CoreWeave EVP Chen Goldberg sells shares for taxes

Two reported share sales were used to meet tax withholding obligations linked to the award; 262,500 restricted stock units remained after the transaction.

Available on EDGAR 11/06/2026 - 05:01 PM EST Accepted by SEC EDGAR 11/06/2026 - 05:01 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CoreWeave, Inc. EVP, Product & Engineering Chen Goldberg settled 37,500 restricted stock units into 37,500 Class A common shares on November 5, 2026. On that date, 19,209 shares were sold at $46.50 per share and another 695 at $46.455 per share to satisfy tax withholding obligations connected with the RSU vesting and settlement. Reported holdings after the transaction included 262,500 restricted stock units. The transactions were not reported as made under a Rule 10b5-1 plan.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 4 txns

Insider Goldberg Chen

Role EVP, Product & Engineering

Sold 19,904 shs ($926K)

Approx. gross sale proceeds $926K

Share of Position Sold 22.6%

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3, F4	37,500	--	--
Exercise	Class A Common Stock F1	37,500	$0.00	$0.00
Sale	Class A Common Stock F2	19,209	$46.50	$893K
Sale	Class A Common Stock F2	695	$46.455	$32K

Holdings After Transaction: Restricted Stock Units — 262,500 contracts (Direct); Class A Common Stock — 68,149 shares (Direct)

Holdings Before and After: Restricted Stock Units, 300,000 to 262,500 contracts (Direct); Class A Common Stock, 50,553 to 68,149 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (4)

1. F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
2. F2. The reported transaction represents shares of Class A Common Stock of the Issuer sold to satisfy the reporting person's tax withholding obligations, which were incurred in connection with the vesting and settlement of restricted stock units.
3. F3. The award vested as to 1/4 of the total award on August 5, 2025, and vests as to 1/16 of the total award thereafter on the fifth calendar day of November, February, May, and August, subject to the reporting person's continued service to the Issuer on each vesting date.
4. F4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

Key Figures

Restricted stock units settled: 37,500 units Class A common shares received on settlement: 37,500 shares Shares sold: 19,209 shares +4 more

7 metrics

Restricted stock units settled 37,500 units November 5, 2026

Class A common shares received on settlement 37,500 shares November 5, 2026

Shares sold 19,209 shares At $46.50 per share on November 5, 2026

Sale price $46.50 per share For 19,209 shares on November 5, 2026

Shares sold 695 shares At $46.455 per share on November 5, 2026

Sale price $46.455 per share For 695 shares on November 5, 2026

Restricted stock units after transaction 262,500 units Reported following the transaction

Key Terms

Restricted stock units, settlement, tax withholding obligations, vesting

4 terms

Restricted stock units financial

"Each restricted stock unit represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

settlement financial

"upon settlement"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

tax withholding obligations financial

"sold to satisfy the reporting person's tax withholding obligations"

vesting financial

"incurred in connection with the vesting and settlement"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CRWV shares did Chen Goldberg sell, and at what prices?

Chen Goldberg sold 19,209 shares at $46.50 per share and another 695 shares at $46.455 per share on November 5, 2026. The sales satisfied tax withholding obligations connected with vesting and settlement of restricted stock units.

How many CRWV restricted stock units did Chen Goldberg settle?

On November 5, 2026, Chen Goldberg settled 37,500 restricted stock units into 37,500 Class A common shares. Reported holdings after the transaction included 262,500 restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldberg Chen

(Last) (First) (Middle)

C/O COREWEAVE, INC.

290 WEST MT. PLEASANT AVENUE, SUITE 4100

(Street)

LIVINGSTON NEW JERSEY 07039

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CoreWeave, Inc. [ CRWV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Product & Engineering

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/05/2026		M		37,500	A	$0(1)	88,053	D
Class A Common Stock	11/05/2026		S(2)		19,209	D	$46.5	68,844	D
Class A Common Stock	11/05/2026		S(2)		695	D	$46.455	68,149	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/05/2026		M			37,500	(3)	(4)	Class A Common Stock	37,500	(1)	262,500	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

2. The reported transaction represents shares of Class A Common Stock of the Issuer sold to satisfy the reporting person's tax withholding obligations, which were incurred in connection with the vesting and settlement of restricted stock units.

3. The award vested as to 1/4 of the total award on August 5, 2025, and vests as to 1/16 of the total award thereafter on the fifth calendar day of November, February, May, and August, subject to the reporting person's continued service to the Issuer on each vesting date.

4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

	/s/ Nisha Antony, as Attorney-in-Fact	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)