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Corebridge (CRBD) COO has 8,612 shares withheld to cover RSU taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Corebridge Financial, Inc. Chief Operating Officer Christopher Brian Smith reported a tax-related share disposition tied to restricted stock units. On the reported date, 8,612 shares of common stock were withheld to cover taxes upon vesting of RSUs, using a reference price of $25.84 per share. After this tax-withholding transaction, he held 50,741 shares of common stock, including 28,804 unvested RSUs previously reported.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Christopher Brian

(Last) (First) (Middle)
C/O COREBRIDGE FINANCIAL, INC.
2919 ALLEN PARKWAY, WOODSON TOWER

(Street)
HOUSTON TX 77019

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Corebridge Financial, Inc. [ CRBG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 F 8,612(1) D $25.84(2) 50,741(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).
2. Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.
3. Includes 28,804 unvested RSUs previously reported in Table I.
Remarks:
/s/ William Langston as Attorney-in-Fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Corebridge Financial (CRBD) report for Christopher Brian Smith?

Corebridge Financial reported that COO Christopher Brian Smith had 8,612 common shares withheld to satisfy taxes upon vesting of restricted stock units. This was a tax-withholding disposition, not an open-market purchase or sale, and reflects routine equity compensation administration.

How many Corebridge Financial (CRBD) shares were involved in the COO’s tax-withholding?

The filing shows 8,612 shares of Corebridge Financial common stock were withheld to cover tax obligations on vesting RSUs. The reference price used was $25.84 per share, corresponding to the company’s closing stock price on February 27, 2026, as disclosed.

Is the Corebridge Financial (CRBD) COO’s Form 4 transaction an open-market sale?

No, the transaction is described as shares withheld to cover taxes upon vesting of restricted stock units. The Form 4 uses code F, indicating payment of a tax liability by delivering securities, rather than a discretionary open-market sale by the executive.

What is Christopher Brian Smith’s Corebridge Financial (CRBD) share ownership after the transaction?

After the reported tax-withholding disposition, Christopher Brian Smith beneficially owned 50,741 shares of Corebridge Financial common stock. This total includes 28,804 unvested restricted stock units that were previously reported, reflecting both vested and unvested components of his equity holdings.

What price was used for the Corebridge Financial (CRBD) tax-withholding shares?

The Form 4 notes a price of $25.84 per share for the 8,612 withheld shares. This figure represents the closing price of Corebridge Financial’s common stock on February 27, 2026, and is used solely as the reference value for the tax-withholding calculation.
Corebridge Financial Inc

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