Capital Southwest (CSWC) Files Form 25 to Remove Listing from Nasdaq

Capital Southwest Corp (CSWC) submitted a Form 25 notification reporting removal of a class of its securities from listing and/or registration on Nasdaq Stock Market LLC.

Rhea-AI Filing Summary

Capital Southwest Corp (CSWC) submitted a Form 25 notification reporting removal of a class of its securities from listing and/or registration on Nasdaq Stock Market LLC. The filing states the Exchange and the issuer have complied with the rules governing voluntary withdrawal and removal under the Securities Exchange Act. The notice provides the issuer's principal office address and a contact phone number but does not specify the exact class being removed or a signing date in the visible text.

Positive

• Issuer and Exchange compliance with Form 25 procedural requirements is asserted
• Contact information for the issuer's principal office is provided for follow-up

Negative

• Removal from Nasdaq may reduce liquidity and visibility for the affected class of securities
• Filing lacks specifics such as the exact security class being removed and the effective removal date

Insights

Exchange Listing Specialist

Form 25 notifies removal from Nasdaq; procedural compliance is asserted.

The filing communicates that a class of Capital Southwest Corp securities will be struck from Nasdaq listing or registration and that both the Exchange and the issuer certify compliance with the technical rules governing voluntary withdrawal/removal. This is a procedural filing required to end exchange listing and to notify the SEC.

The primary dependency is procedural completion: investors should note the listing change itself is the material event here. Watch for any separate notices specifying the exact security class, effective removal date, and transfer of trading to another venue or OTC quotation within the near term.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 25 filed by Capital Southwest Corp (CSWC) signify?

The Form 25 notifies the SEC that a class of CSWC securities is being removed from listing and/or registration on Nasdaq, and it states that the Exchange and issuer have complied with the applicable procedural rules.

Does the filing state whether the removal is voluntary or involuntary for CSWC?

The filing references compliance with the rules governing voluntary withdrawal/removal but does not explicitly label the action as purely voluntary or list a specific rule box selection in the visible text.

What investor details are included in the Form 25 for CSWC?

The filing lists the issuer's principal office address at 8333 Douglas Avenue, Suite 1100, Dallas, Texas 75225, and a telephone number of 1 972 233-8242.

Does the Form 25 include an effective removal date for CSWC securities?

No; the visible content does not show an effective removal date or a signing date for the notification.

Will CSWC shares still trade after this Form 25 filing?

The filing itself only notifies removal from Nasdaq; it does not state whether trading will continue on another exchange or on OTC markets—those details are not provided in the visible text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/10/2025 - 04:11 PM Learn about SEC filing dates

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

333-232492

Issuer:	CAPITAL SOUTHWEST CORP
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	8333 Douglas Avenue, Suite 1100
	Dallas	TEXAS	75225
Telephone number:					1 972 233-8242

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

7.75% Notes due 2028

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2025-10-10	By	Tara Petta		Director
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.