Carpenter Technology grants Ligocki 361 stock units

The stock units are payable upon the later of separation from service or a specified date or event; the option is exercisable on October 6, 2027.

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Form Type

Rhea-AI Filing Summary

Carpenter Technology Corporation director Kathleen Ligocki acquired 361 restricted stock units and an option to purchase 193 common shares on October 6, 2026. The stock units convert to common stock on a 1-for-1 basis and are payable upon the later of separation from service or a specified date or event. Her director stock unit balance after the award was 26,165.81, including dividend equivalents not previously reported. The option has a $395.71 exercise price, is exercisable on October 6, 2027, and expires October 6, 2036.

Insider Trade Summary

Grant/Award: 554 shares

Grant/Award 2 txns

Insider LIGOCKI KATHLEEN

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Director Stock Units ^{F1, F3, F2, F4}	361	--	--
Grant/Award	Director Stock Option (Right to Buy) ^F5	193	--	--

Holdings After Transaction: Director Stock Units — 26,165.81 contracts (Direct); Director Stock Option (Right to Buy) — 193 contracts (Direct)

Footnotes (5)

F1. Converts to common stock on a 1-for-1 basis
F2. Payable upon the later of separation of service or a specified date or event.
F3. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F4. Includes dividend equivalents not previously reported.
F5. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Key Figures

Restricted stock units awarded: 361 units Director stock unit balance after award: 26,165.81 units Common shares underlying option: 193 shares +4 more

7 metrics

Restricted stock units awarded 361 units October 6, 2026

Director stock unit balance after award 26,165.81 units Includes dividend equivalents not previously reported

Common shares underlying option 193 shares Option granted October 6, 2026

Exercise price $395.71 per share Director stock option

Option exercise date October 6, 2027 Director stock option

Option expiration date October 6, 2036 Director stock option

Stock unit conversion ratio 1-for-1 Conversion to common stock

Key Terms

restricted stock units, dividend equivalents, Director Stock Option (Right to Buy), exercise price

4 terms

restricted stock units financial

"granted restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalents financial

"Includes dividend equivalents not previously reported"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Director Stock Option (Right to Buy) financial

"Director Stock Option (Right to Buy)"

exercise price financial

"exercise price"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock awards did CRS director Kathleen Ligocki receive?

On October 6, 2026, Kathleen Ligocki received 361 restricted stock units and was granted an option to purchase 193 common shares. The option has a $395.71 exercise price.

When are Kathleen Ligocki's CRS director stock units payable?

The 361 director stock units convert to common stock on a 1-for-1 basis and are payable upon the later of separation from service or a specified date or event.

What are the terms of Kathleen Ligocki's CRS stock option?

The option to purchase 193 common shares has a $395.71 exercise price, an exercise date of October 6, 2027, and an expiration date of October 6, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/08/2026 - 04:26 PM Accepted by SEC EDGAR 10/08/2026 - 04:25 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LIGOCKI KATHLEEN

(Last)

(First)

(Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA

PENNSYLVANIA

19103

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Director Stock Units	⁽¹⁾	10/06/2026		A		361		⁽²⁾	⁽²⁾	Common Stock	361	⁽³⁾	26,165.81⁽⁴⁾	D
Director Stock Option (Right to Buy)	$395.71	10/06/2026		A		193		10/06/2027	10/06/2036	Common Stock	193	⁽⁵⁾	193	D

Explanation of Responses:

1. Converts to common stock on a 1-for-1 basis

2. Payable upon the later of separation of service or a specified date or event.

3. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

4. Includes dividend equivalents not previously reported.

5. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

	James D. Dee/POA	10/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR