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Carlisle (NYSE: CSL) VP awarded 190 shares and 670 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlisle Companies executive David W. Smith, VP, Sustainability, reported new equity awards. On January 28, 2026 he received a grant of 190 shares of common stock as restricted shares, bringing his directly held common stock to 3,527 shares, including 28 shares acquired through the company’s defined contribution plan during the prior year.

He was also granted an employee stock option covering 670 shares of Carlisle common stock at an exercise price of $341.01 per share. The option becomes exercisable in three equal annual installments beginning on January 28, 2027 and expires on January 27, 2036. Both the stock and option holdings are reported as directly owned.

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Insider SMITH DAVID W
Role VP, Sustainability
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) 670 $0.00 --
Grant/Award Common Stock 190 $0.00 --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 670 shares (Direct); Common Stock — 3,527 shares (Direct)
Footnotes (1)
  1. Represents a grant of 190 restricted shares from the issuer as an executive officer of the issuer. Includes 28 shares acquired in the issuer's defined contribution plan during the prior year. The option vests in three equal annual installments beginning on January 28, 2027.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH DAVID W

(Last) (First) (Middle)
16430 N SCOTTSDALE RD
STE 400

(Street)
SCOTTSDALE AZ 85254

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CARLISLE COMPANIES INC [ CSL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Sustainability
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/28/2026 A 190(1) A $0 3,527(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $341.01 01/28/2026 A 670 (3) 01/27/2036 Common Stock 670 $0 670 D
Explanation of Responses:
1. Represents a grant of 190 restricted shares from the issuer as an executive officer of the issuer.
2. Includes 28 shares acquired in the issuer's defined contribution plan during the prior year.
3. The option vests in three equal annual installments beginning on January 28, 2027.
Remarks:
/s/ David W. Smith by Ronald P. Fuss, attorney-in-fact 01/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Carlisle (CSL) report for David W. Smith?

Carlisle reported that VP, Sustainability David W. Smith received 190 restricted shares of common stock and an employee stock option for 670 shares, both granted on January 28, 2026 as part of his executive compensation.

How many Carlisle (CSL) shares does David W. Smith own after this Form 4?

After the reported grant, David W. Smith beneficially owns 3,527 shares of Carlisle common stock directly. This total includes 28 shares that were acquired in Carlisle’s defined contribution plan during the prior year and are reflected in the filing.

What are the terms of David W. Smith’s new Carlisle stock options?

The employee stock option covers 670 Carlisle common shares at an exercise price of $341.01 per share. It vests in three equal annual installments beginning on January 28, 2027 and carries an expiration date of January 27, 2036.

Are David W. Smith’s new Carlisle equity awards direct or indirect holdings?

Both the 190 restricted shares and the option for 670 shares are reported as directly owned by David W. Smith. The filing lists the ownership form as “D” (direct) for his common stock and for the derivative securities in the transaction tables.

How is the 190-share grant to David W. Smith described in Carlisle’s Form 4?

The 190-share award is described as a grant of restricted shares from Carlisle to David W. Smith in his capacity as an executive officer. The filing notes that these are restricted shares of common stock granted on January 28, 2026 and acquired at a price of $0.

When do David W. Smith’s new Carlisle options start vesting?

The filing states that the option vests in three equal annual installments, beginning on January 28, 2027. That means one‑third of the 670-share option becomes exercisable each year starting on that date, subject to the stated schedule.
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