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Cronos Group (CRON) officer awarded RSUs and withholds shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cronos Group Inc. officer Anna Shlimak reported several equity compensation transactions involving restricted stock units (RSUs) and common shares. On March 9, 2026, she received grants of 166,459 RSUs and 23,134 RSUs, each RSU representing one common share and vesting in three annual installments beginning on the first anniversary of the grant date.

On March 8, 2026, she exercised 45,680 RSUs into the same number of common shares, reflecting vesting from a prior grant dated March 8, 2024. Of those common shares, 18,943 were withheld at $2.57 per share to cover tax obligations, which is a non-market disposition. Following these transactions, she directly holds 280,923 common shares and 507,916 RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shlimak Anna

(Last) (First) (Middle)
4491 CONCESSION RD 12

(Street)
STAYNER A6 L0M 1S0

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Cronos Group Inc. [ CRON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON SHARES 03/08/2026 M 45,680 A $0(1) 299,866 D
COMMON SHARES 03/08/2026 F 18,943 D $2.57 280,923 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RESTRICTED STOCK UNITS (1) 03/08/2026 M 45,680 (2) (2) COMMON SHARES 45,680 $0 318,323 D
RESTRICTED STOCK UNITS (1) 03/09/2026 A 166,459 (3) (3) COMMON SHARES 166,459 $0 484,782 D
RESTRICTED STOCK UNITS (1) 03/09/2026 A 23,134 (4) (4) COMMON SHARES 23,134 $0 507,916 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.
2. On March 8, 2024, the Reporting Person was granted 137,055 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
3. On March 9, 2026, the Reporting Person was granted 166,459 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
4. On March 9, 2026, the Reporting Person was granted 23,134 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
Remarks:
Chief Financial Officer
/s/ Aaron Werner, as attorney-in-fact for Anna Shlimak 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Cronos Group (CRON) officer Anna Shlimak report?

Anna Shlimak reported RSU grants and vesting-related activity. She received new RSU awards, exercised previously granted RSUs into common shares, and had some of those shares withheld to pay taxes, all as part of her equity compensation.

How many Cronos Group (CRON) RSUs were granted to Anna Shlimak?

She was granted 166,459 RSUs and 23,134 RSUs on March 9, 2026. Each restricted stock unit represents a contingent right to receive one Cronos Group common share, vesting in three substantially equal annual installments.

What RSU vesting and exercises did Cronos Group (CRON) report for Anna Shlimak?

On March 8, 2026, 45,680 RSUs previously granted on March 8, 2024 vested and were exercised into 45,680 common shares. This reflects scheduled vesting from an earlier equity award under her compensation package.

Were any Cronos Group (CRON) shares sold by Anna Shlimak in this Form 4?

No open-market sales were reported. Instead, 18,943 common shares were withheld at $2.57 per share to satisfy tax obligations related to RSU vesting, which is a non-market tax-withholding disposition rather than a discretionary sale.

What are Anna Shlimak’s Cronos Group (CRON) holdings after these transactions?

After the reported transactions, she directly holds 280,923 Cronos Group common shares and 507,916 restricted stock units. The RSUs will convert into additional common shares only as they vest over future years under the award terms.

How do the new Cronos Group (CRON) RSU grants to Anna Shlimak vest?

The 166,459 and 23,134 RSU grants dated March 9, 2026 each vest in three substantially equal annual installments. Vesting begins on the first anniversary of the grant date and continues annually, subject to the RSU award conditions.
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