[144] Carpenter Technology Corp SEC Filing

Rhea-AI Filing Summary

Insider notice of proposed sale under Rule 144. The filing shows a holder plans to sell 5,691 shares of common stock of Carpenter Technology Corp (CRS) through Morgan Stanley Smith Barney LLC on 08/18/2025, with an aggregate market value reported as $1,391,704.00. The shares were acquired the same day, 08/18/2025, via a stock option exercise and paid for in cash. The filing reports 49,850,095 shares outstanding for the issuer. No other sales in the past three months were reported and the filer affirms no undisclosed material adverse information.

Positive

• Filer complied with Rule 144 disclosure requirements
• Sale will be executed through a major registered broker (Morgan Stanley Smith Barney LLC)
• Shares were acquired by stock option exercise and paid in cash on the same date

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine insider sale after option exercise; small position relative to shares outstanding, limited market impact.

The filing documents an insider exercising options and proposing to sell 5,691 shares through a major broker the same day. At an aggregate market value of $1.39 million against 49.85 million shares outstanding, the transaction represents a de minimis slice of the float, so market-moving implications are unlikely. The use of a registered broker and the Rule 144 notice indicate compliance with regulatory resale restrictions. Absent additional disclosures or clustered insider activity, this is operationally routine.

Corporate Governance Expert

TL;DR: Filing meets disclosure requirements; signature attests no undisclosed material information.

The Form 144 includes key compliance elements: broker identity, security class, number of shares, acquisition method (stock option exercise), payment method (cash), and a representation about material information. This form serves as a transparency mechanism for an insider liquidity event. From a governance standpoint, the filing's completeness supports regulatory transparency; it does not indicate governance concerns by itself.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5691	1391704.00	49850095	08/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/18/2025	Stock Option Exercise	Issuer			5691	08/18/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Carpenter Technology Corp (CRS) Form 144 report?

The form reports a proposed sale of 5,691 common shares to be sold on 08/18/2025 through Morgan Stanley Smith Barney LLC with an aggregate market value of $1,391,704.00.

How were the shares acquired according to the filing?

The shares were acquired on 08/18/2025 via a stock option exercise, and payment was made in cash.

How many Carpenter shares outstanding does the filing show?

The filing lists 49,850,095 shares outstanding for the issuer.

Were any other sales by this person reported in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Does the filer assert there is undisclosed material information?

By signing the notice, the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.