[144] Carriage Services, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 for Carriage Services, Inc. (CSV) reports a proposed sale of 13,027 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $577,890.75. The filing lists 15,698,487 shares outstanding and an approximate sale date of 08/27/2025 on the NYSE. The shares were acquired by the selling person through previously exercised options on 02/19/2025 (9,921 shares), 02/21/2025 (1,953 shares) and 02/22/2025 (1,153 shares), with payment made in cash. The filer certifies no undisclosed material adverse information and notes no securities sold in the past three months.

Positive

• Clear disclosure of broker, share counts, aggregate market value, and planned sale date
• Acquisition details provided: dates, method (previously exercised options), and payment in cash
• Filer representation that no undisclosed material adverse information is known

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine Rule 144 notice for a proposed sale of 13,027 CSV shares through a named broker; no past-3-month sales reported.

This filing discloses a planned transaction under Rule 144 rather than operating results. It specifies the broker, planned sale date, and exact share counts and acquisition dates, which supports transparency about insider or affiliate liquidity. The aggregation of three option exercises in February and the stated cash payment clarify the chain of title for the shares to be sold. From an investor-information perspective, the form provides the necessary mechanics for the planned disposition but does not itself change the company's financial condition.

Corporate Governance Expert

TL;DR: Standard disclosure under Rule 144 showing timely reporting and a representation of no undisclosed material information.

The notice includes the required representation that the selling person is unaware of undisclosed material adverse information and identifies the broker handling the sale. The detailed acquisition method (previously exercised options) and cash payment dates reduce ambiguity about the shares' provenance. This is a routine compliance filing that fulfills public-disclosure obligations for an intended sale by an insider or related person.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13027	577890.75	15698487	08/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/19/2025	Previously Exercised Options	Issuer			9921	02/19/2025	Cash
Common	02/22/2025	Previously Exercised Options	Issuer			1153	02/22/2025	Cash
Common	02/21/2025	Previously Exercised Options	Issuer			1953	02/21/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Carriage Services, Inc. (CSV) disclose?

The form discloses a proposed sale of 13,027 common shares via Morgan Stanley Smith Barney LLC with an aggregate market value of $577,890.75 and an approximate sale date of 08/27/2025.

How many CSV shares outstanding are reported in the filing?

The filing reports 15,698,487 shares outstanding.

How were the shares to be sold acquired according to the Form 144?

All listed shares were acquired through previously exercised options: 02/19/2025 (9,921 shares), 02/21/2025 (1,953 shares), and 02/22/2025 (1,153 shares), with cash payment.

Does the filing report any CSV securities sold in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker is named to execute the proposed CSV sale?

The broker named is Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.