STOCK TITAN

Carter’s (CRI) director awarded 4,266 shares in stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Anderson Rochester Jr. reported acquisition or exercise transactions in this Form 4 filing.

Carter’s Inc. director Anderson Rochester Jr. received a grant of 4,266 shares of Common Stock on May 14, 2026 as part of his director compensation. The shares were awarded at no cash cost to him. After this equity award, he directly owns a total of 17,303 Carter’s shares.

Positive

  • None.

Negative

  • None.
Insider Anderson Rochester Jr.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,266 $0.00 --
Holdings After Transaction: Common Stock — 17,303 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 4,266 shares Common Stock award on May 14, 2026
Award price per share $0.0000 per share Equity grant, non-cash compensation
Total holdings after grant 17,303 shares Director’s direct ownership post-transaction
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
director compensation financial
"These shares were granted as part of the reporting person's director compensation."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Anderson Rochester Jr.

(Last)(First)(Middle)
3438 PEACHTREE ROAD NE
SUITE 1800

(Street)
ATLANTA GEORGIA 30326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CARTERS INC [ CRI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/14/2026A4,266(1)A$017,303D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were granted as part of the reporting person's director compensation.
Remarks:
/s/Derek Swanson, Attorney-in-Fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Carter's (CRI) director Anderson Rochester Jr. report on this Form 4?

He reported receiving 4,266 shares of Carter’s Common Stock as an equity grant. The shares were awarded on May 14, 2026 as part of his director compensation, increasing his direct holdings to 17,303 shares in total.

Was the Carter's (CRI) Form 4 transaction a stock purchase or compensation grant?

The transaction was a compensation grant, not an open-market purchase. The Form 4 classifies it as a “Grant, award, or other acquisition,” and a footnote explains the shares were granted as part of the director’s compensation package.

How many Carter's (CRI) shares did Anderson Rochester Jr. receive in this award?

He received 4,266 shares of Carter’s Common Stock. These shares were granted at a stated price of $0.0000 per share, reflecting a non-cash equity award rather than a cash-funded share purchase in the market.

What are Anderson Rochester Jr.’s total Carter's (CRI) holdings after this Form 4 transaction?

Following the grant, his direct ownership totals 17,303 shares of Carter’s Common Stock. This figure includes the 4,266 shares awarded on May 14, 2026 and represents his reported direct holdings after the compensation grant.

Does the Carter's (CRI) Form 4 involve any derivative securities or options?

No derivative securities or options are shown in this Form 4. The filing reports only a non-derivative Common Stock award, and the derivative holdings section is empty, indicating no derivative positions are reported in this specific filing.