STOCK TITAN

Carpenter Technology (NYSE: CRS) director granted new stock unit award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carpenter Technology Corporation director Charles Douglas McLane Jr. received a grant of 68.18 Director Stock Units on common stock. These restricted stock units were awarded under the Carpenter Technology Stock-Based Compensation Plan for Non-Employee Directors as part of his board compensation.

The units convert into common stock on a 1-for-1 basis and are payable upon the later of his separation from service or a specified date or event. Following this award, he holds a total of 25,187.09 Director Stock Units, which include dividend equivalents not previously reported.

Positive

  • None.

Negative

  • None.
Insider MCLANE CHARLES DOUGLAS JR
Role Director
Type Security Shares Price Value
Grant/Award Director Stock Units 68.18 $394.15 $27K
Holdings After Transaction: Director Stock Units — 25,187.09 shares (Direct)
Footnotes (1)
  1. Converts to common stock on a 1-for-1 basis The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Payable upon the later of separation of service or a specified date or event. Includes dividend equivalents not previously reported.
Director Stock Units granted 68.18 units Compensation grant on Director Stock Units
Grant reference price $394.15 per unit Reported transaction price per Director Stock Unit
Total units after grant 25,187.09 units Director Stock Units held following the transaction
Conversion ratio 1-for-1 Each Director Stock Unit converts into one common share
Director Stock Units financial
"The reporting person was granted Director Stock Units that convert to common stock"
Director stock units are promises a company makes to its board members to pay them company shares (or cash equal to the share value) after a set period or when certain conditions are met. They matter to investors because they align directors’ incentives with shareholders—encouraging decisions that boost long‑term value—but can also increase the total shares outstanding when converted, slightly diluting existing ownership.
restricted stock units financial
"The reporting person was granted restricted stock units under the plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock-Based Compensation Plan for Non-Employee Directors financial
"granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors"
dividend equivalents financial
"Includes dividend equivalents not previously reported."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCLANE CHARLES DOUGLAS JR

(Last)(First)(Middle)
C/O CARPENTER TECHNOLOGY CORPORATION
1735 MARKET STREET, 15TH FL

(Street)
PHILADELPHIA PENNSYLVANIA 19103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Stock Units(1)03/31/2026A68.18(2) (3) (3)Common Stock68.18$394.1525,187.09(4)D
Explanation of Responses:
1. Converts to common stock on a 1-for-1 basis
2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
3. Payable upon the later of separation of service or a specified date or event.
4. Includes dividend equivalents not previously reported.
James D. Dee/POA04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CRS director Charles Douglas McLane Jr. report?

Charles Douglas McLane Jr., a director of Carpenter Technology (CRS), reported receiving a grant of 68.18 Director Stock Units. These are restricted stock units granted as part of his non-employee director compensation rather than an open-market stock purchase or sale.

How many stock units did the CRS director receive in this Form 4 filing?

The director received 68.18 Director Stock Units tied to Carpenter Technology common stock. Each unit represents the right to receive one share in the future, increasing his total Director Stock Unit holdings to 25,187.09 units after this compensation-related award.

Is the CRS director’s Form 4 transaction a stock purchase or sale?

The Form 4 shows an acquisition through a grant of restricted stock units, not a market purchase or sale. The transaction code “A” reflects a compensation-related grant awarded under Carpenter Technology’s Stock-Based Compensation Plan for Non-Employee Directors.

When will the Carpenter Technology Director Stock Units be paid out?

The Director Stock Units are payable upon the later of the director’s separation from service or a specified date or event. This means the shares are generally delivered in the future, aligning payout timing with his board service or another predetermined trigger.

How do the CRS Director Stock Units convert into Carpenter Technology common stock?

The Director Stock Units convert into Carpenter Technology common stock on a 1-for-1 basis. Each unit corresponds to one share of common stock, so the 68.18 units granted represent the right to receive 68.18 common shares when the payout conditions are met.

What does “includes dividend equivalents not previously reported” mean in this CRS filing?

The note indicates the total 25,187.09 Director Stock Units now reported also reflect dividend equivalents. These are additional units credited over time in lieu of cash dividends, increasing the director’s unit balance as the company pays dividends on its common stock.