STOCK TITAN

Crocs (CROX) director Thomas Smach receives equity grants in stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SMACH THOMAS J reported acquisition or exercise transactions in this Form 4 filing.

Crocs, Inc. director Thomas J. Smach received equity compensation in the form of common stock. He was granted 1,291 shares directly and 2,817 shares to a trust under the Board of Directors Compensation Plan, electing restricted stock instead of cash retainers. After these awards, he holds 90,249 shares directly and 111,063 shares indirectly via a trust, plus additional indirect holdings through his spouse and a child, with beneficial ownership of the child’s shares disclaimed except for any pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider SMACH THOMAS J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,817 $0.00 --
Grant/Award Common Stock 1,291 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 111,063 shares (Indirect, By Trust); Common Stock — 90,249 shares (Direct, null)
Footnotes (1)
  1. Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan. The reporting person is a trustee of the THOMAS J. SMACH 1996 REV TRUST & LINDA M. SMACH 1996 REV TRUST TEN COM and exercises voting and investment power for the shares beneficially owned by the trust. Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive restricted stock in lieu of the cash compensation retainer for Board and committee service. The restricted stock vests in four successive quarterly installments from the issuance date. Upon the vesting of each such installment, the stock will be transferred to the THOMAS J. SMACH 1996 REV TRUST & LINDA M. SMACH 1996 REV TRUST TEN COM. These shares are held in the name of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest.
Direct stock grant 1,291 shares Common stock award on 2026-06-09 to Thomas J. Smach
Trust stock grant 2,817 shares Common stock award on 2026-06-09 to revocable trusts
Direct holdings after grant 90,249 shares Common stock directly owned following 2026-06-09 awards
Trust holdings after grant 111,063 shares Common stock held indirectly via revocable trusts after awards
Spouse indirect holdings 6,416 shares Common stock held indirectly through spouse
Child indirect holdings 10,000 shares Common stock held in child’s name; beneficial ownership disclaimed
restricted stock financial
"elected to receive restricted stock in lieu of the cash compensation retainer"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Board of Directors Compensation Plan financial
"pursuant to the issuer's Board of Directors Compensation Plan"
non-employee directors financial
"Represents the annual common stock grant to non-employee directors"
Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.
pecuniary interest financial
"except to the extent of his pecuniary interest"
trustee financial
"The reporting person is a trustee of the THOMAS J. SMACH 1996 REV TRUST"
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMACH THOMAS J

(Last)(First)(Middle)
C/O CROCS, INC.
500 ELDORADO BLVD #5

(Street)
BROOMFIELD COLORADO 80021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Crocs, Inc. [ CROX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/09/2026A2,817(1)A$0111,063IBy Trust(2)
Common Stock06/09/2026A1,291(3)A$090,249D
Common Stock10,000IBy Child(4)
Common Stock6,416IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors Compensation Plan.
2. The reporting person is a trustee of the THOMAS J. SMACH 1996 REV TRUST & LINDA M. SMACH 1996 REV TRUST TEN COM and exercises voting and investment power for the shares beneficially owned by the trust.
3. Pursuant to the issuer's Board of Directors Compensation Plan, the reporting person elected to receive restricted stock in lieu of the cash compensation retainer for Board and committee service. The restricted stock vests in four successive quarterly installments from the issuance date. Upon the vesting of each such installment, the stock will be transferred to the THOMAS J. SMACH 1996 REV TRUST & LINDA M. SMACH 1996 REV TRUST TEN COM.
4. These shares are held in the name of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest.
Remarks:
/s/Sara Hoverstock, Attorney-in-Fact06/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Crocs (CROX) director Thomas J. Smach report in this Form 4?

Thomas J. Smach reported equity compensation awards in Crocs common stock. He received 1,291 shares directly and 2,817 shares through a trust as part of the Board’s compensation plan, reflecting stock-based retainers rather than open-market share purchases.

How many Crocs (CROX) shares does Thomas J. Smach hold directly after the awards?

After the reported awards, Thomas J. Smach holds 90,249 Crocs common shares directly. This direct position reflects accumulated equity compensation and past holdings, separate from additional indirect interests held through a trust, spouse, and child accounts disclosed in the same filing.

What indirect Crocs (CROX) holdings are attributed to Thomas J. Smach via a trust?

An indirect holding of 111,063 Crocs common shares is listed in the name of the THOMAS J. SMACH 1996 and LINDA M. SMACH 1996 revocable trusts. Smach serves as trustee and exercises voting and investment power over these trust-owned shares according to the filing’s footnote disclosure.

How are Crocs (CROX) shares held by Thomas J. Smach’s spouse and child treated?

The filing lists 6,416 Crocs shares held by his spouse and 10,000 by his child as indirect holdings. For the child’s shares, Smach expressly disclaims beneficial ownership, except to the extent of any pecuniary interest, meaning economic benefit is limited to his actual financial stake.

What is the nature of the Crocs (CROX) stock awards to Thomas J. Smach?

The awards represent annual common stock grants to a non-employee director under Crocs’ Board of Directors Compensation Plan. Smach elected restricted stock instead of cash retainers, with shares vesting in four quarterly installments and transfers of vested shares to the named revocable trusts.

Do the Crocs (CROX) stock grants to Thomas J. Smach involve cash purchases?

The reported Crocs stock grants do not involve cash purchases. They are compensation awards, with a reported price per share of zero, issued under the Board’s compensation plan as restricted stock in lieu of cash retainers for Board and committee service during the relevant period.