Does the CARTERS INC (CRI) Form 4 show any share sales by Luis Borgen?

The Form 4 shows no sales by Luis Borgen. It reports only one acquisition transaction coded "A" for a grant or award of 4,266 common shares, with zero transactions classified as sells or dispositions in the transaction summary section.

Luis Borgen of CARTERS INC (NYSE: CRI) receives 4,266-share stock award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Borgen Luis reported acquisition or exercise transactions in this Form 4 filing.

CARTERS INC director Luis Borgen received a grant of 4,266 shares of common stock as part of his director compensation. The award carried no cash purchase price per share. Following this compensation grant, Borgen directly holds a total of 17,671 shares of CARTERS INC common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Borgen Luis

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,266	$0.00	--

Holdings After Transaction: Common Stock — 17,671 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares granted: 4,266 shares Grant price per share: $0.0000 Shares held after transaction: 17,671 shares +2 more

5 metrics

Shares granted 4,266 shares Director stock grant on 2026-05-14

Grant price per share $0.0000 Compensation award, non-cash purchase

Shares held after transaction 17,671 shares Direct holdings after grant

Transaction code A Grant, award, or other acquisition

Acquire transactions in filing 1 transaction Transaction summary acquireCount

Key Terms

Form 4, transaction code "A", director compensation, common stock

4 terms

Form 4 regulatory

"What did CARTERS INC (CRI) director Luis Borgen report in this Form 4?"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

transaction code "A" regulatory

"The transaction code is "A" for grant or award, and the price per share is listed as 0.0000"

director compensation financial

"These shares were granted as part of the reporting person's director compensation."

common stock financial

"Luis Borgen reported receiving a grant of 4,266 shares of CARTERS INC common stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

05/15/2026 - 04:20 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Borgen Luis

(Last)

(First)

(Middle)

3438 PEACHTREE ROAD NE

SUITE 1800

(Street)

ATLANTA

GEORGIA

30326

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARTERS INC [ CRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/14/2026		A		4,266⁽¹⁾	A	$0	17,671	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares were granted as part of the reporting person's director compensation.

Remarks:

	/s/Derek Swanson, Attorney-in-Fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did CARTERS INC (CRI) director Luis Borgen report in this Form 4?

Luis Borgen reported receiving a grant of 4,266 shares of CARTERS INC common stock. The filing shows this was a compensation-related award, not an open-market purchase, and increased his direct holdings to 17,671 shares after the transaction.

Was the CARTERS INC (CRI) Form 4 transaction a market purchase or a grant?

The Form 4 shows a grant of 4,266 shares to Luis Borgen as director compensation. The transaction code is "A" for grant or award, and the price per share is listed as 0.0000, confirming it was not an open-market purchase.

How many CARTERS INC (CRI) shares does Luis Borgen hold after this Form 4 transaction?

After receiving the 4,266-share compensation grant, Luis Borgen directly holds 17,671 shares of CARTERS INC common stock. This figure reflects his total direct ownership immediately following the reported award transaction on the Form 4.

What does the footnote in Luis Borgen’s CARTERS INC (CRI) Form 4 explain?

The footnote explains the 4,266 shares were granted as part of Luis Borgen’s director compensation. This clarifies the shares were issued as equity compensation rather than bought or sold in the open market, aligning with the grant transaction code shown.