RWWM, Inc.
RWWM Inc. 401(k) Profit Sharing Plan
Scott P. Roseman
Aaron J. Wagner
(b)
Address or principal business office or, if none, residence:
4970 ROCKLIN ROAD, SUITE 200
Rocklin, California
95677
(c)
Citizenship:
RWWM, Inc. - CALIFORNIA
RWWM Inc. 401(k) Profit Sharing Plan - CALIFORNIA
Scott P. Roseman - UNITED STATES
Aaron J. Wagner - UNITED STATES
(d)
Title of class of securities:
Common stock, par value $0.01 per share
(e)
CUSIP No.:
146229109
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
4,075,791
(b)
Percent of class:
11.18 %
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
RWWM, Inc. - 0
RWWM Inc. 401(k) Profit Sharing Plan - 0
Scott P. Roseman - 0
Aaron J. Wagner - 849
(ii) Shared power to vote or to direct the vote:
RWWM, Inc. - 0
RWWM Inc. 401(k) Profit Sharing Plan - 8,604
Scott P. Roseman - 8,604
Aaron J. Wagner - 8,604
(iii) Sole power to dispose or to direct the disposition of:
RWWM, Inc. - 4,075,791
RWWM Inc. 401(k) Profit Sharing Plan - 0
Scott P. Roseman - 0
Aaron J. Wagner - 0
(iv) Shared power to dispose or to direct the disposition of:
RWWM, Inc. - 0
RWWM Inc. 401(k) Profit Sharing Plan - 0
Scott P. Roseman - 4,075,791
Aaron J. Wagner - 4,075,791
Item 5.
Ownership of 5 Percent or Less of a Class.
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
The securities as to which this Schedule is filed by RWWM, Inc., in its capacity as investment adviser, are
owned of record by clients of RWWM, Inc. Those clients have the right to receive, or the power to direct the
receipt of, dividends from, or the proceeds from the sale of, such securities. No such client is known to have
such right or power with respect to more than five percent of this class of securities.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
