Charles Schwab (CRK) files Rule 144 notice listing restricted awards

Rhea-AI Filing Summary

Charles Schwab Corp notice of proposed resale of common stock under Rule 144 by an affiliate. The excerpt lists multiple restricted stock awards with grant dates 08/22/2019, 06/03/2020, 06/08/2021, and award quantities such as 5,492, 5,719, 5,085, 5,493 and 15,915.

The filing references the NYSE and a date 03/05/2026; it chiefly documents planned sales of equity awards rather than operational results.

Insights

Securities Compliance Attorney

Documents proposed resale of restricted stock awards under Rule 144.

The excerpt lists multiple restricted stock awards by grant date and quantity, including awards of 5,492, 5,719, and 15,915. It frames these as securities "to be sold" and associates the issuer Charles Schwab Corp with the NYSE.

Timing and cash‑flow treatment are not detailed in the excerpt; subsequent filings or broker notices will show whether sales occur and how proceeds are handled.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	48915	1036998.00	294021740	03/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/22/2019	Restricted Stock Award	Issuer			5492	08/22/2020	Equity Compensation
Common	06/03/2020	Restricted Stock Award	Issuer			5719	06/03/2021	Equity Compensation
Common	08/22/2019	Restricted Stock Award	Issuer			5492	08/22/2021	Equity Compensation
Common	06/03/2020	Restricted Stock Award	Issuer			5719	06/03/2022	Equity Compensation
Common	06/08/2021	Restricted Stock Award	Issuer			5085	06/08/2022	Equity Compensation
Common	08/02/2019	Restricted Stock Award	Issuer			5493	08/22/2022	Equity Compensation
Common	08/22/2019	Restricted Stock Award	Issuer			15915	08/21/2022	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)