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CRI Chief Strategy Officer Discloses 78,868 Restricted Shares on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Emily DeHaven Scanlon Evert, Chief Strategy Officer of Carter's Inc. (CRI), reported initial beneficial ownership of 78,868 shares of Common Stock on Form 3 dated 08/14/2025. The shares are restricted and vest in four equal annual installments beginning one year after the grant. The filing was signed by an attorney-in-fact on 08/15/2025.

Positive

  • Transparent initial disclosure of officer beneficial ownership filed on Form 3
  • Restricted shares vesting over four years aligns with long-term retention incentives

Negative

  • None.

Insights

TL;DR Initial officer disclosure of restricted stock with multi-year vesting; routine and neutral for governance.

The report documents a standard Section 16 filing for an officer receiving restricted equity. Vesting in four equal annual installments aligns executive retention incentives. There is no indication of accelerated vesting, derivative transactions, or transfers. From a governance perspective this is a routine disclosure that increases transparency about insider holdings.

TL;DR Officer owns 78,868 direct restricted shares; impact on float and dilution is minimal.

The direct ownership of 78,868 shares, described as restricted with staggered vesting, is clearly disclosed. The filing does not report options, sales, or exercised derivatives. Given the size of the holding relative to a typical public float, this is unlikely to materially affect company valuation or share supply. The disclosure is informative but not material.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Scanlon Emily DeHaven Evert

(Last) (First) (Middle)
3438 PEACHTREE ROAD NE, SUITE 1800

(Street)
ATLANTA GA 30326

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/14/2025
3. Issuer Name and Ticker or Trading Symbol
CARTERS INC [ CRI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Strategy Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 78,868(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/Derek Swanson, Attorney-in-Fact 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Carter's Inc. (CRI) Form 3 filed by Emily DeHaven Scanlon Evert disclose?

The Form 3 disclosed 78,868 shares of Common Stock owned directly as restricted shares that vest in four equal annual installments beginning one year from the grant date.

What is the reporting person's role at CRI on the Form 3?

The reporting person is listed as Chief Strategy Officer and the filing indicates she is an officer of Carter's Inc.

When was the event requiring the Form 3 recorded?

The Date of Event requiring the statement is 08/14/2025, and the form was signed by attorney-in-fact on 08/15/2025.

Are the shares reported on Form 3 restricted or freely tradable?

The filing states the shares are restricted with restrictions that lapse in four equal annual installments starting one year after the grant.

Does the Form 3 report any derivative securities or option exercises?

No. The filing lists only non-derivative Common Stock of 78,868 shares and reports no derivative securities.
Carters

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