,266,668 shares of restricted stock granted to the Reporting Person on August 19, 2026, under the Issuer's 2023 Incentive Award Plan, as amended, which vested in full on the grant date of August 19, 2026. The shares of restricted stock were issued for no consideration.

	/s/ Hafeez Giwa	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)