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Castle Biosciences (CSTL) CEO sells 4,017 shares in Rule 10b5-1 trade

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Castle Biosciences Inc.’s President and Chief Executive Officer, Derek J. Maetzold, reported a planned sale of common stock under a pre-established Rule 10b5-1 trading plan. On January 20, 2026, he sold 4,017 shares of common stock at a weighted-average price of $40.013 per share in multiple trades within a disclosed price range.

Following this sale, Maetzold directly holds 87,715 shares of Castle Biosciences common stock, and additional shares are held indirectly through various family and grantor retained annuity trusts for which he or his spouse serves as trustee or beneficiary. The filing reflects an orderly, pre-planned diversification step rather than an ad hoc transaction.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MAETZOLD DEREK J

(Last) (First) (Middle)
C/O CASTLE BIOSCIENCES, INC.
1500 W. PARKWOOD AVE SUITE 401

(Street)
FRIENDSWOOD TX 77546

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CASTLE BIOSCIENCES INC [ CSTL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Pres. & Chief Exec. Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/20/2026 S(1) 4,017 D $40.013(2) 87,715 D
Common Stock 52,923 I By The Maetzold Descendants 2020 Trust(3)
Common Stock 44,986 I By Derek Maetzold 2020 Irrevocable Trust(4)
Common Stock 3,618 I By The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk(5)
Common Stock 3,615 I By The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold(6)
Common Stock 3,615 I By The Maetzold 2018 Remainder Trust FBO John Derek Maetzold(7)
Common Stock 3,615 I By The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold(8)
Common Stock 85,959 I By DJM Grantor Retained Annuity Trust No. 5(9)
Common Stock 18,718 I By DJM Grantor Retained Annuity Trust No. 6(10)
Common Stock 44,323 I By DJM Grantor Retained Annuity Trust No. 7(11)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 8, 2025.
2. This transaction was executed in multiple trades at prices ranging from $39.695 to 40.250, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
4. Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
5. Held by The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk of which the Reporting Person is the trustee and his child is the beneficiary.
6. Held by The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
7. Held by The Maetzold 2018 Remainder Trust FBO John Derek Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
8. Held by The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
9. Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary.
10. Held by DJM Grantor Retained Annuity Trust No. 6 of which the Reporting Person is the trustee and the beneficiaries are The Maetzold 2018 Remainder Trust FBO John Derek Maetzold, The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk, The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold and The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold.
11. Held by DJM Grantor Retained Annuity Trust No. 7 of which the Reporting Person is the trustee and beneficiary.
Remarks:
/s/ Frank Stokes, Attorney-in-fact 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did CSTL report in this Form 4?

The Form 4 reports that Derek J. Maetzold, President and Chief Executive Officer of Castle Biosciences Inc. (CSTL), sold 4,017 shares of common stock on January 20, 2026 at a weighted-average price of $40.013 per share.

Was the CSTL CEO’s stock sale made under a Rule 10b5-1 plan?

Yes. The filing states that the transactions were made pursuant to a Rule 10b5-1 trading plan adopted by Derek J. Maetzold on May 8, 2025, indicating the sales were pre-arranged rather than discretionary.

How many Castle Biosciences (CSTL) shares does the CEO hold after the sale?

After the reported sale, Derek J. Maetzold directly holds 87,715 shares of Castle Biosciences common stock. Additional shares are held indirectly through several family and grantor retained annuity trusts listed in the filing.

What price range did the CSTL CEO’s shares sell for on January 20, 2026?

The filing notes the sale was executed in multiple trades at prices ranging from $39.695 to $40.250 per share, with the reported weighted-average sale price of $40.013 per share.

How are the trust-held CSTL shares related to the reporting person?

The filing explains that various trusts, including The Maetzold Descendants 2020 Trust, several 2018 Remainder Trusts, and DJM Grantor Retained Annuity Trusts, hold Castle Biosciences shares. Derek J. Maetzold or his spouse serves as trustee and/or beneficiary, and their children are beneficiaries of certain trusts.

Does this Form 4 report any CSTL derivative securities transactions?

No. The section for derivative securities shows no reported acquisitions or dispositions; the filing only details transactions and holdings in Castle Biosciences common stock.
Castle Biosciences

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1.23B
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Diagnostics & Research
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United States
FRIENDSWOOD