STOCK TITAN

Carters Inc (CRI) CMO has 2,842 shares withheld to cover tax on vesting

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CARTERS INC Chief Marketing Officer Sarah Crockett reported a Form 4 showing a tax-related share disposition. On 2026-08-08, 2,842 shares of common stock were withheld at $39.96 per share to satisfy tax withholding obligations arising from the vesting of restricted stock. Following this withholding transaction, she directly holds 41,390 shares of common stock, some of which remain subject to time-based or performance-based restrictions.

Positive

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Negative

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Insider Crockett Sarah
Role Chief Marketing Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1, F2 2,842 $39.96 $114K
Holdings After Transaction: Common Stock — 41,390 shares (Direct)
Footnotes (2)
  1. F1. The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.
  2. F2. Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.
Shares withheld for taxes 2,842 shares Common stock withheld on 2026-08-08 to satisfy tax obligations from restricted stock vesting
Withholding price per share $39.96 per share Value used for the 2,842 shares withheld to cover tax liability
Shares held after transaction 41,390 shares Direct common stock holdings by Sarah Crockett following the tax-withholding event
withholding of shares financial
"reflects withholding of shares of common stock to satisfy tax withholding obligations"
restricted stock financial
"tax withholding obligations resulting from the vesting of restricted stock"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
performance-based restrictions financial
"restricted shares that are subject to either time-based vesting or performance-based restrictions"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did CARTERS INC (CRI) report for Sarah Crockett?

Sarah Crockett reported a Form 4 transaction where 2,842 shares of CARTERS INC common stock were withheld to cover tax obligations from restricted stock vesting.

How many CARTERS INC (CRI) shares were withheld for taxes in this Form 4?

The filing shows that 2,842 shares of CARTERS INC common stock were withheld at $39.96 per share to satisfy tax withholding obligations tied to restricted stock vesting.

How many CARTERS INC (CRI) shares does Sarah Crockett hold after this transaction?

After the tax-withholding transaction, Sarah Crockett directly holds 41,390 shares of CARTERS INC common stock, with some shares remaining subject to time-based or performance-based restrictions.

Was the CARTERS INC (CRI) Form 4 transaction a market sale or tax withholding?

The Form 4 describes the event as withholding of shares to satisfy tax withholding obligations from restricted stock vesting, rather than an open-market sale of CARTERS INC shares.

Are all of Sarah Crockett’s CARTERS INC (CRI) shares unrestricted after this Form 4?

No. The Form 4 notes that some of the 41,390 shares are restricted shares subject to either time-based vesting or performance-based restrictions, meaning they have not fully vested yet.

Is the CARTERS INC (CRI) Form 4 transaction under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote indicating a pre-arranged trading plan, so the tax-withholding event is not identified as plan-based.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Crockett Sarah

(Last)(First)(Middle)
3438 PEACHTREE ROAD NE, SUITE 1800

(Street)
ATLANTA GEORGIA 30326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CARTERS INC [ CRI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Marketing Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/08/2026F2,842D$39.96(1)41,390(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.
2. Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.
Remarks:
/s/Derek Swanson, Attorney-in-Fact08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)